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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-May-17 6:36 PM View:  | Northern Power Systems Corp. (NPS) | 25-May-17 | Grant | 30,000 | -- | -- | 45% 66.0K to 96.0K | |
| 02-Dec-16 4:20 PM View: | Northern Power Systems Corp. (NPS) | 30-Nov-16 | Grant | 30,000 | -- | -- | 83% 36.0K to 66.0K | |
| 03-Jun-15 5:02 PM View: | Northern Power Systems Corp. (NPS) | 03-Jun-15 | Purchase | 2,500 | $0.81 | $2,025.00 | 7% 33.5K to 36.0K | |
| 03-Jun-15 5:02 PM View: | Northern Power Systems Corp. (NPS) | 02-Jun-15 | Purchase | 8,500 | $0.65 | $5,542.00 | 34% 25.0K to 33.5K | |
| 12-Nov-14 2:29 PM View: | Northern Power Systems Corp. (NPS) | 10-Nov-14 | Option Exercise | 25,000 | $1.59 | $39,750.00 | 100% 0 to 25.0K |