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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Dec-14 4:08 PM View:  | Apollo Senior Floating Rate... (AFT) | 10-Dec-14 | Market Purchase | 17,000 | $16.77 | $285,049.00 | 20% 83.0K to 100.0K | (36%) |
| 12-Dec-14 4:07 PM View: | Apollo Tactical Income Fund... (AIF) | 10-Dec-14 | Market Sale | 17,000 | $16.26 | $276,480.00 | (100%) 17.0K to 0 | 13% |
| 09-Dec-14 5:04 PM View: | Apollo Senior Floating Rate... (AFT) | 09-Dec-14 | Market Purchase | 33,000 | $16.87 | $556,611.00 | 66% 50.0K to 83.0K | (36%) |
| 09-Dec-14 5:03 PM View: | Apollo Tactical Income Fund... (AIF) | 09-Dec-14 | Market Sale | 33,000 | $16.29 | $537,705.00 | (66%) 50.0K to 17.0K | 13% |
| 09-Dec-14 5:04 PM View: | Apollo Senior Floating Rate... (AFT) | 08-Dec-14 | Market Purchase | 38,700 | $16.83 | $651,232.00 | 342% 11.3K to 50.0K | (36%) |
| 09-Dec-14 5:03 PM View: | Apollo Tactical Income Fund... (AIF) | 08-Dec-14 | Market Sale | 38,700 | $16.58 | $641,538.00 | (44%) 88.7K to 50.0K | 14% |
| 09-Dec-14 5:04 PM View: | Apollo Senior Floating Rate... (AFT) | 05-Dec-14 | Market Purchase | 11,300 | $16.79 | $189,771.00 | 100% 0 to 11.3K | (36%) |
| 09-Dec-14 5:03 PM View: | Apollo Tactical Income Fund... (AIF) | 05-Dec-14 | Market Sale | 11,300 | $16.64 | $188,073.00 | (11%) 100.0K to 88.7K | 15% |
| 14-Mar-14 5:48 PM View: | Apollo Tactical Income Fund... (AIF) | 14-Mar-14 | Market Purchase | 5,336 | $18.29 | $97,573.60 | 6% 94.66K to 100.0K | (18%) |
| 14-Mar-14 5:48 PM View: | Apollo Tactical Income Fund... (AIF) | 13-Mar-14 | Market Purchase | 877 | $18.22 | $15,979.60 | < 1% 93.79K to 94.66K | (17%) |
| 14-Mar-14 5:48 PM View: | Apollo Tactical Income Fund... (AIF) | 12-Mar-14 | Market Purchase | 8,500 | $18.25 | $155,137.00 | 10% 85.29K to 93.79K | (18%) |
| 12-Mar-14 2:55 PM View: | Apollo Tactical Income Fund... (AIF) | 11-Mar-14 | Market Purchase | 2,300 | $18.22 | $41,915.00 | 3% 82.99K to 85.29K | (17%) |
| 12-Mar-14 2:55 PM View: | Apollo Tactical Income Fund... (AIF) | 10-Mar-14 | Market Purchase | 9,336 | $18.20 | $169,888.00 | 13% 73.65K to 82.99K | (17%) |