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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-May-24 4:22 PM View:  | AES Corp. (AES) | 20-May-24 | Option Exercise | 66,250 | $11.89 | $787,712.00 | 20% 331.13K to 397.38K | |
| 21-May-24 4:22 PM View: | AES Corp. (AES) | 20-May-24 | Option Sale | 66,250 | $21.15 | $1,401,190.00 | (17%) 397.38K to 331.13K | |
| 26-Feb-24 4:17 PM View: | AES Corp. (AES) | 24-Feb-24 | Payment of Exercise | 3,880 | $16.00 | $62,080.00 | (1%) 334.76K to 330.88K | |
| 26-Feb-24 4:17 PM View: | AES Corp. (AES) | 22-Feb-24 | Grant | 50,887 | -- | -- | 17% 294.24K to 345.12K | |
| 26-Feb-24 4:17 PM View: | AES Corp. (AES) | 22-Feb-24 | Disposition | 136 | -- | -- | (< 1%) 345.12K to 344.99K | |
| 26-Feb-24 4:17 PM View: | AES Corp. (AES) | 22-Feb-24 | Payment of Exercise | 10,224 | $16.00 | $163,584.00 | (3%) 344.99K to 334.76K | |
| 09-Nov-23 7:30 AM View: | AES Corp. (AES) | 07-Nov-23 | Private Purchase | 3,000 | $16.36 | $49,080.00 | 1% 290.64K to 293.64K | |
| 27-Feb-23 4:16 PM View: | AES Corp. (AES) | 24-Feb-23 | Grant | 45,272 | $25.32 | $1,146,290.00 | 17% 261.82K to 307.09K | (9%) |
| 27-Feb-23 4:16 PM View: | AES Corp. (AES) | 24-Feb-23 | Payment of Exercise | 16,928 | $25.32 | $428,617.00 | (6%) 307.09K to 290.16K | |
| 22-Feb-23 4:32 PM View: | AES Corp. (AES) | 21-Feb-23 | Payment of Exercise | 1,868 | $25.57 | $47,764.80 | (< 1%) 263.68K to 261.82K | |
| 22-Feb-23 4:32 PM View: | AES Corp. (AES) | 17-Feb-23 | Payment of Exercise | 1,523 | $26.23 | $39,948.30 | (< 1%) 265.21K to 263.68K | |
| 07-Mar-22 5:14 PM View: | AES Corp. (AES) | 03-Mar-22 | Grant | 43,170 | -- | -- | 18% 240.03K to 283.2K | |
| 07-Mar-22 5:14 PM View: | AES Corp. (AES) | 03-Mar-22 | Payment of Exercise | 18,741 | $21.46 | $402,182.00 | (7%) 283.2K to 264.46K | |
| 28-Feb-22 4:46 PM View: | AES Corp. (AES) | 24-Feb-22 | Grant | 15,237 | -- | -- | 7% 224.79K to 240.03K | |
| 24-Feb-22 4:37 PM View: | AES Corp. (AES) | 22-Feb-22 | Payment of Exercise | 3,429 | $21.01 | $72,043.30 | (2%) 228.22K to 224.79K | (9%) |
| 22-Feb-22 5:42 PM View: | AES Corp. (AES) | 18-Feb-22 | Payment of Exercise | 3,293 | $21.26 | $70,009.20 | (1%) 231.51K to 228.22K | (8%) |
| 12-Aug-21 7:53 PM View: | AES Corp. (AES) | 10-Aug-21 | Option Exercise | 51,941 | $13.22 | $686,507.00 | 22% 230.97K to 282.91K | |
| 12-Aug-21 7:53 PM View: | AES Corp. (AES) | 10-Aug-21 | Market Option Sale (Planned) | 51,941 | $24.33 | $1,263,720.00 | (18%) 282.91K to 230.97K | |
| 25-Feb-21 4:40 PM View: | AES Corp. (AES) | 23-Feb-21 | Payment of Exercise | 2,467 | $27.22 | $67,151.70 | (1%) 233.27K to 230.81K | 2% |
| 24-Feb-21 8:01 PM View: | AES Corp. (AES) | 22-Feb-21 | Payment of Exercise | 3,561 | $27.00 | $96,147.00 | (2%) 236.83K to 233.27K | 2% |
| 23-Feb-21 8:16 PM View: | AES Corp. (AES) | 19-Feb-21 | Grant | 42,074 | -- | -- | 20% 211.48K to 253.56K | |
| 23-Feb-21 8:16 PM View: | AES Corp. (AES) | 19-Feb-21 | Payment of Exercise | 16,724 | $28.31 | $473,456.00 | (7%) 253.56K to 236.83K | 6% |
| 20-Mar-20 7:07 AM View: | AES Corp. (AES) | 19-Mar-20 | Market Purchase | 4,000 | $9.63 | $38,538.30 | 2% 206.6K to 210.6K | 167% |
| 25-Feb-20 8:25 PM View: | AES Corp. (AES) | 24-Feb-20 | Grant | 40,090 | -- | -- | 22% 182.75K to 222.84K | |
| 25-Feb-20 8:25 PM View: | AES Corp. (AES) | 24-Feb-20 | Payment of Exercise | 16,239 | $20.25 | $328,840.00 | (7%) 222.84K to 206.6K | (27%) |
| 25-Feb-20 8:25 PM View: | AES Corp. (AES) | 23-Feb-20 | Payment of Exercise | 1,647 | $20.75 | $34,175.20 | (< 1%) 184.4K to 182.75K | (24%) |
| 25-Feb-20 8:25 PM View: | AES Corp. (AES) | 22-Feb-20 | Payment of Exercise | 2,456 | $20.75 | $50,962.00 | (1%) 186.86K to 184.4K | (24%) |
| 25-Feb-20 8:25 PM View: | AES Corp. (AES) | 21-Feb-20 | Grant | 12,145 | -- | -- | 7% 174.71K to 186.86K | |
| 26-Feb-19 10:00 PM View: | AES Corp. (AES) | 24-Feb-19 | Payment of Exercise | 1,931 | $17.53 | $33,850.40 | (1%) 175.81K to 173.87K | (44%) |
| 26-Feb-19 10:00 PM View: | AES Corp. (AES) | 23-Feb-19 | Payment of Exercise | 1,647 | $17.53 | $28,871.90 | (< 1%) 177.45K to 175.81K | (44%) |
| 26-Feb-19 10:00 PM View: | AES Corp. (AES) | 22-Feb-19 | Grant | 61,531 | -- | -- | 48% 127.8K to 189.33K | |
| 26-Feb-19 10:00 PM View: | AES Corp. (AES) | 22-Feb-19 | Payment of Exercise | 11,878 | $17.53 | $208,221.00 | (6%) 189.33K to 177.45K | (44%) |
| 21-Feb-19 6:49 PM View: | AES Corp. (AES) | 19-Feb-19 | Payment of Exercise | 2,216 | $17.18 | $38,070.90 | (2%) 130.01K to 127.8K | (47%) |
| 25-Apr-18 7:04 PM View: | AES Corp. (AES) | 23-Apr-18 | Payment of Exercise | 6,568 | $11.86 | $77,896.50 | (5%) 135.66K to 129.09K | (109%) |
| 27-Feb-18 7:08 PM View: | AES Corp. (AES) | 24-Feb-18 | Payment of Exercise | 1,927 | $10.49 | $20,214.20 | (1%) 137.58K to 135.66K | (136%) |
| 27-Feb-18 7:08 PM View: | AES Corp. (AES) | 23-Feb-18 | Grant | 20,935 | $8.22 | $172,120.00 | 18% 118.01K to 138.95K | |
| 27-Feb-18 7:08 PM View: | AES Corp. (AES) | 23-Feb-18 | Payment of Exercise | 1,363 | $10.49 | $14,297.90 | (< 1%) 138.95K to 137.58K | (136%) |
| 21-Feb-18 7:39 PM View: | AES Corp. (AES) | 20-Feb-18 | Payment of Exercise | 921 | $10.40 | $9,578.40 | (< 1%) 118.93K to 118.01K | (139%) |
| 21-Feb-18 7:39 PM View: | AES Corp. (AES) | 19-Feb-18 | Payment of Exercise | 2,288 | $10.45 | $23,909.60 | (2%) 121.22K to 118.93K | (137%) |
| 14-Nov-17 7:51 PM View: | AES Corp. (AES) | 13-Nov-17 | Market Purchase | 4,700 | $10.60 | $49,820.00 | 4% 115.94K to 120.64K | 131% |
| 25-Apr-17 6:50 PM View: | AES Corp. (AES) | 23-Apr-17 | Payment of Exercise | 4,974 | $11.38 | $56,604.10 | (4%) 120.4K to 115.43K | (109%) |
| 28-Feb-17 10:00 PM View: | AES Corp. (AES) | 24-Feb-17 | Grant | 24,127 | $9.51 | $229,497.00 | 25% 97.9K to 122.02K | |
| 28-Feb-17 10:00 PM View: | AES Corp. (AES) | 24-Feb-17 | Payment of Exercise | 1,619 | $11.93 | $19,314.70 | (1%) 122.02K to 120.4K | (99%) |
| 23-Feb-17 7:07 PM View: | AES Corp. (AES) | 21-Feb-17 | Payment of Exercise | 600 | $11.78 | $7,068.00 | (< 1%) 98.5K to 97.9K | (102%) |
| 22-Feb-17 8:28 PM View: | AES Corp. (AES) | 17-Feb-17 | Payment of Exercise | 3,495 | $11.46 | $40,052.70 | (3%) 101.99K to 98.5K | (107%) |
| 23-Feb-16 9:02 PM View: | AES Corp. (AES) | 19-Feb-16 | Grant | 23,579 | -- | -- | 30% 79.66K to 103.23K | |
| 23-Feb-16 9:02 PM View: | AES Corp. (AES) | 19-Feb-16 | Payment of Exercise | 3,177 | $9.41 | $29,895.60 | (3%) 103.23K to 100.06K | (143%) |
| 17-Feb-16 6:20 PM View: | AES Corp. (AES) | 15-Feb-16 | Payment of Exercise | 498 | $9.17 | $4,566.66 | (< 1%) 79.9K to 79.4K | (149%) |
| 13-Nov-15 4:11 PM View: | AES Corp. (AES) | 11-Nov-15 | Market Purchase | 5,000 | $10.13 | $50,650.00 | 7% 74.52K to 79.52K | 123% |
| 27-Apr-15 5:53 PM View: | AES Corp. (AES) | 23-Apr-15 | Grant | 30,053 | -- | -- | 68% 44.15K to 74.2K |