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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Aug-19 6:31 PM View:  | Control4 Corp (CTRL) | 01-Aug-19 | Disposition | 2,256 | -- | -- | (68%) 3.31K to 1.06K | |
| 02-Aug-19 6:31 PM View: | Control4 Corp (CTRL) | 01-Aug-19 | Disposition | 1,058 | -- | -- | (100%) 1.06K to 0 | |
| 16-May-19 9:04 PM View: | Control4 Corp (CTRL) | 15-May-19 | Payment of Exercise | 1,196 | $23.76 | $28,417.00 | (27%) 4.51K to 3.31K | |
| 16-May-19 9:04 PM View: | Control4 Corp (CTRL) | 15-May-19 | Option Exercise | 3,452 | -- | -- | 326% 1.06K to 4.51K | |
| 21-Feb-19 4:36 PM View: | Control4 Corp (CTRL) | 20-Feb-19 | Market Sale | 9,861 | $17.83 | $175,822.00 | (92%) 10.71K to 0.85K | |
| 21-Feb-19 4:36 PM View: | Control4 Corp (CTRL) | 19-Feb-19 | Option Exercise | 5,016 | $4.88 | $24,478.10 | 47% 10.71K to 15.73K | |
| 21-Feb-19 4:36 PM View: | Control4 Corp (CTRL) | 19-Feb-19 | Market Option Sale | 5,016 | $17.93 | $89,936.90 | (32%) 15.73K to 10.71K | |
| 20-Feb-19 5:37 PM View: | Control4 Corp (CTRL) | 15-Feb-19 | Payment of Exercise | 5,521 | $17.89 | $98,770.70 | (34%) 16.24K to 10.71K | |
| 20-Feb-19 5:37 PM View: | Control4 Corp (CTRL) | 15-Feb-19 | Option Exercise | 15,382 | -- | -- | 1801% 0.85K to 16.24K | |
| 08-Feb-19 5:00 PM View: | Control4 Corp (CTRL) | 07-Feb-19 | Option Exercise | 5,022 | $4.88 | $24,507.40 | 654% 0.77K to 5.79K | |
| 08-Feb-19 5:00 PM View: | Control4 Corp (CTRL) | 07-Feb-19 | Market Option Sale | 5,022 | $18.12 | $90,998.60 | (87%) 5.79K to 0.77K | < 1% |
| 14-Jan-19 4:12 PM View: | Control4 Corp (CTRL) | 11-Jan-19 | Option Exercise | 2,049 | $6.14 | $12,572.70 | 267% 0.77K to 2.82K | |
| 14-Jan-19 4:12 PM View: | Control4 Corp (CTRL) | 11-Jan-19 | Market Option Sale | 2,049 | $20.00 | $40,980.00 | (73%) 2.82K to 0.77K | 10% |
| 17-Dec-18 7:36 PM View: | Control4 Corp (CTRL) | 17-Dec-18 | Option Exercise | 5,022 | $4.89 | $24,557.60 | 663% 0.76K to 5.78K | |
| 17-Dec-18 7:36 PM View: | Control4 Corp (CTRL) | 17-Dec-18 | Market Option Sale | 5,022 | $18.10 | $90,898.20 | (87%) 5.78K to 0.76K | < 1% |
| 21-Nov-18 6:26 PM View: | Control4 Corp (CTRL) | 19-Nov-18 | Market Sale | 2,670 | $21.78 | $58,152.60 | (78%) 3.43K to 0.76K | 17% |
| 19-Nov-18 6:16 PM View: | Control4 Corp (CTRL) | 16-Nov-18 | Option Exercise | 5,022 | $4.89 | $24,557.60 | 147% 3.43K to 8.45K | |
| 19-Nov-18 6:16 PM View: | Control4 Corp (CTRL) | 16-Nov-18 | Market Option Sale | 5,022 | $22.48 | $112,895.00 | (59%) 8.45K to 3.43K | 20% |
| 19-Nov-18 6:16 PM View: | Control4 Corp (CTRL) | 15-Nov-18 | Payment of Exercise | 2,630 | $22.21 | $58,412.30 | (43%) 6.06K to 3.43K | 19% |
| 19-Nov-18 6:16 PM View: | Control4 Corp (CTRL) | 15-Nov-18 | Option Exercise | 5,300 | -- | -- | 700% 0.76K to 6.06K | |
| 06-Nov-18 6:36 PM View: | Control4 Corp (CTRL) | 06-Nov-18 | Option Exercise | 7,522 | $7.01 | $52,757.60 | 1012% 0.74K to 8.27K | |
| 06-Nov-18 6:36 PM View: | Control4 Corp (CTRL) | 06-Nov-18 | Market Option Sale | 7,522 | $23.07 | $173,510.00 | (91%) 8.27K to 0.74K | 22% |
| 18-Sep-18 5:56 PM View: | Control4 Corp (CTRL) | 17-Sep-18 | Option Exercise | 7,071 | $5.25 | $37,138.40 | 1031% 0.69K to 7.76K | |
| 18-Sep-18 5:56 PM View: | Control4 Corp (CTRL) | 17-Sep-18 | Market Option Sale | 7,071 | $36.84 | $260,490.00 | (91%) 7.76K to 0.69K | 51% |
| 22-Aug-18 5:36 PM View: | Control4 Corp (CTRL) | 20-Aug-18 | Market Sale | 3,040 | $32.20 | $97,888.00 | (82%) 3.73K to 0.69K | 44% |
| 17-Aug-18 5:16 PM View: | Control4 Corp (CTRL) | 16-Aug-18 | Option Exercise | 7,335 | $6.48 | $47,525.70 | 197% 3.73K to 11.06K | |
| 17-Aug-18 5:16 PM View: | Control4 Corp (CTRL) | 16-Aug-18 | Market Option Sale | 7,335 | $31.64 | $232,103.00 | (66%) 11.06K to 3.73K | 43% |
| 17-Aug-18 5:16 PM View: | Control4 Corp (CTRL) | 15-Aug-18 | Payment of Exercise | 2,260 | $32.44 | $73,314.40 | (38%) 5.99K to 3.73K | 44% |
| 17-Aug-18 5:16 PM View: | Control4 Corp (CTRL) | 15-Aug-18 | Option Exercise | 5,300 | -- | -- | 773% 0.69K to 5.99K | |
| 09-Aug-18 4:10 PM View: | Control4 Corp (CTRL) | 08-Aug-18 | Option Exercise | 5,000 | $20.91 | $104,550.00 | 729% 0.69K to 5.69K | |
| 09-Aug-18 4:10 PM View: | Control4 Corp (CTRL) | 08-Aug-18 | Market Option Sale | 5,000 | $31.42 | $157,100.00 | (88%) 5.69K to 0.69K | 43% |
| 17-Jul-18 5:56 PM View: | Control4 Corp (CTRL) | 16-Jul-18 | Option Exercise | 7,522 | $7.01 | $52,757.60 | 1095% 0.69K to 8.21K | |
| 17-Jul-18 5:56 PM View: | Control4 Corp (CTRL) | 16-Jul-18 | Market Option Sale | 7,522 | $25.10 | $188,802.00 | (92%) 8.21K to 0.69K | 28% |
| 19-Jun-18 6:11 PM View: | Control4 Corp (CTRL) | 18-Jun-18 | Option Exercise | 10,384 | $11.28 | $117,132.00 | 1784% 0.58K to 10.97K | |
| 19-Jun-18 6:11 PM View: | Control4 Corp (CTRL) | 18-Jun-18 | Market Option Sale | 10,384 | $25.14 | $261,054.00 | (95%) 10.97K to 0.58K | 28% |
| 31-May-18 5:26 PM View: | Control4 Corp (CTRL) | 30-May-18 | Option Exercise | 5,000 | $15.37 | $76,850.00 | 859% 0.58K to 5.58K | |
| 31-May-18 5:26 PM View: | Control4 Corp (CTRL) | 30-May-18 | Market Option Sale | 5,000 | $25.08 | $125,400.00 | (90%) 5.58K to 0.58K | 28% |
| 18-May-18 11:15 AM View: | Control4 Corp (CTRL) | 17-May-18 | Market Sale | 3,466 | $24.08 | $83,461.30 | (86%) 4.05K to 0.58K | 25% |
| 17-May-18 3:27 PM View: | Control4 Corp (CTRL) | 16-May-18 | Option Exercise | 6,945 | $4.89 | $33,961.10 | 172% 4.05K to 10.99K | |
| 17-May-18 3:27 PM View: | Control4 Corp (CTRL) | 16-May-18 | Market Option Sale | 6,945 | $24.16 | $167,812.00 | (63%) 10.99K to 4.05K | 25% |
| 16-May-18 4:29 PM View: | Control4 Corp (CTRL) | 15-May-18 | Payment of Exercise | 1,834 | $24.74 | $45,373.20 | (31%) 5.88K to 4.05K | 27% |
| 16-May-18 4:29 PM View: | Control4 Corp (CTRL) | 15-May-18 | Option Exercise | 5,300 | -- | -- | 911% 0.58K to 5.88K | |
| 20-Feb-18 7:32 PM View: | Control4 Corp (CTRL) | 20-Feb-18 | Market Sale | 15,582 | $24.98 | $389,238.00 | (97%) 16.06K to 0.48K | 28% |
| 16-Feb-18 7:36 PM View: | Control4 Corp (CTRL) | 16-Feb-18 | Market Option Sale | 1,674 | $25.58 | $42,820.90 | (9%) 17.74K to 16.06K | 30% |
| 16-Feb-18 7:36 PM View: | Control4 Corp (CTRL) | 15-Feb-18 | Payment of Exercise | 9,444 | $24.76 | $233,833.00 | (35%) 27.18K to 17.74K | 27% |
| 16-Feb-18 7:36 PM View: | Control4 Corp (CTRL) | 15-Feb-18 | Option Exercise | 26,700 | -- | -- | 5539% 0.48K to 27.18K | |
| 16-Nov-17 7:38 PM View: | Control4 Corp (CTRL) | 16-Nov-17 | Market Option Sale | 1,766 | $32.99 | $58,260.30 | (79%) 2.22K to 0.46K | 45% |
| 16-Nov-17 7:38 PM View: | Control4 Corp (CTRL) | 15-Nov-17 | Payment of Exercise | 1,066 | $33.12 | $35,305.90 | (32%) 3.29K to 2.22K | 46% |
| 16-Nov-17 7:38 PM View: | Control4 Corp (CTRL) | 15-Nov-17 | Option Exercise | 2,832 | -- | -- | 621% 0.46K to 3.29K | |
| 21-Aug-17 3:40 PM View: | Control4 Corp (CTRL) | 17-Aug-17 | Market Sale | 1,768 | $22.87 | $40,434.20 | (83%) 2.13K to 0.37K | 21% |