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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Oct-22 4:06 PM View:  | Ocugen, Inc. (OCGN) | 06-Oct-22 | Option Exercise | 4,500 | $0.51 | $2,295.00 | 100% 0 to 4.5K | |
| 07-Oct-22 4:06 PM View: | Ocugen, Inc. (OCGN) | 06-Oct-22 | Planned Option Sale | 4,500 | $1.83 | $8,235.00 | (100%) 4.5K to 0 | |
| 20-Jul-22 4:19 PM View: | Ocugen, Inc. (OCGN) | 18-Jul-22 | Option Exercise | 7,500 | $0.51 | $3,825.00 | 100% 0 to 7.5K | |
| 20-Jul-22 4:19 PM View: | Ocugen, Inc. (OCGN) | 18-Jul-22 | Planned Option Sale | 7,500 | $2.57 | $19,275.00 | (100%) 7.5K to 0 | |
| 20-Apr-22 4:03 PM View: | Ocugen, Inc. (OCGN) | 18-Apr-22 | Option Exercise | 7,500 | $0.51 | $3,825.00 | 100% 0 to 7.5K | |
| 20-Apr-22 4:03 PM View: | Ocugen, Inc. (OCGN) | 18-Apr-22 | Planned Option Sale | 7,500 | $2.83 | $21,225.00 | (100%) 7.5K to 0 | |
| 20-Jan-22 4:33 PM View: | Ocugen, Inc. (OCGN) | 18-Jan-22 | Option Exercise | 7,500 | $0.51 | $3,825.00 | 100% 0 to 7.5K | |
| 20-Jan-22 4:33 PM View: | Ocugen, Inc. (OCGN) | 18-Jan-22 | Planned Option Sale | 7,500 | $4.07 | $30,525.00 | (100%) 7.5K to 0 | |
| 20-Oct-21 6:56 PM View: | Ocugen, Inc. (OCGN) | 18-Oct-21 | Option Exercise | 7,500 | $0.51 | $3,825.00 | 100% 0 to 7.5K | |
| 20-Oct-21 6:56 PM View: | Ocugen, Inc. (OCGN) | 18-Oct-21 | Market Option Sale (Planned) | 7,500 | $8.13 | $60,975.00 | (100%) 7.5K to 0 | |
| 21-Apr-21 4:16 PM View: | Ocugen, Inc. (OCGN) | 19-Apr-21 | Option Exercise | 7,500 | $0.51 | $3,825.00 | 100% 0 to 7.5K | |
| 21-Apr-21 4:16 PM View: | Ocugen, Inc. (OCGN) | 19-Apr-21 | Market Option Sale (Planned) | 7,500 | $5.33 | $39,975.00 | (100%) 7.5K to 0 | |
| 28-Apr-17 3:03 PM View: | Traws Pharma, Inc. (TRAW) | 26-Apr-17 | Market Purchase | 23,810 | $2.10 | $50,001.00 | 30% 78.42K to 102.23K | (99%) |
| 10-Aug-16 8:30 PM View: | Traws Pharma, Inc. (TRAW) | 29-Jul-16 | Exercise (in-the money or at-the-money) | 50,765 | $4.10 | $208,136.00 | 184% 27.65K to 78.42K | (6%) |
| 11-Feb-14 8:33 PM View: | Traws Pharma, Inc. (TRAW) | 10-Feb-14 | Option Exercise | 20,000 | $6.00 | $120,000.00 | 7% 276.5K to 296.5K | |
| 11-Feb-14 8:33 PM View: | Traws Pharma, Inc. (TRAW) | 10-Feb-14 | Market Option Sale (Planned) | 20,000 | $15.11 | $302,200.00 | (7%) 296.5K to 276.5K | 100% |
| 11-Feb-14 8:33 PM View: | Traws Pharma, Inc. (TRAW) | 07-Feb-14 | Option Exercise | 13,543 | $6.00 | $81,258.00 | 5% 276.5K to 290.04K | |
| 03-Feb-14 8:25 PM View: | Traws Pharma, Inc. (TRAW) | 03-Feb-14 | Option Exercise | 20,000 | $6.00 | $120,000.00 | 7% 276.5K to 296.5K | |
| 03-Feb-14 8:25 PM View: | Traws Pharma, Inc. (TRAW) | 03-Feb-14 | Market Option Sale (Planned) | 20,000 | $15.07 | $301,400.00 | (7%) 296.5K to 276.5K | 100% |
| 03-Feb-14 8:25 PM View: | Traws Pharma, Inc. (TRAW) | 31-Jan-14 | Option Exercise | 20,000 | $6.00 | $120,000.00 | 7% 276.5K to 296.5K | |
| 03-Feb-14 8:25 PM View: | Traws Pharma, Inc. (TRAW) | 31-Jan-14 | Market Option Sale (Planned) | 20,000 | $15.03 | $300,600.00 | (7%) 296.5K to 276.5K | 100% |
| 03-Feb-14 8:25 PM View: | Traws Pharma, Inc. (TRAW) | 30-Jan-14 | Option Exercise | 20,000 | $5.12 | $102,498.00 | 7% 276.5K to 296.5K | |
| 03-Feb-14 8:25 PM View: | Traws Pharma, Inc. (TRAW) | 30-Jan-14 | Market Option Sale (Planned) | 20,000 | $15.05 | $301,000.00 | (7%) 296.5K to 276.5K | 100% |
| 18-Nov-13 8:29 PM View: | Traws Pharma, Inc. (TRAW) | 15-Nov-13 | Market Purchase | 1,100 | $12.02 | $13,222.00 | < 1% 275.4K to 276.5K | (100%) |
| 01-Aug-13 4:13 PM View: | Traws Pharma, Inc. (TRAW) | 30-Jul-13 | Conversion | 25,785 | -- | -- | 11% 242.95K to 268.73K | |
| 01-Aug-13 4:13 PM View: | Traws Pharma, Inc. (TRAW) | 30-Jul-13 | Purchase | 6,667 | $15.00 | $100,005.00 | 2% 268.73K to 275.4K | |
| 11-Feb-14 8:33 PM View: | Traws Pharma, Inc. (TRAW) | 07-Feb-13 | Planned Option Sale | 13,543 | $15.02 | $203,416.00 | (5%) 290.04K to 276.5K |