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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Dec-15 7:41 PM View:  | Pfenex Inc. (PFNX) | 01-Dec-15 | Market Sale | 2,000 | $15.08 | $30,168.00 | (2%) 120.68K to 118.68K | 77% |
| 31-Jul-14 4:11 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Disposition | 13,000 | -- | -- | (10%) 132.29K to 119.29K |