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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Oct-17 3:27 PM View:  | Triplepoint Venture Growth ... (TPVG) | 25-Oct-17 | Market Purchase | 7,386 | $13.65 | $100,819.00 | 100% 0 to 7.39K | (18%) |
| 11-Jul-17 1:55 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jul-17 | Payment of Exercise | 188 | $13.43 | $2,524.84 | (2%) 7.63K to 7.45K | 19% |
| 13-Jun-17 11:20 AM View: | Hercules Technology Growth ... (HTGC) | 10-Jun-17 | Payment of Exercise | 120 | $13.05 | $1,566.00 | (2%) 7.75K to 7.63K | 16% |
| 23-May-17 4:22 PM View: | Hercules Technology Growth ... (HTGC) | 22-May-17 | Grant | 418 | $13.31 | $5,563.58 | 2% 17.96K to 18.38K | (18%) |
| 11-Apr-17 4:36 PM View: | Hercules Technology Growth ... (HTGC) | 10-Apr-17 | Payment of Exercise | 219 | $15.08 | $3,302.52 | (3%) 7.97K to 7.75K | 29% |
| 14-Mar-17 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 13-Mar-17 | Grant | 367 | $14.85 | $5,449.95 | 2% 17.59K to 17.96K | (28%) |
| 13-Mar-17 6:16 PM View: | Hercules Technology Growth ... (HTGC) | 10-Mar-17 | Payment of Exercise | 139 | $14.69 | $2,041.91 | (2%) 8.11K to 7.97K | 27% |
| 26-Jan-17 4:13 PM View: | Hercules Technology Growth ... (HTGC) | 24-Jan-17 | Grant | 17,593 | -- | -- | 100% 0 to 17.59K | |
| 12-Jan-17 1:48 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jan-17 | Payment of Exercise | 876 | $14.21 | $12,448.00 | (10%) 8.99K to 8.11K | 23% |
| 12-Dec-16 5:08 PM View: | Hercules Technology Growth ... (HTGC) | 10-Dec-16 | Payment of Exercise | 117 | $13.67 | $1,599.39 | (1%) 9.11K to 8.99K | 20% |
| 13-Sep-16 12:51 PM View: | Hercules Technology Growth ... (HTGC) | 10-Sep-16 | Payment of Exercise | 117 | $13.53 | $1,583.01 | (1%) 9.22K to 9.11K | 17% |
| 13-Jun-16 6:57 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jun-16 | Payment of Exercise | 117 | $12.20 | $1,427.40 | (1%) 9.34K to 9.22K | 6% |
| 11-Mar-16 2:34 PM View: | Hercules Technology Growth ... (HTGC) | 10-Mar-16 | Payment of Exercise | 465 | $11.38 | $5,291.70 | (5%) 9.8K to 9.34K | (3%) |
| 12-Jan-16 4:41 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jan-16 | Grant | 6,000 | $12.01 | $72,060.00 | 158% 3.8K to 9.8K | < 1% |
| 12-Mar-15 4:20 PM View: | Hercules Technology Growth ... (HTGC) | 10-Mar-15 | Grant | 3,804 | $14.02 | $53,332.10 | 100% 0 to 3.8K | (7%) |