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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Dec-16 4:07 PM View:  | Northern Power Systems Corp. (NPS) | 06-Dec-16 | Sale | 90,000 | $0.25 | $22,500.00 | (6%) 1.49M to 1.4M | |
| 02-Dec-16 4:07 PM View: | Northern Power Systems Corp. (NPS) | 30-Nov-16 | Grant | 26,875 | -- | -- | 2% 1.46M to 1.49M | |
| 28-Nov-16 4:05 PM View: | Northern Power Systems Corp. (NPS) | 28-Nov-16 | Grant | 30,000 | -- | -- | 2% 1.43M to 1.46M | |
| 26-Aug-15 11:59 AM View: | Northern Power Systems Corp. (NPS) | 25-Aug-15 | Grant | 89,883 | $0.37 | $32,948.50 | 7% 1.32M to 1.41M | |
| 02-Dec-14 3:03 PM View: | Northern Power Systems Corp. (NPS) | 30-Nov-14 | Acquisition (other) Duplicate | 730,571 | -- | -- | 55% 1.34M to 2.07M | |
| 02-Dec-14 3:03 PM View: | Northern Power Systems Corp. (NPS) | 30-Nov-14 | Disposition (other) Duplicate | 730,571 | -- | -- | (35%) 2.07M to 1.34M | |
| 02-Oct-14 5:42 PM View: | Northern Power Systems Corp. (NPS) | 30-Sep-14 | Acquisition (other) Duplicate | 243,523 | -- | -- | 18% 1.34M to 1.58M | |
| 02-Oct-14 5:42 PM View: | Northern Power Systems Corp. (NPS) | 30-Sep-14 | Disposition (other) Duplicate | 243,523 | -- | -- | (15%) 1.58M to 1.34M |