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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Sep-24 4:19 PM View:  | Moody's Corp. (MCO) | 06-Sep-24 | Grant | 13 | $484.55 | $6,299.15 | < 1% 11.12K to 11.14K | |
| 11-Jun-24 4:58 PM View: | Moody's Corp. (MCO) | 07-Jun-24 | Grant | 15 | $403.57 | $6,053.55 | < 1% 11.11K to 11.12K | (10%) |
| 06-May-24 12:43 PM View: | Janus Henderson Group Plc (JHG) | 03-May-24 | Grant | 4,579 | $32.76 | $150,008.00 | 113% 4.07K to 8.65K | |
| 18-Mar-24 4:15 PM View: | Moody's Corp. (MCO) | 15-Mar-24 | Grant | 16 | $378.72 | $6,059.52 | < 1% 11.09K to 11.11K | (4%) |
| 22-Feb-24 5:55 PM View: | Moody's Corp. (MCO) | 21-Feb-24 | Grant | 561 | $374.40 | $210,038.00 | 5% 10.53K to 11.09K | (3%) |
| 18-Dec-23 4:15 PM View: | Moody's Corp. (MCO) | 15-Dec-23 | Grant | 14 | $391.62 | $5,482.68 | < 1% 10.52K to 10.53K | (8%) |
| 11-Sep-23 5:15 PM View: | Moody's Corp. (MCO) | 08-Sep-23 | Grant | 16 | $342.50 | $5,480.00 | < 1% 10.5K to 10.52K | 6% |
| 23-Jun-23 11:55 AM View: | Janus Henderson Group Plc (JHG) | 23-Jun-23 | Grant | 4,068 | $26.82 | $109,104.00 | 100% 0 to 4.07K | |
| 12-Jun-23 4:00 PM View: | Moody's Corp. (MCO) | 09-Jun-23 | Grant | 17 | $333.87 | $5,675.79 | < 1% 10.48K to 10.5K | |
| 21-Mar-23 4:00 PM View: | Moody's Corp. (MCO) | 17-Mar-23 | Grant | 18 | $299.39 | $5,389.02 | < 1% 10.47K to 10.48K | |
| 08-Feb-23 4:01 PM View: | Moody's Corp. (MCO) | 07-Feb-23 | Grant | 621 | $314.22 | $195,131.00 | 6% 9.85K to 10.47K | |
| 15-Dec-22 4:01 PM View: | Moody's Corp. (MCO) | 14-Dec-22 | Grant | 17 | $300.20 | $5,103.40 | < 1% 9.83K to 9.85K | |
| 12-Sep-22 4:00 PM View: | Moody's Corp. (MCO) | 09-Sep-22 | Grant | 17 | $298.01 | $5,066.17 | < 1% 9.81K to 9.83K | |
| 13-Jun-22 4:00 PM View: | Moody's Corp. (MCO) | 10-Jun-22 | Grant | 18 | $273.53 | $4,923.54 | < 1% 9.79K to 9.81K | |
| 21-Mar-22 4:00 PM View: | Moody's Corp. (MCO) | 18-Mar-22 | Grant | 15 | $326.09 | $4,891.35 | < 1% 9.78K to 9.79K | |
| 18-Feb-22 4:00 PM View: | Moody's Corp. (MCO) | 17-Feb-22 | Grant | 598 | $325.99 | $194,942.00 | 7% 9.18K to 9.78K | |
| 16-Dec-21 4:00 PM View: | Moody's Corp. (MCO) | 14-Dec-21 | Grant | 11 | $396.51 | $4,361.61 | < 1% 9.17K to 9.18K | < 1% |
| 23-Nov-21 5:12 PM View: | General Electric Co. (GE) | 22-Nov-21 | Market Purchase | 1,000 | $100.59 | $100,590.00 | 123% 0.81K to 1.81K | < 1% |
| 13-Sep-21 4:00 PM View: | Moody's Corp. (MCO) | 10-Sep-21 | Grant | 11 | $381.85 | $4,200.35 | < 1% 9.16K to 9.17K | < 1% |
| 11-Jun-21 4:01 PM View: | Moody's Corp. (MCO) | 10-Jun-21 | Grant | 12 | $336.76 | $4,041.12 | < 1% 9.15K to 9.16K | < 1% |
| 10-May-21 4:00 PM View: | Moody's Corp. (MCO) | 07-May-21 | Grant | 1,500 | $332.16 | $498,240.00 | (14%) 10.65K to 9.15K | (< 1%) |
| 19-Mar-21 4:00 PM View: | Moody's Corp. (MCO) | 18-Mar-21 | Grant | 14 | $287.23 | $4,021.22 | < 1% 10.63K to 10.65K | < 1% |
| 23-Feb-21 4:19 PM View: | Moody's Corp. (MCO) | 22-Feb-21 | Grant | 650 | $276.84 | $179,946.00 | 7% 9.98K to 10.63K | < 1% |
| 16-Dec-20 4:05 PM View: | Moody's Corp. (MCO) | 14-Dec-20 | Grant | 13 | $279.06 | $3,627.78 | < 1% 9.97K to 9.98K | |
| 11-Sep-20 4:09 PM View: | Moody's Corp. (MCO) | 10-Sep-20 | Grant | 12 | $286.88 | $3,442.56 | < 1% 9.96K to 9.97K | |
| 11-Jun-20 4:14 PM View: | Moody's Corp. (MCO) | 10-Jun-20 | Grant | 13 | $274.99 | $3,574.87 | < 1% 9.94K to 9.96K | |
| 20-Mar-20 4:04 PM View: | Moody's Corp. (MCO) | 18-Mar-20 | Grant | 18 | $167.41 | $3,013.38 | < 1% 9.93K to 9.94K | |
| 21-Feb-20 4:11 PM View: | Moody's Corp. (MCO) | 20-Feb-20 | Grant | 642 | $280.42 | $180,030.00 | 7% 9.28K to 9.93K | |
| 13-Dec-19 4:08 PM View: | Moody's Corp. (MCO) | 12-Dec-19 | Grant | 14 | $233.98 | $3,275.72 | < 1% 9.27K to 9.28K | |
| 12-Sep-19 4:09 PM View: | Moody's Corp. (MCO) | 10-Sep-19 | Grant | 15 | $211.69 | $3,175.35 | < 1% 9.26K to 9.27K | (9%) |
| 26-Aug-19 6:38 AM View: | General Electric Co. (GE) | 23-Aug-19 | Market Purchase | 6,500 | $7.80 | $50,700.00 | 100% 0 to 6.5K | 35% |
| 10-Jun-19 5:50 PM View: | Moody's Corp. (MCO) | 10-Jun-19 | Grant | 17 | $192.54 | $3,273.18 | < 1% 9.24K to 9.26K | (1%) |
| 19-Mar-19 4:05 PM View: | Moody's Corp. (MCO) | 18-Mar-19 | Grant | 19 | $177.11 | $3,365.09 | < 1% 9.22K to 9.24K | 5% |
| 26-Feb-19 10:00 PM View: | Moody's Corp. (MCO) | 25-Feb-19 | Grant | 1,037 | -- | -- | 13% 8.18K to 9.22K | |
| 13-Dec-18 6:50 PM View: | Moody's Corp. (MCO) | 12-Dec-18 | Grant | 20 | $149.45 | $2,989.00 | < 1% 8.16K to 8.18K | 25% |
| 11-Sep-18 4:07 PM View: | Moody's Corp. (MCO) | 10-Sep-18 | Grant | 17 | $177.46 | $3,016.82 | < 1% 8.14K to 8.16K | 5% |
| 13-Jun-18 4:05 PM View: | Moody's Corp. (MCO) | 11-Jun-18 | Grant | 17 | $178.50 | $3,034.50 | < 1% 8.13K to 8.14K | 4% |
| 13-Mar-18 4:07 PM View: | Moody's Corp. (MCO) | 12-Mar-18 | Grant | 17 | $170.25 | $2,894.25 | < 1% 8.11K to 8.13K | 9% |
| 20-Feb-18 4:13 PM View: | Moody's Corp. (MCO) | 16-Feb-18 | Grant | 1,075 | -- | -- | 15% 7.04K to 8.11K | |
| 13-Dec-17 4:06 PM View: | Moody's Corp. (MCO) | 12-Dec-17 | Grant | 16 | $153.05 | $2,448.80 | < 1% 7.02K to 7.04K | 21% |
| 13-Sep-17 4:07 PM View: | Moody's Corp. (MCO) | 12-Sep-17 | Grant | 18 | $135.52 | $2,439.36 | < 1% 7.0K to 7.02K | 36% |
| 13-Jun-17 4:03 PM View: | Moody's Corp. (MCO) | 12-Jun-17 | Grant | 21 | $116.95 | $2,455.95 | < 1% 6.98K to 7.0K | 57% |
| 13-Mar-17 4:05 PM View: | Moody's Corp. (MCO) | 10-Mar-17 | Grant | 17 | $112.18 | $1,907.06 | < 1% 6.96K to 6.98K | 65% |
| 28-Feb-17 10:00 PM View: | Moody's Corp. (MCO) | 27-Feb-17 | Grant | 1,517 | -- | -- | 28% 5.45K to 6.96K | |
| 13-Dec-16 4:04 PM View: | Moody's Corp. (MCO) | 12-Dec-16 | Grant | 19 | $98.21 | $1,865.99 | < 1% 5.43K to 5.45K | 89% |
| 12-Sep-16 4:08 PM View: | Moody's Corp. (MCO) | 12-Sep-16 | Grant | 17 | $106.48 | $1,810.16 | < 1% 5.41K to 5.43K | 75% |
| 13-Jun-16 4:08 PM View: | Moody's Corp. (MCO) | 10-Jun-16 | Grant | 18 | $99.50 | $1,791.00 | < 1% 5.39K to 5.41K | 88% |
| 11-Mar-16 4:04 PM View: | Moody's Corp. (MCO) | 10-Mar-16 | Grant | 20 | $93.59 | $1,871.80 | < 1% 5.37K to 5.39K | 100% |
| 12-Feb-16 4:09 PM View: | Moody's Corp. (MCO) | 10-Feb-16 | Grant | 1,904 | -- | -- | 55% 3.47K to 5.37K | |
| 11-Dec-15 4:08 PM View: | Moody's Corp. (MCO) | 10-Dec-15 | Grant | 11 | $99.95 | $1,099.45 | < 1% 3.46K to 3.47K | 88% |