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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Jan-24 8:03 PM View:  | Dyadic International Inc (DYAI) | 03-Jan-24 | Option Exercise | 27,174 | -- | -- | 100% 0 to 27.17K | |
| 05-Oct-20 8:38 PM View: | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) | 90,246 | -- | -- | (100%) 90.25K to 0 | |
| 17-Jun-20 5:16 PM View: | Pfenex Inc. (PFNX) | 16-Jun-20 | Option Exercise | 770 | $3.38 | $2,602.60 | < 1% 90.25K to 91.02K | |
| 17-Jun-20 5:16 PM View: | Pfenex Inc. (PFNX) | 16-Jun-20 | Planned Private Option Sale | 770 | $10.23 | $7,873.33 | (< 1%) 91.02K to 90.25K | |
| 03-Mar-20 6:04 PM View: | Pfenex Inc. (PFNX) | 02-Mar-20 | Option Exercise | 17,151 | $3.38 | $57,970.40 | 19% 90.25K to 107.4K | |
| 03-Mar-20 6:04 PM View: | Pfenex Inc. (PFNX) | 02-Mar-20 | Planned Private Option Sale | 17,151 | $11.24 | $192,707.00 | (16%) 107.4K to 90.25K | |
| 27-Nov-19 8:41 PM View: | Pfenex Inc. (PFNX) | 27-Nov-19 | Private Sale (Planned) | 3,000 | $10.03 | $30,104.40 | (3%) 92.62K to 89.62K | |
| 16-Sep-19 8:32 PM View: | Pfenex Inc. (PFNX) | 16-Sep-19 | Private Sale (Planned) | 2,050 | $10.00 | $20,502.50 | (2%) 94.67K to 92.62K | |
| 16-Sep-19 8:32 PM View: | Pfenex Inc. (PFNX) | 13-Sep-19 | Private Sale (Planned) | 3,950 | $10.01 | $39,532.40 | (4%) 98.62K to 94.67K | |
| 10-Sep-19 4:15 PM View: | Pfenex Inc. (PFNX) | 06-Sep-19 | Private Sale (Planned) | 6,000 | $8.00 | $48,021.00 | (6%) 104.62K to 98.62K | |
| 15-Nov-16 8:02 PM View: | Pfenex Inc. (PFNX) | 15-Nov-16 | Market Sale (Planned) | 5,000 | $10.04 | $50,207.50 | (5%) 107.09K to 102.09K | 66% |
| 03-Dec-15 7:32 PM View: | Pfenex Inc. (PFNX) | 03-Dec-15 | Market Sale (Planned) | 1,500 | $14.15 | $21,231.00 | (1%) 107.19K to 105.69K | 76% |
| 05-Nov-15 4:43 PM View: | Pfenex Inc. (PFNX) | 04-Nov-15 | Market Sale (Planned) | 1,500 | $17.54 | $26,305.20 | (1%) 108.69K to 107.19K | 81% |
| 05-Oct-15 4:38 PM View: | Pfenex Inc. (PFNX) | 02-Oct-15 | Market Sale (Planned) | 1,500 | $14.98 | $22,477.10 | (1%) 110.19K to 108.69K | 77% |
| 04-Sep-15 4:18 PM View: | Pfenex Inc. (PFNX) | 03-Sep-15 | Market Sale (Planned) | 1,500 | $20.91 | $31,365.30 | (1%) 111.69K to 110.19K | 84% |
| 06-Aug-15 5:33 PM View: | Pfenex Inc. (PFNX) | 05-Aug-15 | Market Sale (Planned) | 1,500 | $20.75 | $31,125.00 | (1%) 112.49K to 110.99K | 84% |
| 07-Jul-15 5:33 PM View: | Pfenex Inc. (PFNX) | 06-Jul-15 | Market Sale (Planned) | 1,500 | $19.17 | $28,749.60 | (1%) 113.99K to 112.49K | 82% |
| 03-Jun-15 9:42 PM View: | Pfenex Inc. (PFNX) | 03-Jun-15 | Market Sale (Planned) | 1,500 | $20.08 | $30,120.00 | (1%) 115.49K to 113.99K | 83% |
| 05-May-15 4:26 PM View: | Pfenex Inc. (PFNX) | 04-May-15 | Market Sale (Planned) | 1,500 | $13.25 | $19,879.80 | (1%) 116.99K to 115.49K | 74% |
| 02-Apr-15 8:31 PM View: | Pfenex Inc. (PFNX) | 02-Apr-15 | Market Sale (Planned) | 1,500 | $17.62 | $26,428.10 | (1%) 118.49K to 116.99K | 81% |
| 05-Mar-15 5:50 PM View: | Pfenex Inc. (PFNX) | 04-Mar-15 | Market Sale (Planned) | 1,500 | $14.36 | $21,535.80 | (1%) 119.99K to 118.49K | 76% |
| 31-Jul-14 4:15 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Disposition | 13,000 | -- | -- | (10%) 132.29K to 119.29K |