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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-May-15 6:24 PM View:  | Auspex Pharmaceuticals, Inc. (ASPX) | 05-May-15 | Disposition (change in control) | 242,574 | -- | -- | (100%) 242.57K to 0 | |
| 12-Feb-14 6:24 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Conversion | 198,537 | -- | -- | 715% 27.78K to 226.31K | |
| 12-Feb-14 6:24 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Conversion | 305,873 | -- | -- | 135% 226.31K to 532.19K | |
| 12-Feb-14 6:24 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Purchase | 67,263 | $12.00 | $807,156.00 | 13% 532.19K to 599.45K |