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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Nov-17 3:48 PM View:  | Argos Therapeutics Inc (ARGS) | 31-Oct-17 | Disposition (other) | 99,495 | $795.96 | $79,194,000.00 | (< 1%) 13.24M to 13.14M | |
| 13-Oct-16 4:48 PM View: | Argos Therapeutics Inc (ARGS) | 07-Oct-16 | Market Purchase | 21,000 | $4.73 | $99,330.00 | < 1% 13.22M to 13.24M | (100%) |
| 13-Oct-16 4:48 PM View: | Argos Therapeutics Inc (ARGS) | 06-Oct-16 | Market Purchase | 2,640 | $4.81 | $12,698.40 | < 1% 13.22M to 13.22M | (100%) |
| 13-Oct-16 4:48 PM View: | Argos Therapeutics Inc (ARGS) | 05-Oct-16 | Market Purchase | 900 | $4.85 | $4,365.00 | < 1% 13.22M to 13.22M | (100%) |
| 13-Oct-16 4:48 PM View: | Argos Therapeutics Inc (ARGS) | 04-Oct-16 | Market Purchase | 7,164 | $4.69 | $33,599.20 | < 1% 13.21M to 13.22M | (100%) |
| 04-Oct-16 4:12 PM View: | Argos Therapeutics Inc (ARGS) | 03-Oct-16 | Market Purchase | 11,308 | $4.70 | $53,147.60 | < 1% 13.2M to 13.21M | (100%) |
| 04-Oct-16 4:12 PM View: | Argos Therapeutics Inc (ARGS) | 30-Sep-16 | Market Purchase | 30,232 | $4.71 | $142,393.00 | < 1% 13.17M to 13.2M | (100%) |
| 30-Sep-16 4:20 PM View: | Argos Therapeutics Inc (ARGS) | 29-Sep-16 | Market Purchase | 15,100 | $4.60 | $69,460.00 | < 1% 13.15M to 13.17M | (100%) |
| 30-Sep-16 4:20 PM View: | Argos Therapeutics Inc (ARGS) | 28-Sep-16 | Market Purchase | 28,518 | $4.54 | $129,472.00 | < 1% 13.13M to 13.15M | (100%) |
| 21-Sep-16 7:50 PM View: | Argos Therapeutics Inc (ARGS) | 20-Sep-16 | Market Purchase | 41,259 | $4.77 | $196,805.00 | < 1% 13.08M to 13.13M | (100%) |
| 21-Sep-16 7:50 PM View: | Argos Therapeutics Inc (ARGS) | 19-Sep-16 | Market Purchase | 5,580 | $4.76 | $26,560.80 | < 1% 13.08M to 13.08M | (100%) |
| 20-Sep-16 8:36 AM View: | Argos Therapeutics Inc (ARGS) | 16-Sep-16 | Market Purchase | 36,632 | $4.78 | $175,101.00 | < 1% 13.04M to 13.08M | (100%) |
| 20-Sep-16 8:36 AM View: | Argos Therapeutics Inc (ARGS) | 15-Sep-16 | Market Purchase | 15,880 | $4.76 | $75,588.80 | < 1% 13.03M to 13.04M | (100%) |
| 07-Sep-16 9:24 AM View: | Argos Therapeutics Inc (ARGS) | 01-Sep-16 | Market Purchase | 16,977 | $4.78 | $81,150.10 | < 1% 13.01M to 13.03M | (100%) |
| 25-Aug-16 4:24 PM View: | Argos Therapeutics Inc (ARGS) | 24-Aug-16 | Market Purchase | 57,772 | $4.55 | $262,863.00 | < 1% 12.9M to 12.95M | (100%) |
| 29-Aug-16 4:07 PM View: | Argos Therapeutics Inc (ARGS) | 24-Aug-16 | Market Purchase | 55,224 | $4.57 | $252,374.00 | < 1% 12.95M to 13.01M | (100%) |
| 25-Aug-16 4:24 PM View: | Argos Therapeutics Inc (ARGS) | 23-Aug-16 | Market Purchase | 9,599 | $4.36 | $41,851.60 | < 1% 12.89M to 12.9M | (100%) |
| 23-Aug-16 4:43 PM View: | Argos Therapeutics Inc (ARGS) | 22-Aug-16 | Market Purchase | 21,950 | $4.26 | $93,507.00 | < 1% 12.86M to 12.89M | (100%) |
| 23-Aug-16 4:43 PM View: | Argos Therapeutics Inc (ARGS) | 19-Aug-16 | Market Purchase | 53,524 | $4.23 | $226,407.00 | < 1% 12.81M to 12.86M | (100%) |
| 04-Aug-16 3:30 PM View: | Argos Therapeutics Inc (ARGS) | 02-Aug-16 | Purchase | 2,363,640 | -- | -- | 23% 10.45M to 12.81M | |
| 01-Jul-16 6:09 PM View: | Argos Therapeutics Inc (ARGS) | 29-Jun-16 | Purchase | 2,678,300 | -- | -- | 34% 7.77M to 10.45M | |
| 16-Mar-16 5:24 PM View: | Argos Therapeutics Inc (ARGS) | 14-Mar-16 | Purchase | 1,785,530 | -- | -- | 30% 5.98M to 7.77M | |
| 29-Oct-14 6:42 PM View: | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Conversion | 565,344 | -- | -- | 100% 0 to 565.34K | |
| 29-Oct-14 6:42 PM View: | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Purchase | 600,000 | $10.00 | $6,000,000.00 | 106% 565.34K to 1.17M | |
| 12-Feb-14 6:00 PM View: | Argos Therapeutics Inc (ARGS) | 12-Feb-14 | Conversion | 4,708,550 | -- | -- | 100% 0 to 4.71M | |
| 12-Feb-14 6:00 PM View: | Argos Therapeutics Inc (ARGS) | 12-Feb-14 | Purchase | 1,275,000 | $8.00 | $10,200,000.00 | 27% 4.71M to 5.98M |