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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Oct-24 6:34 PM View:  | Eton Pharmaceuticals, Inc. (ETON) | 08-Oct-24 | Purchase | 33,970 | $7.03 | $238,782.00 | 1% 2.85M to 2.89M | |
| 08-Oct-24 6:34 PM View: | Eton Pharmaceuticals, Inc. (ETON) | 07-Oct-24 | Purchase | 11,248 | $7.22 | $81,249.90 | < 1% 2.87M to 2.88M | |
| 08-Oct-24 6:34 PM View: | Eton Pharmaceuticals, Inc. (ETON) | 04-Oct-24 | Purchase | 16,852 | $6.77 | $114,105.00 | < 1% 2.86M to 2.87M | |
| 26-Sep-24 3:21 PM View: | Codexis, Inc. (CDXS) | 25-Sep-24 | Purchase | 5,000 | $2.86 | $14,290.50 | < 1% 8.52M to 8.52M | |
| 26-Sep-24 3:21 PM View: | Codexis, Inc. (CDXS) | 24-Sep-24 | Private Purchase | 80,000 | $2.94 | $234,856.00 | < 1% 8.44M to 8.52M | |
| 23-Sep-24 5:19 PM View: | Codexis, Inc. (CDXS) | 23-Sep-24 | Purchase | 45,000 | $2.94 | $132,484.00 | < 1% 8.64M to 8.69M | |
| 23-Sep-24 5:19 PM View: | Codexis, Inc. (CDXS) | 20-Sep-24 | Private Purchase | 1,055,000 | $3.01 | $3,175,550.00 | 14% 7.58M to 8.64M | |
| 19-Sep-24 6:16 PM View: | Codexis, Inc. (CDXS) | 18-Sep-24 | Private Purchase | 61,000 | $3.16 | $192,992.00 | < 1% 7.52M to 7.58M | |
| 12-Sep-24 8:20 PM View: | Protara Therapeutics, Inc. (TARA) | 12-Sep-24 | Sale | 126,301 | $1.71 | $215,836.00 | (6%) 2.12M to 1.99M | |
| 12-Sep-24 8:20 PM View: | Protara Therapeutics, Inc. (TARA) | 11-Sep-24 | Sale | 32,600 | $1.71 | $55,879.70 | (2%) 2.15M to 2.12M | |
| 12-Sep-24 7:31 PM View: | Eton Pharmaceuticals, Inc. (ETON) | 11-Sep-24 | Purchase | 50,000 | $4.75 | $237,500.00 | 2% 2.73M to 2.78M | |
| 10-Sep-24 7:11 PM View: | Protara Therapeutics, Inc. (TARA) | 10-Sep-24 | Sale | 25,500 | $1.77 | $45,109.50 | (1%) 2.17M to 2.15M | |
| 12-Sep-24 7:31 PM View: | Eton Pharmaceuticals, Inc. (ETON) | 10-Sep-24 | Market Purchase | 57,500 | $4.65 | $267,375.00 | 2% 2.67M to 2.73M | (9%) |
| 10-Sep-24 7:11 PM View: | Protara Therapeutics, Inc. (TARA) | 09-Sep-24 | Sale | 36,492 | $1.89 | $69,141.40 | (2%) 2.21M to 2.17M | |
| 18-Jul-24 4:05 PM View: | Protara Therapeutics, Inc. (TARA) | 16-Jul-24 | Sale | 11,396 | $2.44 | $27,827.90 | (< 1%) 2.22M to 2.21M | |
| 11-Jul-24 7:56 PM View: | Protara Therapeutics, Inc. (TARA) | 11-Jul-24 | Sale | 47,993 | $2.40 | $115,346.00 | (2%) 2.27M to 2.22M | |
| 11-Jul-24 7:56 PM View: | Protara Therapeutics, Inc. (TARA) | 10-Jul-24 | Sale | 18,061 | $2.31 | $41,684.80 | (< 1%) 2.29M to 2.27M | |
| 11-Jul-24 7:56 PM View: | Protara Therapeutics, Inc. (TARA) | 09-Jul-24 | Sale | 8,497 | $2.21 | $18,810.70 | (< 1%) 2.3M to 2.29M | |
| 03-Jul-24 2:00 PM View: | Protara Therapeutics, Inc. (TARA) | 01-Jul-24 | Sale | 8,288 | $2.12 | $17,597.90 | (< 1%) 2.31M to 2.3M | |
| 28-Jun-24 6:45 PM View: | Protara Therapeutics, Inc. (TARA) | 28-Jun-24 | Sale | 17,994 | $2.07 | $37,334.00 | (< 1%) 2.32M to 2.3M | |
| 28-Jun-24 6:45 PM View: | Protara Therapeutics, Inc. (TARA) | 27-Jun-24 | Sale | 46,574 | $2.26 | $105,169.00 | (2%) 2.37M to 2.32M | |
| 27-Jun-24 4:05 PM View: | Protara Therapeutics, Inc. (TARA) | 25-Jun-24 | Sale | 12,725 | $2.26 | $28,734.30 | (< 1%) 2.38M to 2.37M | |
| 31-May-24 4:05 PM View: | Protara Therapeutics, Inc. (TARA) | 31-May-24 | Sale | 5,824 | $2.90 | $16,894.80 | (5%) 114.52K to 108.7K | |
| 31-May-24 4:05 PM View: | Protara Therapeutics, Inc. (TARA) | 30-May-24 | Sale | 9,230 | $2.94 | $27,113.10 | (7%) 123.75K to 114.52K | |
| 23-May-24 10:00 PM View: | Protara Therapeutics, Inc. (TARA) | 22-May-24 | Sale | 9,800 | $3.02 | $29,596.30 | (< 1%) 2.42M to 2.41M | |
| 23-May-24 10:00 PM View: | Protara Therapeutics, Inc. (TARA) | 21-May-24 | Sale | 33,000 | $3.06 | $100,838.00 | (1%) 2.44M to 2.41M | |
| 17-May-24 7:48 PM View: | Protara Therapeutics, Inc. (TARA) | 17-May-24 | Sale | 70,885 | $3.25 | $230,326.00 | (3%) 2.51M to 2.44M | |
| 10-May-24 6:57 PM View: | Protara Therapeutics, Inc. (TARA) | 10-May-24 | Sale | 151,700 | $3.11 | $472,424.00 | (6%) 2.53M to 2.38M | |
| 10-May-24 6:57 PM View: | Protara Therapeutics, Inc. (TARA) | 09-May-24 | Sale | 30,600 | $3.09 | $94,526.50 | (1%) 2.56M to 2.53M | |
| 25-Apr-24 5:19 PM View: | Transdel Pharmaceuticals, I... (HROW) | 25-Apr-24 | Purchase | 20,000 | $9.97 | $199,400.00 | < 1% 3.79M to 3.81M | |
| 24-Apr-24 4:40 PM View: | Transdel Pharmaceuticals, I... (HROW) | 24-Apr-24 | Purchase | 8,285 | $10.15 | $84,092.80 | < 1% 3.79M to 3.79M | |
| 24-Apr-24 4:40 PM View: | Transdel Pharmaceuticals, I... (HROW) | 23-Apr-24 | Purchase | 11,715 | $10.29 | $120,547.00 | < 1% 3.78M to 3.79M | |
| 19-Apr-24 6:24 PM View: | Transdel Pharmaceuticals, I... (HROW) | 19-Apr-24 | Purchase | 29,400 | $10.56 | $310,390.00 | < 1% 3.75M to 3.77M | |
| 28-Mar-24 6:07 PM View: | Transdel Pharmaceuticals, I... (HROW) | 28-Mar-24 | Purchase | 50,000 | $12.82 | $641,000.00 | 1% 3.7M to 3.75M | |
| 22-Mar-24 11:52 AM View: | Transdel Pharmaceuticals, I... (HROW) | 20-Mar-24 | Purchase | 50,600 | $9.65 | $488,290.00 | 1% 3.65M to 3.7M | |
| 16-Nov-23 4:05 PM View: | Transdel Pharmaceuticals, I... (HROW) | 15-Nov-23 | Market Purchase | 25,000 | $8.03 | $200,735.00 | < 1% 3.62M to 3.65M | 2% |
| 14-Nov-23 10:00 PM View: | Tracon Pharmaceuticals, Inc. (TCON) | 10-Nov-23 | Sale | 4,764,010 | $0.29 | $1,401,570.00 | (100%) 4.76M to 0 | |
| 20-Sep-23 6:39 PM View: | Transdel Pharmaceuticals, I... (HROW) | 20-Sep-23 | Purchase | 5,983 | $14.49 | $86,710.40 | < 1% 3.61M to 3.62M | |
| 20-Sep-23 6:39 PM View: | Transdel Pharmaceuticals, I... (HROW) | 19-Sep-23 | Purchase | 14,017 | $14.65 | $205,366.00 | < 1% 3.6M to 3.61M | |
| 13-Mar-23 4:05 PM View: | Tracon Pharmaceuticals, Inc. (TCON) | 09-Mar-23 | Private Purchase | 174,508 | $1.38 | $240,821.00 | 4% 4.15M to 4.32M | |
| 30-Dec-22 6:00 PM View: | Protara Therapeutics, Inc. (TARA) | 30-Dec-22 | Private Sale | 15,473 | $2.71 | $41,948.90 | < 1% 2.68M to 2.69M | |
| 14-Dec-22 4:05 PM View: | Transdel Pharmaceuticals, I... (HROW) | 14-Dec-22 | Purchase | 431,183 | $10.52 | $4,536,050.00 | 13% 3.34M to 3.77M | |
| 16-Dec-22 5:03 PM View: | Tracon Pharmaceuticals, Inc. (TCON) | 14-Dec-22 | Private Purchase | 167,500 | $1.25 | $209,876.00 | 4% 4.42M to 4.59M | |
| 08-Dec-22 6:49 PM View: | Tracon Pharmaceuticals, Inc. (TCON) | 06-Dec-22 | Sale | 1,539 | $1.44 | $2,216.16 | (< 1%) 8.14M to 8.13M | |
| 08-Dec-22 6:49 PM View: | Tracon Pharmaceuticals, Inc. (TCON) | 06-Dec-22 | Exercise (in-the money or at-the-money) | 221,539 | $0.01 | $2,215.39 | 3% 7.92M to 8.14M | |
| 04-Nov-22 4:03 PM View: | Tela Bio, Inc. (TELA) | 03-Nov-22 | Private Purchase | 20,262 | $7.81 | $158,285.00 | < 1% 2.05M to 2.07M | |
| 19-Oct-22 7:22 PM View: | Tracon Pharmaceuticals, Inc. (TCON) | 18-Oct-22 | Private Purchase | 12,500 | $1.65 | $20,625.00 | < 1% 7.9M to 7.92M | |
| 11-Oct-22 7:29 PM View: | Tela Bio, Inc. (TELA) | 11-Oct-22 | Private Purchase | 16,000 | $8.00 | $128,000.00 | < 1% 2.04M to 2.05M | |
| 03-Oct-22 4:06 PM View: | Tracon Pharmaceuticals, Inc. (TCON) | 29-Sep-22 | Private Purchase | 9,400 | $1.74 | $16,370.10 | 2% 400.6K to 410.0K | |
| 30-Sep-22 6:15 AM View: | Transdel Pharmaceuticals, I... (HROW) | 28-Sep-22 | Purchase | 11,085 | $9.77 | $108,354.00 | < 1% 3.33M to 3.34M |