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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Sep-14 12:03 PM View:  | Empire Resources Inc. (ERS) | 18-Sep-14 | Market Sale | 10,250 | $5.50 | $56,375.00 | (9%) 119.25K to 109.0K | (32%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 02-Sep-14 | Market Sale | 701 | $5.70 | $3,995.70 | (< 1%) 119.95K to 119.25K | (27%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 29-Aug-14 | Market Sale | 750 | $5.70 | $4,275.00 | (< 1%) 120.7K to 119.95K | (27%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 28-Aug-14 | Market Sale | 3,899 | $5.70 | $22,224.30 | (3%) 124.6K to 120.7K | (27%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 27-Aug-14 | Market Sale | 493 | $5.70 | $2,810.10 | (< 1%) 125.09K to 124.6K | (27%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 26-Aug-14 | Market Sale | 3,835 | $5.70 | $21,859.50 | (3%) 128.93K to 125.09K | (27%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 25-Aug-14 | Market Sale | 49,336 | $5.71 | $281,709.00 | (28%) 178.26K to 128.93K | (27%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 22-Aug-14 | Market Sale | 27,736 | $5.67 | $157,263.00 | (13%) 206.0K to 178.26K | (28%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 20-Aug-14 | Market Sale | 4,586 | $5.76 | $26,415.40 | (2%) 210.59K to 206.0K | (26%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 19-Aug-14 | Market Sale | 20,037 | $5.96 | $119,421.00 | (9%) 230.62K to 210.59K | (22%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 18-Aug-14 | Conversion | 253,666 | -- | -- | (1690%) (-15.01K) to 238.66K | |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 18-Aug-14 | Market Sale | 8,033 | $5.97 | $47,957.00 | (3%) 238.66K to 230.62K | (21%) |
| 19-Sep-14 12:03 PM View: | Empire Resources Inc. (ERS) | 15-Aug-14 | Market Sale | 15,010 | $5.93 | $89,009.30 | (6%) 253.67K to 238.66K | (22%) |