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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Dec-18 5:15 PM View:  | Smart & Final Stores, Inc. (SFS) | 03-Dec-18 | Option Exercise | 21,977 | $2.52 | $55,382.00 | 40% 54.73K to 76.71K | |
| 04-Dec-18 5:15 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Dec-18 | Market Option Sale (Planned) | 21,977 | $6.32 | $138,895.00 | (29%) 76.71K to 54.73K | (4%) |
| 06-Nov-18 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Nov-18 | Option Exercise | 21,977 | $2.52 | $55,382.00 | 40% 54.73K to 76.71K | |
| 06-Nov-18 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Nov-18 | Market Option Sale (Planned) | 21,977 | $5.14 | $112,962.00 | (29%) 76.71K to 54.73K | (28%) |
| 03-Oct-18 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Oct-18 | Option Exercise | 21,976 | $2.52 | $55,379.50 | 40% 54.73K to 76.71K | |
| 03-Oct-18 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Oct-18 | Market Option Sale (Planned) | 21,976 | $5.62 | $123,505.00 | (29%) 76.71K to 54.73K | (17%) |
| 12-Dec-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 08-Dec-17 | Grant | 33,519 | -- | -- | 158% 21.21K to 54.73K | |
| 05-Dec-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Dec-17 | Option Exercise | 9,652 | $2.09 | $20,172.70 | 46% 21.21K to 30.86K | |
| 05-Dec-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Dec-17 | Market Option Sale (Planned) | 9,652 | $8.86 | $85,516.70 | (31%) 30.86K to 21.21K | 26% |
| 03-Nov-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Nov-17 | Option Exercise | 19,304 | $2.09 | $40,345.40 | 91% 21.21K to 40.52K | |
| 03-Nov-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Nov-17 | Market Option Sale (Planned) | 19,304 | $6.11 | $117,947.00 | (48%) 40.52K to 21.21K | (8%) |
| 04-Oct-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Oct-17 | Option Exercise | 19,304 | $2.09 | $40,345.40 | 91% 21.21K to 40.52K | |
| 04-Oct-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Oct-17 | Market Option Sale (Planned) | 19,304 | $7.59 | $146,517.00 | (48%) 40.52K to 21.21K | 13% |
| 10-Jul-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 06-Jul-17 | Option Exercise | 26,980 | $2.09 | $56,388.20 | 127% 21.21K to 48.19K | |
| 10-Jul-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 06-Jul-17 | Market Option Sale (Planned) | 26,980 | $8.26 | $222,855.00 | (56%) 48.19K to 21.21K | 20% |
| 06-Jul-17 7:00 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Jul-17 | Option Exercise | 26,980 | $2.09 | $56,388.20 | 127% 21.21K to 48.19K | |
| 06-Jul-17 7:00 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Jul-17 | Market Option Sale (Planned) | 26,980 | $8.86 | $239,043.00 | (56%) 48.19K to 21.21K | 26% |
| 02-Jun-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Jun-17 | Option Exercise | 26,980 | $2.09 | $56,388.20 | 127% 21.21K to 48.19K | |
| 02-Jun-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Jun-17 | Market Option Sale (Planned) | 26,980 | $13.42 | $362,072.00 | (56%) 48.19K to 21.21K | 51% |
| 10-May-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 08-May-17 | Grant | 11,627 | -- | -- | 121% 9.58K to 21.21K | |
| 03-May-17 5:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-May-17 | Option Exercise | 26,980 | $2.09 | $56,388.20 | 282% 9.58K to 36.56K | |
| 03-May-17 5:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-May-17 | Market Option Sale (Planned) | 26,980 | $11.70 | $315,666.00 | (74%) 36.56K to 9.58K | 44% |
| 05-Apr-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 04-Apr-17 | Option Exercise | 6,300 | $2.09 | $13,167.00 | 66% 9.58K to 15.88K | |
| 05-Apr-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 04-Apr-17 | Market Option Sale (Planned) | 6,300 | $11.73 | $73,899.00 | (40%) 15.88K to 9.58K | 44% |
| 05-Apr-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Apr-17 | Option Exercise | 47,660 | $2.09 | $99,609.40 | 497% 9.58K to 57.24K | |
| 05-Apr-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Apr-17 | Market Option Sale (Planned) | 47,660 | $11.83 | $564,025.00 | (83%) 57.24K to 9.58K | 44% |
| 13-Feb-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 09-Feb-17 | Option Exercise | 26,980 | $2.09 | $56,388.20 | 282% 9.58K to 36.56K | |
| 13-Feb-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 09-Feb-17 | Market Option Sale (Planned) | 26,980 | $14.95 | $403,351.00 | (74%) 36.56K to 9.58K | 56% |
| 18-Jan-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 17-Jan-17 | Option Exercise | 26,980 | $2.09 | $56,388.20 | 282% 9.58K to 36.56K | |
| 18-Jan-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 17-Jan-17 | Market Option Sale (Planned) | 26,980 | $15.02 | $405,240.00 | (74%) 36.56K to 9.58K | 56% |
| 10-May-16 5:50 PM View: | Smart & Final Stores, Inc. (SFS) | 06-May-16 | Grant | 9,584 | -- | -- | 100% 0 to 9.58K |