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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Oct-15 2:58 PM View:  | Square 1 Financial Inc (SQBK) | 06-Oct-15 | Disposition | 68,381 | -- | -- | (100%) 68.38K to 0 | |
| 06-May-15 5:17 PM View: | Square 1 Financial Inc (SQBK) | 06-May-15 | Gift | 4,000 | -- | -- | 6% 65.41K to 69.41K | |
| 06-May-15 5:17 PM View: | Square 1 Financial Inc (SQBK) | 06-May-15 | Gift | 4,000 | -- | -- | (5%) 73.41K to 69.41K | |
| 06-May-15 5:17 PM View: | Square 1 Financial Inc (SQBK) | 06-May-15 | Exercise (in-the money or at-the-money) | 4,000 | $10.00 | $40,000.00 | 6% 69.41K to 73.41K | |
| 05-Feb-15 6:59 PM View: | Square 1 Financial Inc (SQBK) | 03-Feb-15 | Grant Duplicate | 1,031 | -- | -- | 2% 64.38K to 65.41K | |
| 13-Jun-14 5:30 PM View: | Square 1 Financial Inc (SQBK) | 11-Jun-14 | Conversion | 5,000 | -- | -- | 8% 59.38K to 64.38K |