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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Mar-15 3:54 PM View:  | Liquid Holdings Group, Inc. (LIQD) | 23-Mar-15 | Payment of Exercise | 6,494 | $0.31 | $2,042.36 | (16%) 39.91K to 33.41K | 98% |
| 08-Apr-14 5:50 PM View: | Liquid Holdings Group, Inc. (LIQD) | 04-Apr-14 | Market Sale (Planned) | 5,660 | $3.93 | $22,228.50 | (12%) 45.57K to 39.91K | 100% |