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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Jun-19 4:06 PM View:  | Smart & Final Stores, Inc. (SFS) | 20-Jun-19 | Disposition | 599,551 | $6.50 | $3,897,080.00 | (100%) 599.55K to 0 | < 1% |
| 20-Jun-19 4:06 PM View: | Smart & Final Stores, Inc. (SFS) | 18-Jun-19 | Disposition (change in control) | 1,312,860 | $6.50 | $8,533,600.00 | (100%) 1.31M to 0 | < 1% |
| 29-May-19 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 25-May-19 | Payment of Exercise | 33,054 | $6.55 | $216,504.00 | (2%) 1.67M to 1.63M | < 1% |
| 21-May-19 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 18-May-19 | Payment of Exercise | 47,932 | $6.52 | $312,517.00 | (3%) 1.71M to 1.67M | (< 1%) |
| 25-Apr-19 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 23-Apr-19 | Grant | 66,667 | -- | -- | 4% 1.65M to 1.71M | |
| 23-Apr-19 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 21-Apr-19 | Payment of Exercise | 9,207 | $6.52 | $60,029.60 | (< 1%) 1.66M to 1.65M | < 1% |
| 04-Dec-18 5:15 PM View: | Smart & Final Stores, Inc. (SFS) | 26-Nov-18 | Option Exercise | 559,500 | $2.51 | $1,404,340.00 | 51% 1.1M to 1.66M | |
| 30-May-18 10:00 PM View: | Smart & Final Stores, Inc. (SFS) | 29-May-18 | Grant | 66,667 | -- | -- | 6% 1.03M to 1.1M | |
| 17-May-18 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 16-May-18 | Option Exercise | 200,000 | $2.51 | $502,000.00 | 24% 830.44K to 1.03M | |
| 16-May-18 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 14-May-18 | Grant | 252,525 | -- | -- | 44% 577.92K to 830.44K | |
| 18-Apr-18 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 16-Apr-18 | Option Exercise | 200,000 | $2.51 | $502,000.00 | 53% 377.92K to 577.92K | |
| 10-May-17 4:32 PM View: | Smart & Final Stores, Inc. (SFS) | 08-May-17 | Grant | 96,899 | -- | -- | 34% 281.02K to 377.92K | |
| 22-Mar-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 21-Mar-17 | Option Exercise | 77,201 | $2.09 | $161,350.00 | 9% 834.54K to 911.75K | |
| 22-Mar-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 21-Mar-17 | Market Option Sale (Planned) | 56,744 | $11.55 | $655,146.00 | (6%) 911.75K to 855.0K | 43% |
| 22-Mar-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 20-Mar-17 | Option Exercise | 55,198 | $2.09 | $115,364.00 | 7% 834.54K to 889.74K | |
| 22-Mar-17 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 20-Mar-17 | Market Option Sale (Planned) | 55,198 | $11.54 | $636,985.00 | (6%) 889.74K to 834.54K | 43% |
| 03-Feb-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Feb-17 | Option Exercise | 132,397 | $2.09 | $276,710.00 | 28% 478.28K to 610.68K | |
| 03-Feb-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Feb-17 | Market Option Sale (Planned) | 110,975 | $14.16 | $1,571,890.00 | (18%) 610.68K to 499.7K | 53% |
| 05-Jan-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 04-Jan-17 | Option Exercise | 113,752 | $2.09 | $237,742.00 | 53% 212.91K to 326.66K | |
| 05-Jan-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 04-Jan-17 | Market Option Sale (Planned) | 87,518 | $14.43 | $1,262,880.00 | (27%) 326.66K to 239.14K | 54% |
| 05-Jan-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Jan-17 | Option Exercise | 18,645 | $2.09 | $38,968.00 | 9% 212.91K to 231.55K | |
| 05-Jan-17 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Jan-17 | Market Option Sale (Planned) | 18,645 | $14.19 | $264,573.00 | (8%) 231.55K to 212.91K | 54% |
| 06-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 05-Dec-16 | Option Exercise | 17,143 | $2.09 | $35,828.90 | 8% 212.91K to 230.05K | |
| 06-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 05-Dec-16 | Market Option Sale (Planned) | 17,143 | $13.15 | $225,430.00 | (7%) 230.05K to 212.91K | 50% |
| 05-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Dec-16 | Option Exercise | 44,500 | $2.09 | $93,005.00 | 10% 425.81K to 470.31K | |
| 05-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Dec-16 | Market Option Sale (Planned) | 44,500 | $13.16 | $585,620.00 | (9%) 470.31K to 425.81K | 50% |
| 05-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Dec-16 | Option Exercise | 70,754 | $2.09 | $147,876.00 | 17% 404.6K to 475.35K | |
| 05-Dec-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 01-Dec-16 | Market Option Sale (Planned) | 49,540 | $13.38 | $663,037.00 | (10%) 475.35K to 425.81K | 51% |
| 23-Nov-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 22-Nov-16 | Option Exercise | 43,013 | $2.09 | $89,897.20 | 11% 383.38K to 426.4K | |
| 23-Nov-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 22-Nov-16 | Market Option Sale (Planned) | 43,013 | $13.41 | $576,804.00 | (10%) 426.4K to 383.38K | 51% |
| 23-Nov-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 21-Nov-16 | Option Exercise | 89,384 | $2.09 | $186,813.00 | 25% 362.14K to 451.52K | |
| 23-Nov-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 21-Nov-16 | Market Option Sale (Planned) | 68,140 | $13.52 | $920,937.00 | (15%) 451.52K to 383.38K | 51% |
| 05-Oct-16 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 04-Oct-16 | Option Exercise | 62,762 | $2.09 | $131,173.00 | 11% 574.11K to 636.87K | |
| 05-Oct-16 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 04-Oct-16 | Market Option Sale (Planned) | 62,762 | $12.78 | $802,098.00 | (10%) 636.87K to 574.11K | 48% |
| 05-Oct-16 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Oct-16 | Option Exercise | 69,635 | $2.09 | $145,537.00 | 13% 553.1K to 622.73K | |
| 05-Oct-16 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 03-Oct-16 | Market Option Sale (Planned) | 48,628 | $12.79 | $622,120.00 | (8%) 622.73K to 574.11K | 48% |
| 13-Sep-16 11:47 AM View: | Smart & Final Stores, Inc. (SFS) | 12-Sep-16 | Option Exercise | 5,029 | $2.09 | $10,510.60 | 3% 149.44K to 154.47K | |
| 13-Sep-16 11:47 AM View: | Smart & Final Stores, Inc. (SFS) | 12-Sep-16 | Market Option Sale (Planned) | 5,029 | $12.74 | $64,069.50 | (3%) 154.47K to 149.44K | 48% |
| 12-Sep-16 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 09-Sep-16 | Option Exercise | 39,756 | $2.09 | $83,090.00 | 27% 149.44K to 189.2K | |
| 12-Sep-16 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 09-Sep-16 | Market Option Sale (Planned) | 39,756 | $12.79 | $508,479.00 | (21%) 189.2K to 149.44K | 48% |
| 12-Sep-16 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 08-Sep-16 | Option Exercise | 87,612 | $2.09 | $183,109.00 | 68% 128.38K to 216.0K | |
| 12-Sep-16 4:31 PM View: | Smart & Final Stores, Inc. (SFS) | 08-Sep-16 | Market Option Sale (Planned) | 66,556 | $13.00 | $865,228.00 | (31%) 216.0K to 149.44K | 49% |
| 06-Jun-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Jun-16 | Option Exercise | 36,647 | $2.09 | $76,592.20 | 29% 128.38K to 165.03K | |
| 06-Jun-16 4:30 PM View: | Smart & Final Stores, Inc. (SFS) | 02-Jun-16 | Market Option Sale (Planned) | 36,647 | $16.28 | $596,528.00 | (22%) 165.03K to 128.38K | 60% |
| 10-May-16 5:49 PM View: | Smart & Final Stores, Inc. (SFS) | 06-May-16 | Grant | 79,872 | -- | -- | 165% 48.51K to 128.38K | |
| 27-Apr-16 6:19 PM View: | Smart & Final Stores, Inc. (SFS) | 25-Apr-16 | Option Exercise | 226 | $2.09 | $472.34 | < 1% 48.51K to 48.74K | |
| 27-Apr-16 6:19 PM View: | Smart & Final Stores, Inc. (SFS) | 25-Apr-16 | Market Option Sale (Planned) | 226 | $16.25 | $3,672.50 | (< 1%) 48.74K to 48.51K | 59% |
| 31-Mar-16 8:31 PM View: | Smart & Final Stores, Inc. (SFS) | 30-Mar-16 | Option Exercise | 43,676 | $2.09 | $91,282.80 | 100% 43.88K to 87.56K | |
| 31-Mar-16 8:31 PM View: | Smart & Final Stores, Inc. (SFS) | 30-Mar-16 | Market Option Sale (Planned) | 39,048 | $16.25 | $634,530.00 | (45%) 87.56K to 48.51K | 59% |
| 31-Mar-16 8:31 PM View: | Smart & Final Stores, Inc. (SFS) | 29-Mar-16 | Option Exercise | 4,310 | $2.09 | $9,007.90 | 10% 43.88K to 48.2K |