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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Oct-17 6:26 PM View:  | Cu Bancorp (CUNB) | 20-Oct-17 | Disposition | 6,712 | -- | -- | (100%) 6.71K to 0 | |
| 09-Feb-17 11:36 AM View: | Cu Bancorp (CUNB) | 07-Feb-17 | Grant | 1,712 | -- | -- | 34% 5.0K to 6.71K | |
| 05-Aug-16 12:12 PM View: | Cu Bancorp (CUNB) | 04-Aug-16 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 20-Jun-16 4:48 PM View: | Pacific Mercantile Bancorp (PMBC) | 17-Jun-16 | Disposition | 9,869 | -- | -- | (100%) 9.87K to 0 | |
| 09-Mar-16 9:07 PM View: | Pacific Mercantile Bancorp (PMBC) | 07-Mar-16 | Market Sale | 123 | $6.95 | $854.51 | (50%) 0.25K to 0.12K | (37%) |
| 09-Mar-16 9:06 PM View: | Pacific Mercantile Bancorp (PMBC) | 06-Mar-16 | Market Sale | 449 | $6.96 | $3,125.13 | (50%) 0.9K to 0.45K | (37%) |
| 18-Feb-16 7:21 PM View: | Pacific Mercantile Bancorp (PMBC) | 16-Feb-16 | Grant | 2,769 | -- | -- | 100% 0 to 2.77K | |
| 03-Nov-15 8:05 PM View: | Pacific Mercantile Bancorp (PMBC) | 02-Nov-15 | Payment of Exercise | 1,790 | $6.78 | $12,136.20 | (10%) 18.2K to 16.41K | (40%) |
| 10-Mar-15 8:33 PM View: | Pacific Mercantile Bancorp (PMBC) | 06-Mar-15 | Grant | 3,102 | $7.09 | $21,993.20 | 21% 15.1K to 18.2K | 34% |
| 11-Mar-14 5:44 PM View: | Pacific Mercantile Bancorp (PMBC) | 07-Mar-14 | Grant | 809 | $6.18 | $4,999.62 | 6% 14.29K to 15.1K | 54% |