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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Jun-14 10:11 AM View:  | Liquid Holdings Group, Inc. (LIQD) | 11-Jun-14 | Grant | 3,327 | -- | -- | < 1% 336.79K to 340.12K | |
| 07-Oct-13 12:43 PM View: | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 20,555 | -- | -- | 6% 316.51K to 337.06K |