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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Jul-23 5:51 PM View:  | AP Pharma Inc. (HRTX) | 13-Jul-23 | Payment of Exercise | 2,012 | $1.31 | $2,635.72 | (6%) 35.77K to 33.75K | |
| 17-Jul-23 5:51 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-23 | Option Exercise | 5,814 | -- | -- | 19% 29.95K to 35.77K | |
| 17-Apr-23 5:28 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-23 | Payment of Exercise | 2,012 | $2.88 | $5,794.56 | (6%) 31.96K to 29.95K | |
| 17-Apr-23 5:28 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-23 | Option Exercise | 5,814 | -- | -- | 22% 26.15K to 31.96K | |
| 17-Jan-23 5:37 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-23 | Payment of Exercise | 2,012 | $3.17 | $6,378.04 | (7%) 28.16K to 26.15K | |
| 17-Jan-23 5:37 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-23 | Option Exercise | 5,814 | -- | -- | 26% 22.35K to 28.16K | |
| 17-Jan-23 5:37 PM View: | AP Pharma Inc. (HRTX) | 31-Oct-22 | Acquisition (other) | 1,654 | $3.27 | $5,412.71 | 8% 20.69K to 22.35K | |
| 17-Oct-22 4:38 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-22 | Payment of Exercise | 2,012 | $3.76 | $7,565.12 | (9%) 22.71K to 20.69K | |
| 17-Oct-22 4:38 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-22 | Option Exercise | 5,814 | -- | -- | 34% 16.89K to 22.71K | |
| 15-Jul-22 4:58 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-22 | Payment of Exercise | 2,012 | $3.01 | $6,056.12 | (11%) 18.9K to 16.89K | |
| 15-Jul-22 4:58 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-22 | Option Exercise | 5,814 | -- | -- | 44% 13.09K to 18.9K | |
| 15-Jul-22 4:58 PM View: | AP Pharma Inc. (HRTX) | 29-Apr-22 | Acquisition (other) | 1,505 | $3.84 | $5,782.21 | 13% 11.59K to 13.09K | |
| 15-Apr-22 5:06 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-22 | Payment of Exercise | 2,012 | $6.07 | $12,212.80 | (15%) 13.6K to 11.59K | |
| 15-Apr-22 5:06 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-22 | Option Exercise | 5,814 | -- | -- | 75% 7.78K to 13.6K | |
| 14-Jan-22 5:09 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-22 | Payment of Exercise | 2,012 | $8.30 | $16,699.60 | (21%) 9.79K to 7.78K | |
| 14-Jan-22 5:09 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-22 | Option Exercise | 5,814 | -- | -- | 146% 3.98K to 9.79K | |
| 15-Oct-21 4:26 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-21 | Payment of Exercise | 433 | $10.55 | $4,568.15 | (10%) 4.41K to 3.98K | |
| 15-Oct-21 4:26 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-21 | Option Exercise | 1,250 | -- | -- | 40% 3.16K to 4.41K | |
| 15-Jul-21 4:52 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-21 | Payment of Exercise | 433 | $13.48 | $5,836.84 | (12%) 3.6K to 3.16K | |
| 15-Jul-21 4:52 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-21 | Option Exercise | 1,250 | -- | -- | 53% 2.35K to 3.6K | |
| 15-Jul-21 4:52 PM View: | AP Pharma Inc. (HRTX) | 30-Apr-21 | Acquisition (other) | 1,530 | $13.90 | $21,263.20 | 187% 0.82K to 2.35K | |
| 15-Apr-21 4:55 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-21 | Payment of Exercise | 433 | $16.66 | $7,213.78 | (35%) 1.25K to 0.82K | |
| 15-Apr-21 4:55 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-21 | Option Exercise | 1,250 | -- | -- | 100% 0 to 1.25K | |
| 15-Jan-21 4:30 PM View: | AP Pharma Inc. (HRTX) | 14-Jan-21 | Planned Option Sale | 827 | $18.09 | $14,960.20 | (100%) 0.83K to 0 | |
| 15-Jan-21 4:30 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-21 | Payment of Exercise | 423 | $18.16 | $7,681.68 | (34%) 1.25K to 0.83K | |
| 15-Jan-21 4:30 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-21 | Option Exercise | 1,250 | -- | -- | 100% 0 to 1.25K | |
| 08-Jan-21 6:07 PM View: | AP Pharma Inc. (HRTX) | 08-Jan-21 | Private Sale (Planned) | 3,571 | $19.66 | $70,219.40 | (100%) 3.57K to 0 |