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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-May-18 12:33 PM View:  | Avexis, Inc. (AVXS) | 15-May-18 | Disposition | 1,106 | -- | -- | (< 1%) 1.04M to 1.04M | |
| 15-May-18 12:33 PM View: | Avexis, Inc. (AVXS) | 15-May-18 | Disposition | 1,035,660 | -- | -- | (100%) 1.04M to 0 | |
| 30-Mar-18 6:07 PM View: | Avexis, Inc. (AVXS) | 13-Mar-18 | Grant | 1,106 | -- | -- | < 1% 1.04M to 1.04M | |
| 19-Feb-16 10:00 PM View: | Avexis, Inc. (AVXS) | 17-Feb-16 | Conversion | 418,158 | -- | -- | 29% 1.45M to 1.87M | |
| 19-Feb-16 10:00 PM View: | Avexis, Inc. (AVXS) | 17-Feb-16 | Purchase | 100,000 | $20.00 | $2,000,000.00 | 5% 1.87M to 1.97M |