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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jun-22 11:08 AM View:  | Sunlight Financial Holdings... (SPRQ=) | 09-Jun-22 | Grant | 28,604 | -- | -- | 229% 12.5K to 41.1K | |
| 12-Jul-21 7:38 PM View: | Sunlight Financial Holdings... (SPRQ=) | 09-Jul-21 | Grant | 12,500 | -- | -- | 100% 0 to 12.5K | |
| 21-Mar-17 6:44 PM View: | Medley Management Inc. (MDLY) | 17-Mar-17 | Option Exercise | 4,792 | -- | -- | 22% 21.86K to 26.66K | |
| 03-Oct-16 8:54 PM View: | Medley Management Inc. (MDLY) | 29-Sep-16 | Option Exercise | 14,049 | -- | -- | 180% 7.81K to 21.86K | |
| 13-Nov-15 2:46 PM View: | Medley Management Inc. (MDLY) | 11-Nov-15 | Option Exercise | 926 | -- | -- | 13% 6.89K to 7.81K | |
| 01-Oct-15 4:31 PM View: | Medley Management Inc. (MDLY) | 29-Sep-15 | Option Exercise | 3,888 | -- | -- | 130% 3.0K to 6.89K | |
| 24-Nov-14 6:18 PM View: | Medley Management Inc. (MDLY) | 20-Nov-14 | Market Purchase | 3,000 | $16.64 | $49,907.70 | 100% 0 to 3.0K | (97%) |