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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Jun-18 3:20 PM View:  | Tri-Continental Corp. (TY) | 12-Jun-18 | Market Sale | 5,500 | $27.50 | $151,272.00 | (52%) 10.57K to 5.07K | |
| 10-Feb-17 12:59 PM View: | Tri-Continental Corp. (TY) | 08-Feb-17 | Market Purchase | 10,000 | $22.77 | $227,671.00 | 100% 0 to 10.0K | < 1% |