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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jul-15 9:54 PM View:  | Northwest Biotherapeutics I... (NWBO) | 30-Jun-15 | Sale | 1,768,090 | $4.14 | $7,318,350.00 | (9%) 20.23M to 18.46M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 15-Sep-14 | Market Sale | 149,502 | $5.02 | $750,500.00 | (< 1%) 37.59M to 37.44M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Sep-14 | Purchase | 639,108 | -- | -- | 2% 36.95M to 37.59M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 27-Aug-14 | Sale | 145,068 | $5.17 | $750,002.00 | (< 1%) 37.1M to 36.95M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Aug-14 | Purchase | 550,219 | -- | -- | 2% 36.54M to 37.1M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Jul-14 | Purchase | 796,879 | -- | -- | 2% 35.75M to 36.55M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 30-Jun-14 | Purchase | 562,500 | -- | -- | 2% 35.19M to 35.75M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Jun-14 | Purchase | 385,320 | -- | -- | 1% 34.8M to 35.19M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-May-14 | Purchase | 341,971 | -- | -- | < 1% 34.46M to 34.8M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Apr-14 | Purchase | 289,531 | -- | -- | < 1% 34.17M to 34.46M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 07-Mar-14 | Sale | 253,703 | $3.64 | $923,479.00 | (< 1%) 34.42M to 34.17M | |
| 19-Dec-14 9:14 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Mar-14 | Purchase | 389,611 | -- | -- | 1% 34.03M to 34.42M | |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 08-Feb-14 | Sale | 79,630 | $3.09 | $246,057.00 | (< 1%) 38.56M to 38.48M | (5%) |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 07-Feb-14 | Sale | 132,540 | $3.09 | $409,549.00 | (< 1%) 38.69M to 38.56M | (5%) |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 04-Feb-14 | Sale | 233,344 | $3.21 | $749,034.00 | (< 1%) 38.92M to 38.69M | (1%) |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Feb-14 | Purchase | 787,055 | -- | -- | 2% 38.14M to 38.92M | |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 31-Jan-14 | Sale | 233,344 | $3.21 | $749,034.00 | (< 1%) 38.37M to 38.14M | (1%) |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 17-Jan-14 | Purchase | 5,101,370 | -- | -- | 15% 33.27M to 38.37M | |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Jan-14 | Purchase | 238,248 | -- | -- | < 1% 32.79M to 33.03M | |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 31-Dec-13 | Acquisition (other) | 1,330,060 | -- | -- | 4% 31.46M to 32.79M | |
| 19-Dec-14 9:12 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Dec-13 | Purchase | 277,199 | -- | -- | < 1% 31.18M to 31.46M | |
| 19-Dec-14 9:10 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Nov-13 | Purchase | 257,439 | -- | -- | 2% 16.61M to 16.86M | |
| 19-Dec-14 9:10 PM View: | Northwest Biotherapeutics I... (NWBO) | 31-Oct-13 | Purchase | 223,042 | -- | -- | 1% 16.38M to 16.61M | |
| 19-Dec-14 9:10 PM View: | Northwest Biotherapeutics I... (NWBO) | 31-Jul-13 | Market Purchase | 2,902,070 | $4.00 | $11,608,300.00 | 22% 13.48M to 16.38M | |
| 19-Dec-14 9:10 PM View: | Northwest Biotherapeutics I... (NWBO) | 30-Nov-12 | Purchase | 749,339 | -- | -- | 6% 12.73M to 13.48M | |
| 19-Dec-14 9:10 PM View: | Northwest Biotherapeutics I... (NWBO) | 16-Oct-12 | Conversion | 2,118,760 | -- | -- | 34% 6.26M to 8.38M | |
| 19-Dec-14 9:10 PM View: | Northwest Biotherapeutics I... (NWBO) | 16-Oct-12 | Acquisition (other) | 3,149,430 | -- | -- | 38% 8.38M to 11.53M | |
| 19-Dec-14 9:10 PM View: | Northwest Biotherapeutics I... (NWBO) | 16-Oct-12 | Disposition (other) | 1,559,700 | -- | -- | (11%) 14.29M to 12.73M | |
| 19-Dec-14 9:10 PM View: | Northwest Biotherapeutics I... (NWBO) | 16-Oct-12 | Purchase | 2,759,660 | -- | -- | 24% 11.53M to 14.29M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 01-Nov-11 | Conversion | 750,000 | -- | -- | < 1% 77.08M to 77.83M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 28-Oct-11 | Conversion | 2,016,670 | $0.27 | $544,500.00 | 7% 29.06M to 31.08M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 28-Oct-11 | Acquisition (other) | 46,000,000 | $0.20 | $9,200,000.00 | 148% 31.08M to 77.08M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 02-Feb-11 | Private Sale | 860,000 | $1.08 | $928,800.00 | (3%) 29.92M to 29.06M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 09-Oct-10 | Disposition (other) | 120,000 | $0.17 | $20,400.00 | (< 1%) 30.04M to 29.92M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 30-Sep-10 | Acquisition (other) | 12,866,300 | -- | -- | 35% 36.47M to 49.34M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 30-Sep-10 | Disposition (other) | 19,299,500 | -- | -- | (39%) 49.34M to 30.04M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 12-Aug-10 | Disposition (other) | 2,250,000 | $0.62 | $1,395,000.00 | (6%) 38.72M to 36.47M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 31-Jul-10 | Private Purchase | 8,466 | $0.20 | $1,693.20 | < 1% 38.72M to 38.72M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 02-Jul-10 | Grant | 866,667 | $0.75 | $650,000.00 | 3% 30.98M to 31.85M | (98%) |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 30-Sep-09 | Grant | 750,000 | $0.20 | $150,000.00 | 2% 36.2M to 36.95M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 30-Sep-09 | Private Purchase | 1,762,500 | $0.20 | $352,500.00 | 5% 36.95M to 38.72M | |
| 19-Dec-14 9:09 PM View: | Northwest Biotherapeutics I... (NWBO) | 28-Sep-09 | Acquisition (other) | 8,547,280 | $0.20 | $1,709,460.00 | 31% 27.66M to 36.2M |