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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-17 9:48 PM View:  | Headwaters Inc. (HW) | 08-May-17 | Disposition | 11,771 | -- | -- | (100%) 11.77K to 0 | |
| 09-Dec-16 4:15 PM View: | Headwaters Inc. (HW) | 09-Dec-16 | Market Option Sale | 10,630 | $23.58 | $250,633.00 | (98%) 10.87K to 0.24K | (< 1%) |
| 09-Dec-16 4:15 PM View: | Headwaters Inc. (HW) | 08-Dec-16 | Option Exercise | 10,630 | $6.32 | $67,144.20 | 4357% 0.24K to 10.87K | |
| 05-Nov-15 7:15 PM View: | Headwaters Inc. (HW) | 05-Nov-15 | Market Sale | 680 | $18.29 | $12,437.20 | (7%) 9.64K to 8.96K | (29%) |
| 05-Nov-15 7:15 PM View: | Headwaters Inc. (HW) | 04-Nov-15 | Grant | 2,075 | -- | -- | 27% 7.57K to 9.64K | |
| 12-May-15 4:34 PM View: | Headwaters Inc. (HW) | 12-May-15 | Disposition | 7,768 | $19.49 | $151,434.00 | (97%) 8.01K to 0.24K | (21%) |
| 08-May-15 6:09 PM View: | Headwaters Inc. (HW) | 07-May-15 | Disposition | 4,871 | $19.71 | $96,007.40 | (38%) 12.88K to 8.01K | (20%) |
| 08-May-15 6:09 PM View: | Headwaters Inc. (HW) | 07-May-15 | Option Exercise | 12,639 | $5.67 | $71,672.60 | 5180% 0.24K to 12.88K | |
| 15-Jan-15 5:27 PM View: | Headwaters Inc. (HW) | 31-Dec-14 | Market Sale | 153 | $15.01 | $2,297.19 | (39%) 0.4K to 0.24K | (57%) |
| 13-Nov-14 10:00 PM View: | Headwaters Inc. (HW) | 05-Nov-14 | Grant | 2,654 | -- | -- | 100% 0 to 2.65K |