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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Dec-21 5:09 PM View:  | Soliton, Inc. (SOLY) | 16-Dec-21 | Disposition | 9,214,280 | $22.60 | $208,243,008.00 | (100%) 9.21M to 0 | < 1% |
| 01-Jul-20 8:30 PM View: | Soliton, Inc. (SOLY) | 30-Jun-20 | Market Purchase | 120,481 | $8.30 | $999,992.00 | 1% 9.09M to 9.21M | 171% |
| 30-Dec-16 8:31 AM View: | Lpath Inc. (APEN) | 29-Dec-19 | Acquisition (other) | 1,309,390 | -- | -- | 100% 0 to 1.31M | |
| 15-Oct-19 6:08 PM View: | Soliton, Inc. (SOLY) | 11-Oct-19 | Purchase | 155,280 | -- | -- | 2% 8.94M to 9.09M | |
| 19-Jun-19 5:16 PM View: | Soliton, Inc. (SOLY) | 19-Jun-19 | Purchase | 357,143 | -- | -- | 4% 8.58M to 8.94M | |
| 29-Jan-18 4:19 PM View: | Vyne Therapeutics Inc. (VYNE) | 29-Jan-18 | Conversion | 1,178,810 | -- | -- | 74% 1.58M to 2.76M | |
| 29-Jan-18 4:19 PM View: | Vyne Therapeutics Inc. (VYNE) | 25-Jan-18 | Purchase | 100,000 | $17.00 | $1,700,000.00 | 7% 1.48M to 1.58M | |
| 23-Dec-14 4:25 PM View: | Bellicum Pharmaceuticals, Inc (BLCM) | 23-Dec-14 | Conversion | 1,764,040 | -- | -- | 100% 0 to 1.76M | |
| 23-Dec-14 4:25 PM View: | Bellicum Pharmaceuticals, Inc (BLCM) | 23-Dec-14 | Acquisition (other) | 43,563 | -- | -- | 2% 1.76M to 1.81M |