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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Feb-18 4:26 PM View:  | Nabi Biopharmaceuticals (VXRT) | 13-Feb-18 | Grant Duplicate | 30,793,700 | -- | -- | 100% 0 to 30.79M | |
| 20-Mar-15 4:18 PM View: | Minerva Neurosciences, Inc. (NERV) | 18-Mar-15 | Market Sale | 1,206,700 | $5.75 | $6,941,880.00 | (27%) 4.54M to 3.33M | 59% |
| 26-Jan-15 6:01 PM View: | Minerva Neurosciences, Inc. (NERV) | 26-Jan-15 | Market Sale | 23,111 | $5.02 | $116,017.00 | (< 1%) 8.74M to 8.72M | 53% |
| 26-Jan-15 6:01 PM View: | Minerva Neurosciences, Inc. (NERV) | 23-Jan-15 | Market Sale | 63,304 | $5.14 | $325,383.00 | (< 1%) 8.8M to 8.74M | 54% |
| 26-Jan-15 6:01 PM View: | Minerva Neurosciences, Inc. (NERV) | 22-Jan-15 | Market Sale | 395,697 | $5.11 | $2,022,010.00 | (4%) 9.2M to 8.8M | 53% |
| 08-Jan-15 6:01 PM View: | Minerva Neurosciences, Inc. (NERV) | 08-Jan-15 | Market Sale | 70,659 | $5.66 | $399,930.00 | (< 1%) 10.33M to 10.26M | 58% |
| 08-Jan-15 6:01 PM View: | Minerva Neurosciences, Inc. (NERV) | 07-Jan-15 | Market Sale | 64,278 | $5.85 | $376,026.00 | (< 1%) 10.39M to 10.33M | 59% |
| 08-Jan-15 6:01 PM View: | Minerva Neurosciences, Inc. (NERV) | 06-Jan-15 | Market Sale | 396,871 | $7.94 | $3,151,160.00 | (4%) 10.79M to 10.39M | 70% |
| 09-Jul-14 7:52 PM View: | Minerva Neurosciences, Inc. (NERV) | 07-Jul-14 | Conversion | 176,001 | $6.00 | $1,056,010.00 | 2% 9.2M to 9.38M | |
| 09-Jul-14 7:52 PM View: | Minerva Neurosciences, Inc. (NERV) | 07-Jul-14 | Purchase | 737,500 | $6.00 | $4,425,000.00 | 8% 9.38M to 10.11M | |
| 29-May-14 6:33 PM View: | Agile Therapeutics, Inc. (AGRX) | 29-May-14 | Conversion | 2,510,190 | -- | -- | 37% 6.84M to 9.35M | |
| 29-May-14 6:33 PM View: | Agile Therapeutics, Inc. (AGRX) | 29-May-14 | Market Purchase | 500,000 | $6.00 | $3,000,000.00 | 5% 9.35M to 9.85M | (87%) |
| 19-Feb-14 4:03 PM View: | Nephrogenex, Inc. (NRX) | 14-Feb-14 | Grant | 412,592 | -- | -- | 5% 8.64M to 9.05M | |
| 19-Feb-14 4:03 PM View: | Nephrogenex, Inc. (NRX) | 14-Feb-14 | Conversion | 3,038,500 | -- | -- | 34% 9.05M to 12.09M | |
| 19-Feb-14 4:03 PM View: | Nephrogenex, Inc. (NRX) | 14-Feb-14 | Purchase | 790,000 | $12.00 | $9,480,000.00 | 7% 12.09M to 12.88M |