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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Jun-14 12:52 PM View:  | Liquid Holdings Group, Inc. (LIQD) | 21-Jun-14 | Grant | 3,327 | -- | -- | < 1% 2.38M to 2.39M | |
| 21-May-14 5:53 PM View: | Liquid Holdings Group, Inc. (LIQD) | 20-May-14 | Market Purchase | 25,000 | $1.35 | $33,750.00 | 1% 2.36M to 2.38M | (100%) |
| 21-May-14 5:53 PM View: | Liquid Holdings Group, Inc. (LIQD) | 19-May-14 | Market Purchase | 50,000 | $1.28 | $63,865.00 | 2% 2.31M to 2.36M | (99%) |
| 16-May-14 9:01 PM View: | Liquid Holdings Group, Inc. (LIQD) | 16-May-14 | Market Purchase | 50,300 | $1.26 | $63,378.00 | 2% 2.26M to 2.31M | (99%) |
| 16-May-14 9:01 PM View: | Liquid Holdings Group, Inc. (LIQD) | 15-May-14 | Market Purchase | 1,800,000 | $1.25 | $2,250,000.00 | 392% 459.55K to 2.26M | (99%) |
| 07-Oct-13 11:49 AM View: | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 15,277 | -- | -- | 3% 444.27K to 459.55K |