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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Dec-21 4:21 PM View:  | Dicerna Pharmaceuticals Inc (DRNA) | 28-Dec-21 | Disposition (change in control) | 7,775 | $38.25 | $297,394.00 | (100%) 7.78K to 0 | < 1% |
| 17-Dec-21 4:18 PM View: | Dicerna Pharmaceuticals Inc (DRNA) | 15-Dec-21 | Payment of Exercise | 602 | $38.05 | $22,906.10 | (7%) 8.38K to 7.78K | < 1% |
| 17-Dec-21 4:18 PM View: | Dicerna Pharmaceuticals Inc (DRNA) | 15-Dec-21 | Option Exercise | 2,050 | -- | -- | 32% 6.33K to 8.38K | |
| 17-Jun-21 9:37 PM View: | Dicerna Pharmaceuticals Inc (DRNA) | 15-Jun-21 | Payment of Exercise | 2,004 | $35.74 | $71,623.00 | (26%) 7.76K to 5.76K | (6%) |
| 17-Jun-21 9:37 PM View: | Dicerna Pharmaceuticals Inc (DRNA) | 15-Jun-21 | Option Exercise | 6,825 | -- | -- | 727% 0.94K to 7.76K | |
| 03-Jan-20 5:11 PM View: | ZIOPHARM Oncology, Inc. (TCRT) | 31-Dec-19 | Grant | 15,890 | -- | -- | 40% 40.11K to 56.0K | |
| 03-Jan-20 5:11 PM View: | ZIOPHARM Oncology, Inc. (TCRT) | 31-Dec-19 | Payment of Exercise | 20,054 | $4.72 | $94,654.90 | (36%) 56.0K to 35.94K | 21% |
| 08-Apr-19 5:05 PM View: | Novacea, Inc. (PRTK) | 05-Apr-19 | Grant | 30,000 | -- | -- | 18% 171.06K to 201.06K | |
| 08-Apr-19 5:05 PM View: | Novacea, Inc. (PRTK) | 05-Apr-19 | Disposition | 100,250 | -- | -- | (50%) 201.06K to 100.81K | |
| 28-Feb-19 7:14 PM View: | Novacea, Inc. (PRTK) | 26-Feb-19 | Grant | 37,000 | -- | -- | 28% 134.06K to 171.06K | |
| 07-Feb-19 4:44 PM View: | Novacea, Inc. (PRTK) | 05-Feb-19 | Market Sale (Planned) | 2,495 | $6.77 | $16,891.20 | (2%) 136.55K to 134.06K | (2%) |
| 04-Feb-19 4:44 PM View: | Novacea, Inc. (PRTK) | 01-Feb-19 | Grant | 16,250 | -- | -- | 14% 120.3K to 136.55K | |
| 02-Jan-19 9:17 PM View: | ZIOPHARM Oncology, Inc. (TCRT) | 31-Dec-18 | Grant | 40,107 | -- | -- | 100% 0 to 40.11K | |
| 14-Dec-18 5:42 PM View: | Novacea, Inc. (PRTK) | 12-Dec-18 | Market Sale (Planned) | 2,918 | $6.76 | $19,725.70 | (2%) 123.22K to 120.3K | |
| 16-Oct-18 7:58 PM View: | Novacea, Inc. (PRTK) | 15-Oct-18 | Market Sale (Planned) | 2,784 | $8.96 | $24,944.60 | (2%) 126.0K to 123.22K | |
| 16-Oct-18 7:58 PM View: | Novacea, Inc. (PRTK) | 12-Oct-18 | Grant | 6,500 | -- | -- | 5% 119.5K to 126.0K | |
| 04-Oct-18 8:59 PM View: | Novacea, Inc. (PRTK) | 03-Oct-18 | Market Sale (Planned) | 7,579 | $9.82 | $74,425.80 | (6%) 127.08K to 119.5K | |
| 04-Oct-18 8:59 PM View: | Novacea, Inc. (PRTK) | 02-Oct-18 | Grant | 50,000 | -- | -- | 65% 77.08K to 127.08K | |
| 10-Apr-18 7:45 PM View: | Novacea, Inc. (PRTK) | 09-Apr-18 | Market Sale (Planned) | 5,237 | $12.70 | $66,509.90 | (6%) 82.32K to 77.08K | |
| 05-Apr-18 6:32 PM View: | Novacea, Inc. (PRTK) | 03-Apr-18 | Grant | 13,500 | -- | -- | 20% 68.82K to 82.32K | |
| 16-Feb-18 4:56 PM View: | Novacea, Inc. (PRTK) | 14-Feb-18 | Grant | 29,250 | -- | -- | 74% 39.57K to 68.82K | |
| 07-Feb-18 6:11 PM View: | Novacea, Inc. (PRTK) | 05-Feb-18 | Market Sale (Planned) | 16,291 | $14.22 | $231,658.00 | (29%) 55.86K to 39.57K | |
| 06-Jul-17 4:40 PM View: | Novacea, Inc. (PRTK) | 05-Jul-17 | Market Sale (Planned) | 4,139 | $23.58 | $97,592.70 | (7%) 60.0K to 55.86K | |
| 06-Jul-17 4:40 PM View: | Novacea, Inc. (PRTK) | 03-Jul-17 | Grant | 9,000 | -- | -- | 18% 51.0K to 60.0K | |
| 21-Jun-17 4:41 PM View: | Novacea, Inc. (PRTK) | 19-Jun-17 | Market Sale (Planned) | 4,595 | $25.00 | $114,875.00 | (8%) 55.59K to 51.0K | |
| 08-Feb-17 6:40 PM View: | Novacea, Inc. (PRTK) | 06-Feb-17 | Market Sale (Planned) | 3,405 | $15.09 | $51,393.80 | (6%) 59.0K to 55.59K | |
| 08-Feb-16 5:58 PM View: | Novacea, Inc. (PRTK) | 04-Feb-16 | Grant | 24,000 | -- | -- | 69% 35.0K to 59.0K |