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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Jun-18 5:18 PM View:  | Yuma Energy, Inc. (YUMA) | 31-May-18 | Payment of Exercise | 4,337 | $0.40 | $1,734.80 | (< 1%) 2.52M to 2.52M | (14%) |
| 08-Feb-18 4:50 PM View: | Yuma Energy, Inc. (YUMA) | 06-Feb-18 | Grant | 199,954 | -- | -- | 8% 2.4M to 2.6M | |
| 08-Feb-18 4:50 PM View: | Yuma Energy, Inc. (YUMA) | 06-Feb-18 | Payment of Exercise | 75,547 | $1.15 | $86,879.00 | (3%) 2.6M to 2.52M | 60% |
| 05-Oct-17 4:56 PM View: | Yuma Energy, Inc. (YUMA) | 03-Oct-17 | Market Purchase | 300,000 | $1.00 | $300,000.00 | 14% 2.1M to 2.4M | (55%) |
| 20-Jun-17 5:23 PM View: | Yuma Energy, Inc. (YUMA) | 31-May-17 | Payment of Exercise | 4,338 | $1.77 | $7,678.26 | (< 1%) 2.1M to 2.1M | 74% |
| 05-Jan-17 7:45 PM View: | Yuma Energy, Inc. (YUMA) | 03-Jan-17 | Payment of Exercise | 807 | $3.76 | $3,034.32 | (< 1%) 2.1M to 2.1M | 88% |
| 20-Oct-16 5:45 PM View: | Pyramid Oil Co. (YUMA) | 18-Oct-16 | Grant | 510,929 | -- | -- | 1% 41.72M to 42.23M | |
| 20-Oct-16 5:45 PM View: | Pyramid Oil Co. (YUMA) | 18-Oct-16 | Payment of Exercise | 190,832 | $0.24 | $45,799.70 | (< 1%) 42.23M to 42.04M | 31% |
| 12-Jul-16 6:01 PM View: | Pyramid Oil Co. (YUMA) | 31-May-16 | Payment of Exercise | 86,752 | $0.26 | $22,555.50 | (< 1%) 41.81M to 41.72M | 40% |
| 07-Oct-15 6:05 PM View: | Pyramid Oil Co. (YUMA) | 05-Oct-15 | Grant | 127,345 | -- | -- | < 1% 41.68M to 41.81M | |
| 20-Aug-15 6:10 PM View: | Pyramid Oil Co. (YUMA) | 18-Aug-15 | Grant | 569,455 | -- | -- | 1% 41.11M to 41.68M | |
| 22-May-15 4:43 PM View: | Pyramid Oil Co. (YUMA) | 20-May-15 | Payment of Exercise | 10,357 | $0.85 | $8,803.45 | (< 1%) 41.12M to 41.11M | 83% |
| 20-May-15 5:57 PM View: | Pyramid Oil Co. (YUMA) | 18-May-15 | Disposition | 30,740 | $0.92 | $28,280.80 | (< 1%) 41.15M to 41.12M | 85% |
| 22-Sep-14 4:35 PM View: | Pyramid Oil Co. (YUMA) | 10-Sep-14 | Grant | 41,153,700 | -- | -- | 100% 0 to 41.15M |