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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Nov-24 6:54 PM View:  | Peak Bio, Inc. (PKBO) | 14-Nov-24 | Conversion | 37,850 | -- | -- | 100% 0 to 37.85K | |
| 18-Nov-24 6:54 PM View: | Peak Bio, Inc. (PKBO) | 14-Nov-24 | Disposition | 37,850 | -- | -- | (100%) 37.85K to 0 | |
| 13-Feb-24 3:08 PM View: | Neuralstem Inc. (PALI) | 09-Feb-24 | Option Exercise | 10,920 | -- | -- | 100% 0 to 10.92K | |
| 24-Jul-23 6:38 PM View: | Processa Pharmaceuticals, I... (PCSA) | 27-Jun-23 | Option Exercise | 14,407 | -- | -- | 100% 0 to 14.41K | |
| 18-Jul-22 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Jul-22 | Option Exercise | 25,000 | $4.03 | $100,750.00 | 75% 33.38K to 58.38K | |
| 18-Jul-22 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Jul-22 | Planned Option Sale | 25,000 | $29.84 | $746,104.00 | (43%) 58.38K to 33.38K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 23-Mar-22 | Option Exercise | 1,111 | $4.03 | $4,477.33 | 3% 33.38K to 34.49K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 23-Mar-22 | Option Sale | 1,111 | $30.02 | $33,348.20 | (3%) 34.49K to 33.38K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 22-Mar-22 | Option Exercise | 2,339 | $4.03 | $9,426.17 | 7% 33.38K to 35.72K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 22-Mar-22 | Option Sale | 2,339 | $30.02 | $70,208.60 | (7%) 35.72K to 33.38K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 21-Mar-22 | Option Exercise | 50,000 | $4.03 | $201,500.00 | 150% 33.38K to 83.38K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 21-Mar-22 | Option Sale | 50,000 | $29.00 | $1,450,250.00 | (60%) 83.38K to 33.38K | |
| 29-Jun-21 5:09 PM View: | XOMA Ltd. (XOMA) | 25-Jun-21 | Market Sale | 9,027 | $33.62 | $303,474.00 | (22%) 41.81K to 32.79K | 4% |
| 13-Apr-21 4:30 PM View: | XOMA Ltd. (XOMA) | 09-Apr-21 | Grant | 8,000 | $25.00 | $200,000.00 | 24% 33.81K to 41.81K | |
| 17-Dec-20 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Dec-20 | Grant | 8,000 | $25.00 | $200,000.00 | 31% 25.52K to 33.52K | |
| 17-Dec-20 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Dec-20 | Option Exercise | 26,000 | $5.50 | $143,000.00 | 78% 33.52K to 59.52K | |
| 17-Dec-20 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Dec-20 | Market Option Sale (Planned) | 26,000 | $41.35 | $1,075,000.00 | (44%) 59.52K to 33.52K | |
| 24-Nov-20 4:30 PM View: | XOMA Ltd. (XOMA) | 23-Nov-20 | Option Exercise | 13,126 | $5.50 | $72,193.00 | 51% 25.52K to 38.65K | |
| 24-Nov-20 4:30 PM View: | XOMA Ltd. (XOMA) | 23-Nov-20 | Market Option Sale (Planned) | 13,126 | $32.96 | $432,662.00 | (34%) 38.65K to 25.52K | |
| 24-Nov-20 4:30 PM View: | XOMA Ltd. (XOMA) | 20-Nov-20 | Option Exercise | 6,874 | $5.50 | $37,807.00 | 27% 25.52K to 32.4K | |
| 24-Nov-20 4:30 PM View: | XOMA Ltd. (XOMA) | 20-Nov-20 | Market Option Sale (Planned) | 6,874 | $32.52 | $223,523.00 | (21%) 32.4K to 25.52K | |
| 06-Nov-20 5:20 PM View: | XOMA Ltd. (XOMA) | 05-Nov-20 | Option Exercise | 10,000 | $5.50 | $55,000.00 | 39% 25.52K to 35.52K | |
| 06-Nov-20 5:20 PM View: | XOMA Ltd. (XOMA) | 05-Nov-20 | Market Option Sale | 727 | $27.50 | $19,992.50 | (2%) 35.52K to 34.8K | |
| 06-Nov-20 5:20 PM View: | XOMA Ltd. (XOMA) | 05-Nov-20 | Market Option Sale (Planned) | 9,273 | $25.90 | $240,212.00 | (27%) 34.8K to 25.52K | |
| 24-Mar-20 4:38 PM View: | XOMA Ltd. (XOMA) | 23-Mar-20 | Market Purchase | 1,000 | $14.50 | $14,500.00 | 4% 24.52K to 25.52K | |
| 23-Mar-20 4:30 PM View: | XOMA Ltd. (XOMA) | 20-Mar-20 | Market Purchase | 1,000 | $16.41 | $16,410.00 | 4% 23.52K to 24.52K | 6% |
| 16-Jan-20 5:33 PM View: | XOMA Ltd. (XOMA) | 23-Dec-19 | Exercise (in-the money or at-the-money) | 1,180 | $22.00 | $25,960.00 | 5% 22.34K to 23.52K | |
| 08-Nov-19 4:30 PM View: | XOMA Ltd. (XOMA) | 06-Nov-19 | Option Exercise | 4,348 | $5.50 | $23,914.00 | 20% 21.87K to 26.22K | |
| 08-Nov-19 4:30 PM View: | XOMA Ltd. (XOMA) | 06-Nov-19 | Market Option Sale (Planned) | 4,348 | $22.00 | $95,656.00 | (17%) 26.22K to 21.87K | |
| 20-Sep-19 7:40 PM View: | XOMA Ltd. (XOMA) | 20-Sep-19 | Option Exercise | 5,452 | $5.50 | $29,986.00 | 25% 21.87K to 27.32K | |
| 20-Sep-19 7:40 PM View: | XOMA Ltd. (XOMA) | 20-Sep-19 | Market Option Sale (Planned) | 5,452 | $20.23 | $110,271.00 | (20%) 27.32K to 21.87K | |
| 20-Sep-19 7:40 PM View: | XOMA Ltd. (XOMA) | 19-Sep-19 | Option Exercise | 6,370 | $5.50 | $35,035.00 | 29% 21.87K to 28.24K | |
| 20-Sep-19 7:40 PM View: | XOMA Ltd. (XOMA) | 19-Sep-19 | Market Option Sale (Planned) | 6,370 | $21.12 | $134,544.00 | (23%) 28.24K to 21.87K | |
| 20-Sep-19 7:40 PM View: | XOMA Ltd. (XOMA) | 18-Sep-19 | Option Exercise | 3,830 | $5.50 | $21,065.00 | 18% 21.87K to 25.7K | |
| 20-Sep-19 7:40 PM View: | XOMA Ltd. (XOMA) | 18-Sep-19 | Market Option Sale (Planned) | 3,830 | $21.96 | $84,112.90 | (15%) 25.7K to 21.87K | |
| 21-Dec-18 6:24 PM View: | XOMA Ltd. (XOMA) | 20-Dec-18 | Exercise (in-the money or at-the-money) | 678 | $13.00 | $8,814.00 | 3% 23.29K to 23.97K | 8% |
| 15-Nov-18 4:09 PM View: | XOMA Ltd. (XOMA) | 13-Nov-18 | Market Purchase | 4,000 | $13.26 | $53,056.40 | 21% 19.29K to 23.29K | 6% |
| 27-Apr-18 5:44 PM View: | XOMA Ltd. (XOMA) | 27-Apr-18 | Option Exercise | 15,655 | $5.50 | $86,102.50 | 81% 19.29K to 34.95K | |
| 27-Apr-18 5:44 PM View: | XOMA Ltd. (XOMA) | 27-Apr-18 | Market Option Sale | 15,655 | $24.42 | $382,236.00 | (45%) 34.95K to 19.29K | 42% |
| 27-Apr-18 5:44 PM View: | XOMA Ltd. (XOMA) | 26-Apr-18 | Option Exercise | 8,345 | $5.50 | $45,897.50 | 43% 19.29K to 27.64K | |
| 27-Apr-18 5:44 PM View: | XOMA Ltd. (XOMA) | 26-Apr-18 | Market Option Sale | 8,345 | $24.69 | $206,050.00 | (30%) 27.64K to 19.29K | 43% |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 15-Nov-17 | Option Exercise | 26,145 | $4.03 | $105,364.00 | 136% 19.29K to 45.44K | |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 15-Nov-17 | Market Option Sale | 26,145 | $27.03 | $706,766.00 | (58%) 45.44K to 19.29K | 48% |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 14-Nov-17 | Option Exercise | 8,583 | $4.03 | $34,589.50 | 44% 19.29K to 27.88K | |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 14-Nov-17 | Market Option Sale | 8,583 | $28.40 | $243,747.00 | (31%) 27.88K to 19.29K | 50% |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 13-Nov-17 | Option Exercise | 11,568 | $4.03 | $46,619.00 | 60% 19.29K to 30.86K | |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 13-Nov-17 | Market Option Sale | 11,568 | $30.83 | $356,674.00 | (37%) 30.86K to 19.29K | 54% |
| 23-Mar-17 10:45 AM View: | XOMA Ltd. (XOMA) | 21-Mar-17 | Market Sale | 5,105 | $5.40 | $27,569.00 | (22%) 23.43K to 18.33K | (160%) |
| 01-Feb-17 4:47 PM View: | XOMA Ltd. (XOMA) | 01-Feb-17 | Market Sale (Planned) | 195 | $4.52 | $880.50 | (< 1%) 21.32K to 21.13K | (212%) |
| 10-Jan-17 12:21 PM View: | XOMA Ltd. (XOMA) | 09-Jan-17 | Market Sale (Planned) | 125 | $5.15 | $643.75 | (< 1%) 21.45K to 21.32K | (174%) |