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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-May-19 4:10 PM View:  | Gwg Holdings, Inc. (GWGHQ) | 17-May-19 | Payment of Exercise | 19,130 | $15.85 | $303,210.00 | (15%) 127.28K to 108.15K | 55% |
| 21-May-19 4:10 PM View: | Gwg Holdings, Inc. (GWGHQ) | 17-May-19 | Option Exercise | 38,259 | -- | -- | 43% 89.02K to 127.28K | |
| 12-Dec-18 5:04 PM View: | Gwg Holdings, Inc. (GWGHQ) | 10-Dec-18 | Payment of Exercise | 24,713 | $8.18 | $202,152.00 | (22%) 113.73K to 89.02K | |
| 12-Dec-18 5:04 PM View: | Gwg Holdings, Inc. (GWGHQ) | 10-Dec-18 | Option Exercise | 49,426 | -- | -- | 77% 64.3K to 113.73K | |
| 05-Sep-18 1:22 PM View: | Gwg Holdings, Inc. (GWGHQ) | 20-Aug-18 | Payment of Exercise | 73,844 | $11.50 | $849,206.00 | (51%) 143.41K to 69.56K | 56% |
| 05-Sep-18 1:22 PM View: | Gwg Holdings, Inc. (GWGHQ) | 20-Aug-18 | Option Exercise | 132,499 | $7.42 | $982,677.00 | 1214% 10.91K to 143.41K | |
| 05-Sep-18 1:22 PM View: | Gwg Holdings, Inc. (GWGHQ) | 16-Aug-18 | Payment of Exercise | 39,351 | $11.01 | $433,216.00 | (78%) 50.26K to 10.91K | 54% |
| 05-Sep-18 1:22 PM View: | Gwg Holdings, Inc. (GWGHQ) | 16-Aug-18 | Option Exercise | 45,000 | $8.24 | $370,900.00 | 855% 5.26K to 50.26K |