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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-23 11:29 AM View:  | Cowen Group, Inc. (COWN) | 01-Mar-23 | Grant | 79,201 | -- | -- | 32% 245.6K to 324.8K | |
| 01-Mar-23 11:29 AM View: | Cowen Group, Inc. (COWN) | 01-Mar-23 | Disposition | 324,803 | $27.70 | $8,996,600.00 | (100%) 324.8K to 0 | |
| 06-Sep-22 4:07 PM View: | Cowen Group, Inc. (COWN) | 01-Sep-22 | Payment of Exercise | 2,590 | $38.46 | $99,611.40 | (1%) 248.44K to 245.85K | |
| 14-Mar-22 4:06 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Grant | 70,050 | -- | -- | 33% 213.03K to 283.08K | |
| 14-Mar-22 4:06 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Payment of Exercise | 34,643 | $34.14 | $1,182,610.00 | (12%) 283.08K to 248.44K | |
| 22-Feb-22 4:06 PM View: | Cowen Group, Inc. (COWN) | 18-Feb-22 | Grant | 10,453 | -- | -- | 5% 202.58K to 213.03K | |
| 02-Dec-21 4:40 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-21 | Payment of Exercise | 2,581 | $35.12 | $90,644.70 | (1%) 205.16K to 202.58K | (< 1%) |
| 02-Sep-21 4:41 PM View: | Cowen Group, Inc. (COWN) | 01-Sep-21 | Payment of Exercise | 1,292 | $36.44 | $47,080.50 | (< 1%) 206.45K to 205.16K | 0% |
| 29-Jul-21 4:27 PM View: | Cowen Group, Inc. (COWN) | 28-Jul-21 | Market Sale (Planned) | 1,434 | $40.00 | $57,360.00 | (< 1%) 207.89K to 206.45K | < 1% |
| 15-Jul-21 7:12 PM View: | Cowen Group, Inc. (COWN) | 14-Jul-21 | Market Sale (Planned) | 3,181 | $40.55 | $128,975.00 | (2%) 211.07K to 207.89K | 2% |
| 15-Jul-21 7:12 PM View: | Cowen Group, Inc. (COWN) | 13-Jul-21 | Market Sale (Planned) | 7,885 | $40.12 | $316,371.00 | (4%) 218.95K to 211.07K | 1% |
| 03-Jun-21 4:43 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-21 | Payment of Exercise | 1,874 | $40.39 | $75,690.90 | (< 1%) 220.83K to 218.95K | 3% |
| 18-May-21 4:16 PM View: | Cowen Group, Inc. (COWN) | 17-May-21 | Payment of Exercise | 2,826 | $41.27 | $116,629.00 | (1%) 223.65K to 220.83K | (< 1%) |
| 12-Mar-21 4:15 PM View: | Cowen Group, Inc. (COWN) | 11-Mar-21 | Market Sale | 14,000 | $42.49 | $594,860.00 | (6%) 244.04K to 230.04K | |
| 12-Mar-21 4:15 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-21 | Grant | 45,050 | -- | -- | 24% 185.04K to 230.09K | |
| 12-Mar-21 4:15 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-21 | Payment of Exercise | 6,441 | $42.17 | $271,617.00 | (3%) 230.09K to 223.65K | |
| 03-Dec-20 4:08 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-20 | Payment of Exercise | 3,670 | $24.58 | $90,208.60 | (2%) 202.72K to 199.04K | (9%) |
| 12-Mar-20 4:16 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-20 | Grant | 15,641 | -- | -- | 8% 187.07K to 202.72K | |
| 11-Mar-20 7:53 AM View: | Cowen Group, Inc. (COWN) | 09-Mar-20 | Market Purchase | 2,000 | $12.13 | $24,261.00 | 1% 185.07K to 187.07K | 120% |
| 21-Feb-20 4:15 PM View: | Cowen Group, Inc. (COWN) | 19-Feb-20 | Grant | 21,099 | -- | -- | 13% 163.97K to 185.07K | |
| 03-Dec-19 4:07 PM View: | Cowen Group, Inc. (COWN) | 02-Dec-19 | Payment of Exercise | 2,378 | $15.32 | $36,431.00 | (1%) 166.35K to 163.97K | (74%) |
| 04-Sep-19 4:09 PM View: | Cowen Group, Inc. (COWN) | 03-Sep-19 | Payment of Exercise | 1,413 | $15.61 | $22,056.90 | (< 1%) 167.77K to 166.35K | (70%) |
| 11-Jun-19 4:13 PM View: | Cowen Group, Inc. (COWN) | 10-Jun-19 | Payment of Exercise | 4,897 | $16.71 | $81,828.90 | (3%) 172.66K to 167.77K | (59%) |
| 22-Feb-19 4:45 PM View: | Cowen Group, Inc. (COWN) | 20-Feb-19 | Grant | 23,083 | -- | -- | 15% 149.58K to 172.66K | |
| 06-Dec-18 4:42 PM View: | Cowen Group, Inc. (COWN) | 03-Dec-18 | Payment of Exercise | 2,378 | $15.91 | $37,834.00 | (2%) 151.96K to 149.58K | (67%) |
| 17-May-18 4:35 PM View: | Cowen Group, Inc. (COWN) | 15-May-18 | Payment of Exercise | 2,042 | $15.70 | $32,059.40 | (1%) 154.0K to 151.96K | (69%) |
| 02-Apr-18 4:45 PM View: | Cowen Group, Inc. (COWN) | 29-Mar-18 | Exercise (in-the money or at-the-money) | 17,986 | -- | -- | 13% 136.01K to 154.0K | |
| 19-Mar-18 4:19 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Disposition | 20,402 | $14.21 | $290,000.00 | (13%) 158.67K to 138.27K | (87%) |
| 19-Mar-18 4:19 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Payment of Exercise | 2,252 | $14.21 | $32,010.60 | (2%) 138.27K to 136.01K | (87%) |
| 19-Mar-18 4:19 PM View: | Cowen Group, Inc. (COWN) | 15-Mar-18 | Option Exercise | 25,000 | $11.60 | $290,000.00 | 19% 133.67K to 158.67K | |
| 23-Feb-18 5:38 PM View: | Cowen Group, Inc. (COWN) | 21-Feb-18 | Grant | 19,425 | -- | -- | 17% 114.24K to 133.67K | |
| 05-Jun-17 4:44 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-17 | Payment of Exercise | 1,184 | $15.15 | $17,937.60 | (1%) 115.43K to 114.24K | (76%) |
| 17-May-17 4:20 PM View: | Cowen Group, Inc. (COWN) | 15-May-17 | Payment of Exercise | 5,829 | $15.00 | $87,435.00 | (5%) 121.26K to 115.43K | (77%) |
| 03-May-17 4:40 PM View: | Cowen Group, Inc. (COWN) | 02-May-17 | Market Sale | 35,000 | $15.71 | $549,710.00 | (22%) 156.26K to 121.26K | (69%) |
| 14-Mar-17 4:58 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-17 | Payment of Exercise | 3,637 | $13.40 | $48,735.80 | (2%) 159.89K to 156.26K | (98%) |
| 01-Mar-17 4:26 PM View: | Cowen Group, Inc. (COWN) | 27-Feb-17 | Grant | 28,400 | -- | -- | 22% 131.49K to 159.89K | |
| 18-May-16 4:47 PM View: | Cowen Group, Inc. (COWN) | 16-May-16 | Payment of Exercise | 20,944 | $3.24 | $67,858.60 | (4%) 549.21K to 528.27K | (105%) |
| 26-Feb-16 5:53 PM View: | Cowen Group, Inc. (COWN) | 24-Feb-16 | Grant | 83,093 | -- | -- | 18% 466.12K to 549.21K | |
| 11-Aug-15 5:33 PM View: | Cowen Group, Inc. (COWN) | 10-Aug-15 | Market Sale | 50,000 | $5.53 | $276,635.00 | (10%) 516.12K to 466.12K | (20%) |
| 03-Jun-15 5:24 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-15 | Payment of Exercise | 15,471 | $6.01 | $92,980.70 | (3%) 531.59K to 516.12K | (11%) |
| 19-May-15 7:17 PM View: | Cowen Group, Inc. (COWN) | 15-May-15 | Payment of Exercise | 15,214 | $5.49 | $83,524.90 | (3%) 546.81K to 531.59K | (21%) |
| 01-May-15 4:16 PM View: | Cowen Group, Inc. (COWN) | 29-Apr-15 | Payment of Exercise | 21,027 | $5.77 | $121,326.00 | (4%) 567.83K to 546.81K | (15%) |
| 23-Mar-15 5:25 PM View: | Cowen Group, Inc. (COWN) | 19-Mar-15 | Grant | 74,283 | -- | -- | 15% 493.55K to 567.83K | |
| 30-Jul-14 5:02 PM View: | Cowen Group, Inc. (COWN) | 28-Jul-14 | Grant | 40,000 | -- | -- | 9% 453.55K to 493.55K | |
| 06-Jun-14 4:13 PM View: | Cowen Group, Inc. (COWN) | 05-Jun-14 | Market Sale | 60,000 | $4.17 | $250,200.00 | (12%) 513.55K to 453.55K | (59%) |
| 04-Jun-14 4:27 PM View: | Cowen Group, Inc. (COWN) | 02-Jun-14 | Payment of Exercise | 16,638 | $4.13 | $68,714.90 | (3%) 530.19K to 513.55K | (61%) |
| 21-May-14 6:16 PM View: | Cowen Group, Inc. (COWN) | 16-May-14 | Payment of Exercise | 18,485 | $3.83 | $70,797.50 | (3%) 548.67K to 530.19K | (74%) |
| 12-Mar-14 6:11 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-14 | Payment of Exercise | 3,832 | $4.24 | $16,247.70 | (< 1%) 552.5K to 548.67K | (57%) |
| 04-Mar-14 9:01 PM View: | Cowen Group, Inc. (COWN) | 28-Feb-14 | Grant | 55,556 | -- | -- | 11% 520.5K to 576.06K | |
| 09-Aug-13 4:47 PM View: | Cowen Group, Inc. (COWN) | 07-Aug-13 | Grant | 150,000 | -- | -- | 39% 388.99K to 538.99K |