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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-May-24 4:17 PM View:  | PG & E Corp. (PCG) | 30-Apr-24 | Private Sale (Planned) | 59,000 | $17.08 | $1,007,720.00 | (4%) 1.57M to 1.52M | |
| 05-Mar-24 4:15 PM View: | PG & E Corp. (PCG) | 01-Mar-24 | Grant | 575,558 | -- | -- | 43% 1.35M to 1.93M | |
| 05-Mar-24 4:15 PM View: | PG & E Corp. (PCG) | 01-Mar-24 | Payment of Exercise | 354,427 | $16.60 | $5,883,490.00 | (16%) 2.23M to 1.88M | |
| 05-Mar-24 4:15 PM View: | PG & E Corp. (PCG) | 01-Mar-24 | Gift | 305,452 | -- | -- | 16% 1.93M to 2.23M | |
| 05-Mar-24 4:15 PM View: | PG & E Corp. (PCG) | 01-Mar-24 | Gift | 305,452 | -- | -- | (16%) 1.88M to 1.57M | |
| 20-Apr-23 5:28 PM View: | Whirlpool Corp. (WHR) | 18-Apr-23 | Grant | 1,074 | -- | -- | 72% 1.48K to 2.56K | |
| 03-Mar-23 6:04 PM View: | PG & E Corp. (PCG) | 03-Mar-23 | Sale (Planned) | 66,700 | $15.87 | $1,058,530.00 | (5%) 1.42M to 1.35M | |
| 03-Mar-23 6:04 PM View: | PG & E Corp. (PCG) | 01-Mar-23 | Payment of Exercise | 41,807 | $15.61 | $652,607.00 | (3%) 1.5M to 1.46M | |
| 03-Mar-23 6:04 PM View: | PG & E Corp. (PCG) | 01-Mar-23 | Gift | 42,514 | -- | -- | 3% 1.46M to 1.5M | |
| 03-Mar-23 6:04 PM View: | PG & E Corp. (PCG) | 01-Mar-23 | Gift | 42,514 | -- | -- | (3%) 1.46M to 1.42M | |
| 28-Feb-23 6:06 PM View: | PG & E Corp. (PCG) | 27-Feb-23 | Gift | 31,750 | -- | -- | (2%) 1.33M to 1.29M | |
| 06-Jan-23 5:08 PM View: | PG & E Corp. (PCG) | 04-Jan-23 | Payment of Exercise | 776,633 | $15.88 | $12,332,900.00 | (26%) 2.95M to 2.17M | |
| 06-Jan-23 5:08 PM View: | PG & E Corp. (PCG) | 04-Jan-23 | Gift | 678,470 | -- | -- | 30% 2.27M to 2.95M | |
| 06-Jan-23 5:08 PM View: | PG & E Corp. (PCG) | 04-Jan-23 | Gift | 678,470 | -- | -- | (31%) 2.17M to 1.49M | |
| 23-Sep-22 4:13 PM View: | PG & E Corp. (PCG) | 22-Sep-22 | Payment of Exercise | 57,396 | $13.11 | $752,462.00 | (2%) 2.33M to 2.27M | |
| 12-Sep-22 6:00 PM View: | PG & E Corp. (PCG) | 08-Sep-22 | Private Sale (Planned) | 83,330 | $13.00 | $1,083,290.00 | (3%) 2.41M to 2.33M | |
| 21-Apr-22 5:24 PM View: | Whirlpool Corp. (WHR) | 19-Apr-22 | Grant | 849 | -- | -- | 134% 0.63K to 1.48K | |
| 03-Mar-22 6:36 PM View: | PG & E Corp. (PCG) | 01-Mar-22 | Payment of Exercise | 41,807 | $11.30 | $472,419.00 | (2%) 2.45M to 2.41M | (8%) |
| 03-Mar-22 6:36 PM View: | PG & E Corp. (PCG) | 01-Mar-22 | Disposition (other) | 1,166 | -- | -- | (< 1%) 2.41M to 2.41M | |
| 06-Jan-22 6:53 PM View: | PG & E Corp. (PCG) | 04-Jan-22 | Payment of Exercise | 710,099 | $12.44 | $8,833,630.00 | (22%) 3.16M to 2.45M | 5% |
| 22-Apr-21 5:42 PM View: | Whirlpool Corp. (WHR) | 20-Apr-21 | Grant | 634 | -- | -- | 100% 0 to 0.63K | |
| 03-Mar-21 8:42 PM View: | PG & E Corp. (PCG) | 01-Mar-21 | Grant | 3,163,170 | -- | -- | 518552% 0.61K to 3.16M | |
| 24-Mar-20 4:56 PM View: | CMS Energy Corp. (CMS) | 20-Mar-20 | Grant | 16,394 | -- | -- | 2% 930.37K to 946.77K | |
| 24-Mar-20 4:56 PM View: | CMS Energy Corp. (CMS) | 20-Mar-20 | Payment of Exercise | 25,260 | $49.55 | $1,251,630.00 | (3%) 946.77K to 921.51K | (14%) |
| 24-Mar-20 4:56 PM View: | CMS Energy Corp. (CMS) | 26-Feb-20 | Gift | 23,184 | -- | -- | (2%) 953.56K to 930.37K | |
| 22-Jan-20 3:50 PM View: | CMS Energy Corp. (CMS) | 18-Jan-20 | Grant | 22,375 | -- | -- | 4% 502.95K to 525.33K | |
| 22-Jan-20 3:50 PM View: | CMS Energy Corp. (CMS) | 18-Jan-20 | Payment of Exercise | 38,813 | $65.65 | $2,548,070.00 | (7%) 525.33K to 486.52K | 15% |
| 17-Jan-20 11:49 AM View: | CMS Energy Corp. (CMS) | 15-Jan-20 | Grant | 92,736 | -- | -- | 23% 410.22K to 502.95K | |
| 14-Nov-19 1:49 PM View: | CMS Energy Corp. (CMS) | 13-Nov-19 | Payment of Exercise | 8,820 | $60.49 | $533,522.00 | (2%) 417.52K to 408.7K | 7% |
| 25-Mar-19 3:21 PM View: | CMS Energy Corp. (CMS) | 21-Mar-19 | Grant | 5,323 | -- | -- | < 1% 844.36K to 849.68K | |
| 25-Mar-19 3:21 PM View: | CMS Energy Corp. (CMS) | 21-Mar-19 | Payment of Exercise | 10,442 | $55.22 | $576,607.00 | (1%) 849.68K to 839.24K | (1%) |
| 23-Jan-19 4:35 PM View: | CMS Energy Corp. (CMS) | 20-Jan-19 | Grant | 2,279 | -- | -- | < 1% 429.44K to 431.72K | |
| 23-Jan-19 4:35 PM View: | CMS Energy Corp. (CMS) | 20-Jan-19 | Payment of Exercise | 14,024 | $50.88 | $713,541.00 | (3%) 431.72K to 417.7K | (11%) |
| 18-Jan-19 12:14 PM View: | CMS Energy Corp. (CMS) | 16-Jan-19 | Grant | 103,878 | -- | -- | 32% 325.56K to 429.44K | |
| 23-Mar-18 10:56 AM View: | CMS Energy Corp. (CMS) | 21-Mar-18 | Grant | 8,187 | -- | -- | 1% 649.47K to 657.66K | |
| 23-Mar-18 10:56 AM View: | CMS Energy Corp. (CMS) | 21-Mar-18 | Payment of Exercise | 7,540 | $43.81 | $330,327.00 | (1%) 657.66K to 650.12K | (26%) |
| 23-Jan-18 2:35 PM View: | CMS Energy Corp. (CMS) | 21-Jan-18 | Grant | 6,264 | -- | -- | 2% 321.81K to 328.07K | |
| 23-Jan-18 2:35 PM View: | CMS Energy Corp. (CMS) | 21-Jan-18 | Payment of Exercise | 9,114 | $44.05 | $401,472.00 | (3%) 328.07K to 318.96K | (24%) |
| 19-Jan-18 9:42 AM View: | CMS Energy Corp. (CMS) | 17-Jan-18 | Grant | 106,622 | -- | -- | 50% 215.19K to 321.81K | |
| 23-Mar-17 2:35 PM View: | CMS Energy Corp. (CMS) | 21-Mar-17 | Grant | 1,798 | -- | -- | < 1% 427.89K to 429.69K | |
| 23-Mar-17 2:35 PM View: | CMS Energy Corp. (CMS) | 21-Mar-17 | Payment of Exercise | 2,288 | $45.01 | $102,983.00 | (< 1%) 429.69K to 427.4K | (19%) |
| 26-Jan-17 1:28 PM View: | CMS Energy Corp. (CMS) | 24-Jan-17 | Payment of Exercise | 7,006 | $41.97 | $294,042.00 | (3%) 219.09K to 212.08K | (26%) |
| 24-Jan-17 2:21 PM View: | CMS Energy Corp. (CMS) | 22-Jan-17 | Grant | 2,422 | -- | -- | 1% 219.85K to 222.28K | |
| 24-Jan-17 2:21 PM View: | CMS Energy Corp. (CMS) | 22-Jan-17 | Payment of Exercise | 3,192 | $42.33 | $135,117.00 | (1%) 222.28K to 219.09K | (25%) |
| 20-Jan-17 2:21 PM View: | CMS Energy Corp. (CMS) | 18-Jan-17 | Grant | 99,550 | -- | -- | 83% 120.31K to 219.85K | |
| 26-Jan-16 3:56 PM View: | CMS Energy Corp. (CMS) | 24-Jan-16 | Grant | 3,758 | -- | -- | 3% 118.36K to 122.12K | |
| 26-Jan-16 3:56 PM View: | CMS Energy Corp. (CMS) | 24-Jan-16 | Payment of Exercise | 3,536 | $36.55 | $129,241.00 | (3%) 122.12K to 118.59K | (41%) |
| 22-Jan-16 2:35 PM View: | CMS Energy Corp. (CMS) | 20-Jan-16 | Grant | 44,494 | -- | -- | 60% 73.87K to 118.36K |