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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Jun-19 4:59 PM View:  | Aquantia Corp (AQ) | 19-Jun-19 | Grant | 4,594 | -- | -- | 31% 15.03K to 19.62K | |
| 06-Jun-19 9:09 PM View: | NeoPhotonics Corporation (NPTN) | 05-Jun-19 | Option Exercise | 6,932 | -- | -- | 40% 17.3K to 24.24K | |
| 02-Jul-18 7:17 PM View: | Aquantia Corp (AQ) | 29-Jun-18 | Grant | 5,181 | -- | -- | 53% 9.85K to 15.03K | |
| 05-Jun-18 4:09 PM View: | NeoPhotonics Corporation (NPTN) | 01-Jun-18 | Option Exercise | 4,076 | -- | -- | 31% 13.23K to 17.3K | |
| 04-Dec-17 4:57 PM View: | Aquantia Corp (AQ) | 30-Nov-17 | Grant | 3,347 | -- | -- | 100% 0 to 3.35K | |
| 08-Dec-17 5:20 PM View: | Aquantia Corp (AQ) | 03-Nov-17 | Grant | 6,500 | $9.00 | $58,500.00 | 194% 3.35K to 9.85K | |
| 09-Jun-17 4:03 PM View: | NeoPhotonics Corporation (NPTN) | 07-Jun-17 | Option Exercise | 2,656 | -- | -- | 25% 10.57K to 13.23K | |
| 18-Jul-16 4:18 PM View: | NeoPhotonics Corporation (NPTN) | 14-Jul-16 | Option Exercise | 2,880 | -- | -- | 37% 7.69K to 10.57K | |
| 31-Jul-15 4:26 PM View: | NeoPhotonics Corporation (NPTN) | 29-Jul-15 | Option Exercise | 7,692 | -- | -- | 100% 0 to 7.69K |