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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jun-14 3:49 PM View:  | Liquid Holdings Group, Inc. (LIQD) | 09-Jun-14 | Grant | 3,327 | -- | -- | 10% 34.86K to 38.19K | |
| 07-Oct-13 2:17 PM View: | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 16,666 | -- | -- | 92% 18.19K to 34.86K |