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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Mar-15 4:03 PM View:  | Liquid Holdings Group, Inc. (LIQD) | 23-Mar-15 | Payment of Exercise | 6,725 | $0.31 | $2,115.01 | (10%) 66.2K to 59.48K | 98% |
| 16-May-14 9:31 PM View: | Liquid Holdings Group, Inc. (LIQD) | 15-May-14 | Market Purchase | 20,000 | $1.25 | $25,100.00 | 43% 46.2K to 66.2K | (99%) |