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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Feb-14 4:17 PM View:  | Nephrogenex, Inc. (NRX) | 14-Feb-14 | Grant Duplicate | 412,592 | -- | -- | 5% 8.64M to 9.05M | |
| 19-Feb-14 4:17 PM View: | Nephrogenex, Inc. (NRX) | 14-Feb-14 | Conversion Duplicate | 3,038,500 | -- | -- | 34% 9.05M to 12.09M | |
| 19-Feb-14 4:17 PM View: | Nephrogenex, Inc. (NRX) | 14-Feb-14 | Purchase Duplicate | 790,000 | $12.00 | $9,480,000.00 | 7% 12.09M to 12.88M |