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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Feb-16 7:09 PM View:  | Broadcom Corp. (BRCM) | 01-Feb-16 | Disposition | 77,114 | -- | -- | (100%) 77.11K to 0 | |
| 09-Nov-15 5:29 PM View: | Broadcom Corp. (BRCM) | 06-Nov-15 | Market Sale (Planned) | 2,380 | $53.59 | $127,553.00 | (3%) 79.18K to 76.8K | (5%) |
| 09-Nov-15 5:29 PM View: | Broadcom Corp. (BRCM) | 05-Nov-15 | Payment of Exercise | 3,128 | $52.19 | $163,250.00 | (4%) 82.31K to 79.18K | (8%) |
| 04-Nov-15 6:16 PM View: | Broadcom Corp. (BRCM) | 02-Nov-15 | Market Sale (Planned) | 354 | $51.82 | $18,345.70 | (< 1%) 82.67K to 82.31K | (9%) |
| 07-Aug-15 6:26 PM View: | Broadcom Corp. (BRCM) | 06-Aug-15 | Market Sale (Planned) | 2,380 | $49.89 | $118,732.00 | (3%) 84.69K to 82.31K | (13%) |
| 07-Aug-15 6:26 PM View: | Broadcom Corp. (BRCM) | 05-Aug-15 | Payment of Exercise | 3,130 | $50.47 | $157,971.00 | (4%) 87.82K to 84.69K | (12%) |
| 29-May-15 5:38 PM View: | Broadcom Corp. (BRCM) | 27-May-15 | Option Exercise | 11,999 | $33.84 | $406,046.00 | 14% 87.82K to 99.82K | |
| 29-May-15 5:38 PM View: | Broadcom Corp. (BRCM) | 27-May-15 | Market Option Sale (Planned) | 11,999 | $49.75 | $596,950.00 | (12%) 99.82K to 87.82K | (14%) |
| 12-May-15 7:03 PM View: | Broadcom Corp. (BRCM) | 08-May-15 | Option Exercise | 10,501 | $33.84 | $355,354.00 | 12% 87.82K to 98.32K | |
| 12-May-15 7:03 PM View: | Broadcom Corp. (BRCM) | 08-May-15 | Market Option Sale (Planned) | 10,501 | $47.00 | $493,547.00 | (11%) 98.32K to 87.82K | (21%) |
| 07-May-15 4:43 PM View: | Broadcom Corp. (BRCM) | 06-May-15 | Market Sale (Planned) | 2,694 | $45.13 | $121,573.00 | (3%) 90.52K to 87.82K | (26%) |
| 07-May-15 4:43 PM View: | Broadcom Corp. (BRCM) | 05-May-15 | Payment of Exercise | 2,785 | $44.90 | $125,047.00 | (3%) 93.3K to 90.52K | (26%) |
| 05-May-15 4:28 PM View: | Broadcom Corp. (BRCM) | 01-May-15 | Market Sale (Planned) | 580 | $44.28 | $25,682.40 | (< 1%) 93.88K to 93.3K | (28%) |
| 18-Mar-15 5:14 PM View: | Broadcom Corp. (BRCM) | 16-Mar-15 | Option Exercise | 12,000 | $33.84 | $406,080.00 | 13% 93.3K to 105.3K | |
| 18-Mar-15 5:14 PM View: | Broadcom Corp. (BRCM) | 16-Mar-15 | Market Option Sale (Planned) | 12,000 | $45.00 | $540,000.00 | (11%) 105.3K to 93.3K | (26%) |
| 23-Feb-15 5:04 PM View: | Broadcom Corp. (BRCM) | 19-Feb-15 | Grant | 16,100 | -- | -- | 21% 77.2K to 93.3K | |
| 17-Feb-15 6:41 PM View: | Broadcom Corp. (BRCM) | 13-Feb-15 | Option Exercise | 8,500 | $33.84 | $287,640.00 | 11% 77.2K to 85.7K | |
| 17-Feb-15 6:41 PM View: | Broadcom Corp. (BRCM) | 13-Feb-15 | Market Option Sale (Planned) | 8,500 | $45.50 | $386,750.00 | (10%) 85.7K to 77.2K | (25%) |
| 09-Feb-15 5:24 PM View: | Broadcom Corp. (BRCM) | 06-Feb-15 | Market Sale (Planned) | 5,351 | $43.93 | $235,059.00 | (6%) 82.55K to 77.2K | (30%) |
| 09-Feb-15 5:24 PM View: | Broadcom Corp. (BRCM) | 05-Feb-15 | Payment of Exercise | 3,377 | $44.31 | $149,635.00 | (4%) 85.93K to 82.55K | (29%) |
| 21-Jan-15 5:46 PM View: | Broadcom Corp. (BRCM) | 19-Jan-15 | Grant | 16,163 | -- | -- | 23% 69.77K to 85.93K | |
| 04-Dec-14 5:51 PM View: | Broadcom Corp. (BRCM) | 02-Dec-14 | Option Exercise | 7,000 | $33.84 | $236,880.00 | 10% 69.77K to 76.77K | |
| 04-Dec-14 5:51 PM View: | Broadcom Corp. (BRCM) | 02-Dec-14 | Market Option Sale (Planned) | 7,000 | $42.74 | $299,180.00 | (9%) 76.77K to 69.77K | (33%) |
| 01-Dec-14 7:12 PM View: | Broadcom Corp. (BRCM) | 26-Nov-14 | Option Exercise | 5,000 | $33.84 | $169,200.00 | 7% 69.77K to 74.77K | |
| 01-Dec-14 7:12 PM View: | Broadcom Corp. (BRCM) | 26-Nov-14 | Market Option Sale (Planned) | 5,000 | $42.75 | $213,750.00 | (7%) 74.77K to 69.77K | (33%) |
| 07-Nov-14 4:40 PM View: | Broadcom Corp. (BRCM) | 06-Nov-14 | Market Sale (Planned) | 3,398 | $41.59 | $141,334.00 | (5%) 73.16K to 69.77K | (37%) |
| 07-Nov-14 4:40 PM View: | Broadcom Corp. (BRCM) | 05-Nov-14 | Payment of Exercise | 3,175 | $41.75 | $132,556.00 | (4%) 76.34K to 73.16K | (37%) |
| 07-Aug-14 8:12 PM View: | Broadcom Corp. (BRCM) | 06-Aug-14 | Market Sale (Planned) | 3,794 | $37.07 | $140,661.00 | (5%) 80.13K to 76.34K | (54%) |
| 07-Aug-14 8:12 PM View: | Broadcom Corp. (BRCM) | 05-Aug-14 | Payment of Exercise | 2,278 | $37.21 | $84,764.40 | (3%) 82.41K to 80.13K | (54%) |
| 25-Jul-14 7:25 PM View: | Broadcom Corp. (BRCM) | 23-Jul-14 | Option Exercise | 5,000 | $33.84 | $169,200.00 | 6% 82.41K to 87.41K | |
| 25-Jul-14 7:25 PM View: | Broadcom Corp. (BRCM) | 23-Jul-14 | Market Option Sale (Planned) | 5,000 | $40.00 | $200,000.00 | (6%) 87.41K to 82.41K | (43%) |