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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Nov-23 4:05 PM View:  | Sab Biotherapeutics, Inc. (SABS) | 24-Nov-23 | Option Exercise | 4,584,570 | -- | -- | 100% 0 to 4.58M | |
| 28-Apr-23 4:18 PM View: | Provention Bio, Inc. (PRVB) | 27-Apr-23 | Disposition (change in control) | 15,567,500 | -- | -- | (100%) 15.57M to 0 | |
| 24-Apr-23 4:18 PM View: | Provention Bio, Inc. (PRVB) | 21-Apr-23 | Gift | 224,617 | -- | -- | (1%) 15.79M to 15.57M | |
| 24-Apr-23 4:18 PM View: | Provention Bio, Inc. (PRVB) | 20-Apr-23 | Gift | 202,314 | -- | -- | (1%) 15.99M to 15.79M | |
| 18-Apr-23 8:57 PM View: | Provention Bio, Inc. (PRVB) | 14-Apr-23 | Sale | 2,190,550 | $24.32 | $53,274,200.00 | (12%) 18.18M to 15.99M | |
| 18-Apr-23 8:57 PM View: | Provention Bio, Inc. (PRVB) | 14-Apr-23 | Exercise (in-the money or at-the-money) | 8,879,020 | $6.00 | $53,274,100.00 | 95% 9.31M to 18.18M | |
| 04-Apr-23 8:10 PM View: | Provention Bio, Inc. (PRVB) | 04-Apr-23 | Gift | 218,651 | -- | -- | (2%) 9.52M to 9.31M | |
| 04-Apr-23 8:10 PM View: | Provention Bio, Inc. (PRVB) | 31-Mar-23 | Disposition (other) | 3,000,000 | -- | -- | (24%) 12.52M to 9.52M | |
| 20-Jan-23 4:10 PM View: | Provention Bio, Inc. (PRVB) | 18-Jan-23 | Private Sale | 3,000,000 | $9.40 | $28,200,000.00 | (20%) 14.88M to 11.88M |