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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Jun-18 4:54 PM View:  | Aravive, Inc. (ARAV) | 15-Jun-18 | Market Sale | 612 | $2.30 | $1,407.60 | (< 1%) 225.74K to 225.12K | 55% |
| 12-Feb-18 5:20 PM View: | Aravive, Inc. (ARAV) | 08-Feb-18 | Market Sale | 5,355 | $1.80 | $9,639.00 | (2%) 231.09K to 225.74K | 41% |
| 22-Dec-17 5:15 PM View: | Aravive, Inc. (ARAV) | 20-Dec-17 | Grant | 90,900 | -- | -- | 65% 140.19K to 231.09K | |
| 29-Nov-17 8:58 PM View: | Aravive, Inc. (ARAV) | 28-Nov-17 | Grant | 15,000 | -- | -- | 12% 125.19K to 140.19K | |
| 23-Oct-17 5:02 PM View: | Aravive, Inc. (ARAV) | 19-Oct-17 | Market Sale | 1,326 | $2.55 | $3,381.30 | (1%) 126.52K to 125.19K | 57% |
| 10-Oct-17 8:18 PM View: | Aravive, Inc. (ARAV) | 06-Oct-17 | Grant | 59,000 | -- | -- | 87% 67.52K to 126.52K | |
| 14-Jun-17 6:51 PM View: | Aravive, Inc. (ARAV) | 13-Jun-17 | Market Sale | 711 | $16.05 | $11,411.50 | (1%) 68.23K to 67.52K | 93% |
| 20-Apr-17 5:23 PM View: | Aravive, Inc. (ARAV) | 19-Apr-17 | Market Sale | 1,316 | $19.85 | $26,122.60 | (2%) 69.54K to 68.23K | 94% |
| 28-Feb-17 10:00 PM View: | Aravive, Inc. (ARAV) | 27-Feb-17 | Option Exercise | 12,500 | $1.98 | $24,716.70 | 18% 69.54K to 82.04K | |
| 28-Feb-17 10:00 PM View: | Aravive, Inc. (ARAV) | 27-Feb-17 | Market Option Sale (Planned) | 12,500 | $22.50 | $281,250.00 | (15%) 82.04K to 69.54K | 95% |
| 23-Feb-17 8:25 PM View: | Aravive, Inc. (ARAV) | 23-Feb-17 | Option Exercise | 6,590 | $1.61 | $10,609.90 | 9% 69.54K to 76.13K | |
| 23-Feb-17 8:25 PM View: | Aravive, Inc. (ARAV) | 23-Feb-17 | Market Option Sale (Planned) | 6,590 | $20.00 | $131,800.00 | (9%) 76.13K to 69.54K | 95% |
| 23-Feb-17 8:25 PM View: | Aravive, Inc. (ARAV) | 21-Feb-17 | Option Exercise | 18,410 | $1.61 | $29,640.10 | 26% 69.54K to 87.95K | |
| 23-Feb-17 8:25 PM View: | Aravive, Inc. (ARAV) | 21-Feb-17 | Market Option Sale (Planned) | 18,410 | $18.30 | $336,950.00 | (21%) 87.95K to 69.54K | 94% |
| 31-Jan-17 8:29 PM View: | Aravive, Inc. (ARAV) | 30-Jan-17 | Market Sale | 1,916 | $13.85 | $26,540.40 | (3%) 71.46K to 69.54K | 92% |
| 31-Jan-17 8:29 PM View: | Aravive, Inc. (ARAV) | 27-Jan-17 | Grant | 26,860 | -- | -- | 60% 44.6K to 71.46K | |
| 11-Jan-17 9:21 PM View: | Aravive, Inc. (ARAV) | 11-Jan-17 | Option Exercise | 7,931 | $1.61 | $12,768.90 | 18% 44.6K to 52.53K | |
| 11-Jan-17 9:21 PM View: | Aravive, Inc. (ARAV) | 11-Jan-17 | Market Option Sale (Planned) | 7,931 | $15.24 | $120,868.00 | (15%) 52.53K to 44.6K | 93% |
| 11-Jan-17 9:21 PM View: | Aravive, Inc. (ARAV) | 10-Jan-17 | Option Exercise | 11,213 | $1.40 | $15,645.50 | 25% 44.6K to 55.81K | |
| 11-Jan-17 9:21 PM View: | Aravive, Inc. (ARAV) | 10-Jan-17 | Market Option Sale (Planned) | 11,213 | $15.66 | $175,596.00 | (20%) 55.81K to 44.6K | 93% |
| 11-Jan-17 9:21 PM View: | Aravive, Inc. (ARAV) | 09-Jan-17 | Option Exercise | 13,356 | $1.36 | $18,165.40 | 30% 44.6K to 57.96K | |
| 11-Jan-17 9:21 PM View: | Aravive, Inc. (ARAV) | 09-Jan-17 | Market Option Sale (Planned) | 13,356 | $15.93 | $212,761.00 | (23%) 57.96K to 44.6K | 93% |
| 29-Dec-16 6:19 PM View: | Aravive, Inc. (ARAV) | 27-Dec-16 | Market Sale | 361 | $15.85 | $5,721.85 | (< 1%) 44.96K to 44.6K | 93% |
| 19-Dec-16 7:37 PM View: | Aravive, Inc. (ARAV) | 16-Dec-16 | Option Exercise | 5,000 | $1.26 | $6,325.00 | 11% 44.96K to 49.96K | |
| 19-Dec-16 7:37 PM View: | Aravive, Inc. (ARAV) | 16-Dec-16 | Market Option Sale (Planned) | 5,000 | $15.00 | $75,000.00 | (10%) 49.96K to 44.96K | 93% |
| 13-Oct-16 5:56 PM View: | Aravive, Inc. (ARAV) | 11-Oct-16 | Grant | 10,000 | -- | -- | 29% 34.96K to 44.96K | |
| 17-Jun-16 4:05 PM View: | Aravive, Inc. (ARAV) | 15-Jun-16 | Market Sale | 725 | $10.63 | $7,706.75 | (2%) 35.69K to 34.96K | 90% |
| 25-Apr-16 7:38 PM View: | Aravive, Inc. (ARAV) | 21-Apr-16 | Market Sale | 1,430 | $9.68 | $13,842.40 | (4%) 37.12K to 35.69K | 89% |
| 01-Feb-16 7:18 PM View: | Aravive, Inc. (ARAV) | 28-Jan-16 | Grant | 16,900 | -- | -- | 84% 20.22K to 37.12K | |
| 04-Jan-16 6:58 PM View: | Aravive, Inc. (ARAV) | 30-Dec-15 | Market Sale | 362 | $12.44 | $4,501.83 | (2%) 20.58K to 20.22K | 92% |
| 05-Aug-15 5:59 PM View: | Aravive, Inc. (ARAV) | 04-Aug-15 | Option Exercise | 2,400 | $1.26 | $3,036.00 | 12% 20.58K to 22.98K | |
| 05-Aug-15 5:59 PM View: | Aravive, Inc. (ARAV) | 04-Aug-15 | Market Option Sale (Planned) | 2,400 | $18.27 | $43,839.80 | (10%) 22.98K to 20.58K | 94% |
| 07-Jul-15 6:53 PM View: | Aravive, Inc. (ARAV) | 06-Jul-15 | Option Exercise | 2,400 | $1.26 | $3,036.00 | 12% 20.58K to 22.98K | |
| 07-Jul-15 6:53 PM View: | Aravive, Inc. (ARAV) | 06-Jul-15 | Market Option Sale (Planned) | 2,400 | $15.00 | $36,000.00 | (10%) 22.98K to 20.58K | 93% |
| 15-Jun-15 6:06 PM View: | Aravive, Inc. (ARAV) | 11-Jun-15 | Payment of Exercise | 1,909 | $18.96 | $36,189.20 | (8%) 22.49K to 20.58K | |
| 04-Jun-15 6:14 PM View: | Aravive, Inc. (ARAV) | 03-Jun-15 | Option Exercise | 2,400 | $1.26 | $3,036.00 | 11% 22.49K to 24.89K | |
| 04-Jun-15 6:14 PM View: | Aravive, Inc. (ARAV) | 03-Jun-15 | Market Option Sale (Planned) | 2,400 | $16.73 | $40,142.20 | (10%) 24.89K to 22.49K | 94% |
| 06-May-15 6:25 PM View: | Aravive, Inc. (ARAV) | 04-May-15 | Option Exercise | 2,400 | $1.26 | $3,036.00 | 11% 22.49K to 24.89K | |
| 06-May-15 6:25 PM View: | Aravive, Inc. (ARAV) | 04-May-15 | Market Option Sale (Planned) | 2,400 | $17.47 | $41,929.40 | (10%) 24.89K to 22.49K | 94% |
| 08-Apr-15 7:58 PM View: | Aravive, Inc. (ARAV) | 06-Apr-15 | Option Exercise | 2,400 | $1.26 | $3,036.00 | 11% 22.49K to 24.89K | |
| 08-Apr-15 7:58 PM View: | Aravive, Inc. (ARAV) | 06-Apr-15 | Market Option Sale (Planned) | 2,400 | $17.49 | $41,972.20 | (10%) 24.89K to 22.49K | 94% |
| 05-Mar-15 4:40 PM View: | Aravive, Inc. (ARAV) | 03-Mar-15 | Option Exercise | 2,400 | $1.26 | $3,036.00 | 11% 22.49K to 24.89K | |
| 05-Mar-15 4:40 PM View: | Aravive, Inc. (ARAV) | 03-Mar-15 | Market Option Sale (Planned) | 2,400 | $20.03 | $48,070.10 | (10%) 24.89K to 22.49K | 95% |
| 04-Feb-15 8:14 PM View: | Aravive, Inc. (ARAV) | 03-Feb-15 | Option Exercise | 5,000 | $1.26 | $6,325.00 | 22% 22.49K to 27.49K | |
| 04-Feb-15 8:14 PM View: | Aravive, Inc. (ARAV) | 03-Feb-15 | Market Option Sale (Planned) | 5,000 | $17.40 | $86,985.10 | (18%) 27.49K to 22.49K | 94% |
| 07-Jan-15 5:26 PM View: | Aravive, Inc. (ARAV) | 05-Jan-15 | Option Exercise | 5,000 | $1.26 | $6,325.00 | 22% 22.49K to 27.49K | |
| 07-Jan-15 5:26 PM View: | Aravive, Inc. (ARAV) | 05-Jan-15 | Market Option Sale (Planned) | 5,000 | $22.48 | $112,401.00 | (18%) 27.49K to 22.49K | 95% |
| 30-Dec-14 4:59 PM View: | Aravive, Inc. (ARAV) | 26-Dec-14 | Grant | 3,797 | -- | -- | 20% 18.69K to 22.49K | |
| 15-Dec-14 4:22 PM View: | Aravive, Inc. (ARAV) | 12-Dec-14 | Option Exercise | 3,054 | $1.26 | $3,863.31 | 16% 18.69K to 21.74K | |
| 15-Dec-14 4:22 PM View: | Aravive, Inc. (ARAV) | 12-Dec-14 | Market Option Sale (Planned) | 3,054 | $18.65 | $56,969.90 | (14%) 21.74K to 18.69K | 95% |