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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-21 4:57 PM View:  | Kansas City Southern (KSU) | 14-Dec-21 | Disposition | 17,159 | -- | -- | (97%) 17.73K to 0.57K | |
| 15-Dec-21 4:57 PM View: | Kansas City Southern (KSU) | 14-Dec-21 | Payment of Exercise | 567 | $290.71 | $164,833.00 | (100%) 0.57K to 0 | |
| 28-Oct-21 5:03 PM View: | Kansas City Southern (KSU) | 27-Oct-21 | Option Exercise | 8,761 | $99.01 | $867,415.00 | 49% 17.73K to 26.49K | |
| 28-Oct-21 5:03 PM View: | Kansas City Southern (KSU) | 27-Oct-21 | Market Option Sale | 8,761 | $305.43 | $2,675,840.00 | (33%) 26.49K to 17.73K | |
| 01-Jun-21 5:02 PM View: | Kansas City Southern (KSU) | 31-May-21 | Payment of Exercise | 329 | $297.68 | $97,936.70 | (2%) 18.05K to 17.73K | 0% |
| 01-Jun-21 5:02 PM View: | Kansas City Southern (KSU) | 28-May-21 | Payment of Exercise | 89 | $295.36 | $26,287.00 | (< 1%) 18.14K to 18.05K | (< 1%) |
| 01-Mar-21 5:46 PM View: | Kansas City Southern (KSU) | 26-Feb-21 | Payment of Exercise | 957 | $213.51 | $204,329.00 | (5%) 19.1K to 18.14K | < 1% |
| 16-Feb-21 5:24 PM View: | Kansas City Southern (KSU) | 12-Feb-21 | Payment of Exercise | 81 | $209.36 | $16,958.20 | (< 1%) 19.18K to 19.1K | < 1% |
| 05-Feb-21 5:10 PM View: | Kansas City Southern (KSU) | 03-Feb-21 | Grant | 3,303 | -- | -- | 21% 15.88K to 19.18K | |
| 23-Nov-20 5:03 PM View: | Kansas City Southern (KSU) | 20-Nov-20 | Market Sale | 1,519 | $188.95 | $287,015.00 | (9%) 17.4K to 15.88K | (6%) |
| 06-Aug-20 5:12 PM View: | Kansas City Southern (KSU) | 05-Aug-20 | Market Sale | 1,500 | $175.66 | $263,490.00 | (8%) 18.9K to 17.4K | (13%) |
| 03-Mar-20 5:10 PM View: | Kansas City Southern (KSU) | 28-Feb-20 | Payment of Exercise | 1,262 | $152.34 | $192,253.00 | (6%) 20.16K to 18.9K | (30%) |
| 18-Feb-20 5:14 PM View: | Kansas City Southern (KSU) | 14-Feb-20 | Payment of Exercise | 79 | $173.46 | $13,703.30 | (< 1%) 20.24K to 20.16K | (14%) |
| 11-Feb-20 5:07 PM View: | Kansas City Southern (KSU) | 07-Feb-20 | Grant | 943 | -- | -- | 5% 19.3K to 20.24K | |
| 03-Feb-20 5:20 PM View: | Kansas City Southern (KSU) | 30-Jan-20 | Grant | 3,371 | -- | -- | 21% 15.93K to 19.3K | |
| 11-Dec-19 5:02 PM View: | Kansas City Southern (KSU) | 10-Dec-19 | Option Exercise | 5,500 | $93.70 | $515,324.00 | 35% 15.93K to 21.43K | |
| 11-Dec-19 5:02 PM View: | Kansas City Southern (KSU) | 10-Dec-19 | Market Option Sale | 5,500 | $151.37 | $832,535.00 | (26%) 21.43K to 15.93K | (31%) |
| 02-Dec-19 5:04 PM View: | Kansas City Southern (KSU) | 29-Nov-19 | Payment of Exercise | 4,139 | $154.56 | $639,724.00 | (21%) 20.06K to 15.93K | (28%) |
| 07-Mar-19 5:05 PM View: | Kansas City Southern (KSU) | 05-Mar-19 | Grant | 804 | -- | -- | 4% 19.26K to 20.06K | |
| 25-Feb-19 5:42 PM View: | Kansas City Southern (KSU) | 22-Feb-19 | Payment of Exercise | 1,520 | $111.75 | $169,860.00 | (7%) 20.78K to 19.26K | (78%) |
| 11-Feb-19 5:08 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Grant | 278 | -- | -- | 1% 20.64K to 20.92K | |
| 11-Feb-19 5:08 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Payment of Exercise | 139 | $103.13 | $14,335.10 | (< 1%) 20.92K to 20.78K | (92%) |
| 01-Feb-19 5:27 PM View: | Kansas City Southern (KSU) | 30-Jan-19 | Grant | 4,280 | -- | -- | 26% 16.36K to 20.64K | |
| 08-Mar-18 4:39 PM View: | Kansas City Southern (KSU) | 06-Mar-18 | Grant | 837 | -- | -- | 5% 15.32K to 16.16K | |
| 26-Feb-18 7:56 PM View: | Kansas City Southern (KSU) | 23-Feb-18 | Payment of Exercise | 196 | $107.17 | $21,005.30 | (1%) 15.52K to 15.32K | (83%) |
| 15-Feb-18 5:08 PM View: | Kansas City Southern (KSU) | 14-Feb-18 | Grant | 488 | -- | -- | 3% 15.03K to 15.52K | |
| 12-Feb-18 5:52 PM View: | Kansas City Southern (KSU) | 09-Feb-18 | Payment of Exercise | 156 | $103.53 | $16,150.70 | (1%) 15.19K to 15.03K | (89%) |
| 24-Jan-18 6:00 PM View: | Kansas City Southern (KSU) | 23-Jan-18 | Grant | 49 | -- | -- | < 1% 15.14K to 15.19K | |
| 08-Jan-18 5:49 PM View: | Kansas City Southern (KSU) | 05-Jan-18 | Payment of Exercise | 838 | $107.00 | $89,666.00 | (5%) 15.98K to 15.14K | (83%) |
| 21-Feb-17 5:14 PM View: | Kansas City Southern (KSU) | 17-Feb-17 | Grant | 1,515 | -- | -- | 11% 14.25K to 15.76K | |
| 13-Feb-17 5:36 PM View: | Kansas City Southern (KSU) | 10-Feb-17 | Payment of Exercise | 102 | $85.96 | $8,767.92 | (< 1%) 14.35K to 14.25K | (126%) |
| 22-Feb-16 4:54 PM View: | Kansas City Southern (KSU) | 19-Feb-16 | Grant | 3,550 | -- | -- | 34% 10.57K to 14.12K | |
| 20-Feb-15 4:53 PM View: | Kansas City Southern (KSU) | 18-Feb-15 | Grant | 573 | -- | -- | 6% 10.0K to 10.57K | |
| 14-Nov-14 10:00 PM View: | Kansas City Southern (KSU) | 13-Nov-14 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K |