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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-17 6:53 PM View:  | Pfenex Inc. (PFNX) | 16-May-17 | Option Exercise | 2,000 | $0.31 | $620.00 | 57% 3.5K to 5.5K | |
| 17-May-17 6:53 PM View: | Pfenex Inc. (PFNX) | 16-May-17 | Market Option Sale | 2,000 | $4.78 | $9,568.80 | (36%) 5.5K to 3.5K | 29% |
| 22-Nov-16 5:15 PM View: | Pfenex Inc. (PFNX) | 21-Nov-16 | Option Exercise | 2,000 | $0.31 | $620.00 | 71% 2.8K to 4.8K | |
| 22-Nov-16 5:15 PM View: | Pfenex Inc. (PFNX) | 21-Nov-16 | Market Option Sale | 2,000 | $9.87 | $19,736.00 | (42%) 4.8K to 2.8K | 66% |
| 18-Aug-16 6:35 PM View: | Pfenex Inc. (PFNX) | 18-Aug-16 | Option Exercise | 2,000 | $0.31 | $620.00 | 71% 2.8K to 4.8K | |
| 18-Aug-16 6:35 PM View: | Pfenex Inc. (PFNX) | 18-Aug-16 | Market Option Sale | 2,000 | $9.42 | $18,836.00 | (42%) 4.8K to 2.8K | 64% |
| 25-May-16 4:20 PM View: | Pfenex Inc. (PFNX) | 24-May-16 | Option Exercise | 2,000 | $0.31 | $620.00 | 95% 2.1K to 4.1K | |
| 25-May-16 4:20 PM View: | Pfenex Inc. (PFNX) | 24-May-16 | Market Option Sale | 2,000 | $6.52 | $13,043.00 | (49%) 4.1K to 2.1K | 48% |
| 19-Nov-15 5:02 PM View: | Pfenex Inc. (PFNX) | 18-Nov-15 | Option Exercise | 2,000 | $0.31 | $620.00 | 143% 1.4K to 3.4K | |
| 19-Nov-15 5:02 PM View: | Pfenex Inc. (PFNX) | 18-Nov-15 | Market Option Sale | 2,000 | $14.05 | $28,101.40 | (59%) 3.4K to 1.4K | 76% |
| 04-Sep-15 4:21 PM View: | Pfenex Inc. (PFNX) | 03-Sep-15 | Option Exercise | 2,000 | $0.31 | $620.00 | 143% 1.4K to 3.4K | |
| 04-Sep-15 4:21 PM View: | Pfenex Inc. (PFNX) | 03-Sep-15 | Market Option Sale | 2,000 | $20.48 | $40,960.20 | (59%) 3.4K to 1.4K | 83% |