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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Nov-20 4:09 PM View:  | Dataram Corp. (USAU) | 02-Nov-20 | Grant | 450 | -- | -- | 3% 16.3K to 16.75K | |
| 21-Sep-20 9:09 PM View: | Dataram Corp. (USAU) | 17-Sep-20 | Grant | 2,500 | -- | -- | 18% 13.8K to 16.3K | |
| 03-Aug-20 7:41 PM View: | Dataram Corp. (USAU) | 03-Aug-20 | Grant | 450 | -- | -- | 3% 13.35K to 13.8K | |
| 04-May-20 4:34 PM View: | Dataram Corp. (USAU) | 01-May-20 | Grant | 450 | -- | -- | 3% 12.9K to 13.35K | |
| 05-Feb-20 4:30 PM View: | Dataram Corp. (USAU) | 03-Feb-20 | Grant | 4,500 | -- | -- | 4% 124.5K to 129.0K | |
| 20-Sep-19 4:05 PM View: | Dataram Corp. (USAU) | 18-Sep-19 | Grant | 50,000 | -- | -- | 67% 74.5K to 124.5K | |
| 24-Sep-18 8:45 PM View: | AspenBio Pharma Inc. (RIOT) | 20-Sep-18 | Option Exercise | 12,000 | -- | -- | 41% 29.5K to 41.5K | |
| 17-Sep-18 9:00 AM View: | Dataram Corp. (USAU) | 13-Sep-18 | Grant | 50,000 | -- | -- | 204% 24.5K to 74.5K | |
| 23-Mar-18 6:03 PM View: | AspenBio Pharma Inc. (RIOT) | 21-Mar-18 | Grant | 7,500 | -- | -- | 34% 22.0K to 29.5K | |
| 23-Aug-17 5:20 PM View: | AspenBio Pharma Inc. (RIOT) | 21-Aug-17 | Grant | 10,000 | -- | -- | (141%) (-7.08K) to 2.92K | |
| 17-Jan-17 6:18 PM View: | Naked Brand Group Inc. (NAKD) | 12-Jan-17 | Grant | 97,837 | $1.04 | $101,750.00 | 131% 74.45K to 172.29K | |
| 05-Dec-16 7:14 PM View: | Majesco Entertainment Co. (PTE) | 01-Dec-16 | Grant | 15,000 | -- | -- | 96% 15.63K to 30.63K | |
| 14-Jul-16 2:44 PM View: | Naked Brand Group Inc. (NAKD) | 13-Jul-16 | Purchase | 2,500 | $1.54 | $3,860.00 | 3% 71.95K to 74.45K | |
| 27-Apr-16 1:29 PM View: | Majesco Entertainment Co. (PTE) | 25-Apr-16 | Grant | 43,750 | -- | -- | 88% 50.0K to 93.75K | |
| 28-Dec-15 4:08 PM View: | Naked Brand Group Inc. (NAKD) | 23-Dec-15 | Conversion | 38,618 | $3.00 | $115,854.00 | 116% 33.33K to 71.95K | |
| 15-Dec-15 2:46 PM View: | Naked Brand Group Inc. (NAKD) | 10-Dec-15 | Acquisition (other) | 1,123 | $3.00 | $3,369.00 | 3% 32.21K to 33.33K | |
| 05-Aug-15 10:50 AM View: | Naked Brand Group Inc. (NAKD) | 03-Aug-15 | Exercise (in-the money or at-the-money) | 748,535 | $0.10 | $74,853.50 | 139% 539.83K to 1.29M | |
| 12-Jun-15 5:15 PM View: | Naked Brand Group Inc. (NAKD) | 10-Jun-15 | Acquisition (other) | 44,912 | $0.08 | $3,368.40 | 9% 494.91K to 539.82K | |
| 15-Jan-15 2:40 PM View: | Naked Brand Group Inc. (NAKD) | 10-Dec-14 | Acquisition (other) | 44,912 | $0.08 | $3,368.40 | 5% 900.0K to 944.91K | |
| 25-Sep-14 3:41 PM View: | Naked Brand Group Inc. (NAKD) | 06-Jan-14 | Grant | 450,000 | -- | -- | 100% 0 to 450.0K |