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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jan-17 7:59 PM View:  | Hortonworks, Inc. (HDP) | 24-Jan-17 | Grant | 1,300,000 | -- | -- | 100% 0 to 1.3M | |
| 15-Jul-14 7:42 PM View: | Tibco Software Inc. (TIBX) | 13-Jul-14 | Payment of Exercise | 1,409 | $19.00 | $26,771.00 | (< 1%) 216.75K to 215.34K | (25%) |
| 09-Dec-14 8:04 PM View: | Tibco Software Inc. (TIBX) | 13-Jul-14 | Payment of Exercise Duplicate | 1,409 | $19.00 | $26,771.00 | (< 1%) 216.75K to 215.34K | (26%) |