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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Dec-23 4:05 PM View:  | Rockwell Automation Inc. (ROK) | 04-Dec-23 | Grant | 716 | -- | -- | 12% 5.89K to 6.61K | |
| 09-Jun-23 5:09 PM View: | International Business Mach... (IBM) | 08-Jun-23 | Payment of Exercise | 4,208 | $134.99 | $568,017.00 | (7%) 59.9K to 55.69K | |
| 09-Jun-23 5:09 PM View: | International Business Mach... (IBM) | 08-Jun-23 | Option Exercise | 8,471 | -- | -- | 16% 51.43K to 59.9K | |
| 09-Jun-23 5:09 PM View: | International Business Mach... (IBM) | 07-Jun-23 | Payment of Exercise | 1,918 | $133.32 | $255,708.00 | (4%) 53.34K to 51.43K | |
| 09-Jun-23 5:09 PM View: | International Business Mach... (IBM) | 07-Jun-23 | Option Exercise | 3,889 | -- | -- | 8% 49.46K to 53.34K | |
| 23-Feb-23 5:11 PM View: | International Business Mach... (IBM) | 21-Feb-23 | Payment of Exercise | 1,232 | $133.01 | $163,862.00 | (2%) 50.6K to 49.37K | |
| 23-Feb-23 5:11 PM View: | International Business Mach... (IBM) | 21-Feb-23 | Option Exercise | 2,441 | -- | -- | 5% 48.16K to 50.6K | |
| 03-Feb-23 5:13 PM View: | International Business Mach... (IBM) | 01-Feb-23 | Grant | 21,262 | -- | -- | 59% 36.22K to 57.48K | |
| 03-Feb-23 5:13 PM View: | International Business Mach... (IBM) | 01-Feb-23 | Payment of Exercise | 9,381 | $134.29 | $1,259,820.00 | (16%) 57.48K to 48.1K | |
| 12-Dec-22 11:56 AM View: | Rockwell Automation Inc. (ROK) | 09-Dec-22 | Grant | 770 | -- | -- | 15% 5.12K to 5.89K | |
| 10-Jun-22 4:30 PM View: | International Business Mach... (IBM) | 08-Jun-22 | Payment of Exercise | 5,670 | $141.28 | $801,058.00 | (14%) 41.86K to 36.19K | |
| 10-Jun-22 4:30 PM View: | International Business Mach... (IBM) | 08-Jun-22 | Option Exercise | 11,578 | -- | -- | 38% 30.28K to 41.86K | |
| 09-Jun-22 6:21 PM View: | International Business Mach... (IBM) | 07-Jun-22 | Payment of Exercise | 1,898 | $141.98 | $269,469.00 | (6%) 32.18K to 30.28K | |
| 09-Jun-22 6:21 PM View: | International Business Mach... (IBM) | 07-Jun-22 | Option Exercise | 3,885 | -- | -- | 14% 28.29K to 32.18K | |
| 03-Feb-22 5:14 PM View: | International Business Mach... (IBM) | 01-Feb-22 | Grant | 17,899 | -- | -- | 100% 17.88K to 35.78K | |
| 03-Feb-22 5:14 PM View: | International Business Mach... (IBM) | 01-Feb-22 | Payment of Exercise | 7,626 | $134.21 | $1,023,450.00 | (21%) 35.78K to 28.16K | |
| 08-Dec-21 8:15 PM View: | Rockwell Automation Inc. (ROK) | 07-Dec-21 | Grant | 421 | -- | -- | 9% 4.7K to 5.12K | |
| 03-Feb-21 1:21 PM View: | Rockwell Automation Inc. (ROK) | 02-Feb-21 | Grant | 159 | -- | -- | 4% 4.54K to 4.7K | |
| 05-Oct-20 9:14 AM View: | Rockwell Automation Inc. (ROK) | 01-Oct-20 | Grant | 490 | -- | -- | 12% 4.05K to 4.54K | |
| 06-Feb-20 11:56 AM View: | Rockwell Automation Inc. (ROK) | 04-Feb-20 | Grant | 198 | -- | -- | 5% 3.85K to 4.05K | |
| 02-Oct-19 2:56 PM View: | Rockwell Automation Inc. (ROK) | 01-Oct-19 | Grant | 663 | -- | -- | 21% 3.19K to 3.85K | |
| 06-Feb-19 5:00 PM View: | Rockwell Automation Inc. (ROK) | 05-Feb-19 | Grant | 235 | -- | -- | 8% 2.95K to 3.19K | |
| 02-Oct-18 11:56 AM View: | Rockwell Automation Inc. (ROK) | 01-Oct-18 | Grant | 506 | -- | -- | 21% 2.45K to 2.95K | |
| 07-Feb-18 8:14 PM View: | Rockwell Automation Inc. (ROK) | 06-Feb-18 | Grant | 213 | -- | -- | 10% 2.23K to 2.45K | |
| 03-Oct-17 10:56 AM View: | Rockwell Automation Inc. (ROK) | 02-Oct-17 | Grant | 512 | -- | -- | 30% 1.72K to 2.23K | |
| 08-Feb-17 5:28 PM View: | Rockwell Automation Inc. (ROK) | 07-Feb-17 | Grant | 268 | -- | -- | 18% 1.46K to 1.72K | |
| 04-Oct-16 12:49 PM View: | Rockwell Automation Inc. (ROK) | 03-Oct-16 | Grant | 726 | -- | -- | 100% 0.73K to 1.46K | |
| 09-Aug-16 4:37 PM View: | International Business Mach... (IBM) | 21-Jul-16 | Gift | 80 | -- | -- | (< 1%) 11.89K to 11.81K | |
| 08-Apr-16 11:56 AM View: | Rockwell Automation Inc. (ROK) | 06-Apr-16 | Grant | 729 | -- | -- | 100% 0 to 0.73K | |
| 02-Feb-16 10:00 PM View: | International Business Mach... (IBM) | 01-Feb-16 | Grant | 6,438 | -- | -- | 85% 7.6K to 14.04K | |
| 02-Feb-16 10:00 PM View: | International Business Mach... (IBM) | 01-Feb-16 | Payment of Exercise | 2,318 | $124.49 | $288,568.00 | (17%) 14.04K to 11.72K | 8% |
| 17-Nov-15 5:16 PM View: | International Business Mach... (IBM) | 16-Nov-15 | Market Sale | 15,000 | $132.48 | $1,987,240.00 | (66%) 22.58K to 7.58K | 14% |
| 01-Sep-15 3:58 PM View: | International Business Mach... (IBM) | 31-Aug-15 | Market Sale | 2,700 | $147.38 | $397,926.00 | (11%) 25.28K to 22.58K | 22% |
| 01-Sep-15 3:58 PM View: | International Business Mach... (IBM) | 19-Aug-15 | Gift | 84 | -- | -- | (< 1%) 25.36K to 25.28K | |
| 03-Feb-15 4:24 PM View: | International Business Mach... (IBM) | 01-Feb-15 | Grant | 4,100 | -- | -- | 18% 22.62K to 26.72K | |
| 03-Feb-15 4:24 PM View: | International Business Mach... (IBM) | 01-Feb-15 | Payment of Exercise | 1,476 | $154.14 | $227,511.00 | (6%) 26.72K to 25.24K | 23% |
| 22-Dec-14 4:10 PM View: | International Business Mach... (IBM) | 21-Dec-14 | Payment of Exercise | 4,396 | $159.02 | $699,052.00 | (16%) 26.98K to 22.59K | 26% |
| 22-Dec-14 4:10 PM View: | International Business Mach... (IBM) | 21-Dec-14 | Option Exercise | 8,772 | -- | -- | 48% 18.21K to 26.98K | |
| 08-Aug-14 3:09 PM View: | International Business Mach... (IBM) | 22-Jul-14 | Gift | 64 | -- | -- | (< 1%) 18.27K to 18.21K | |
| 03-Feb-14 8:12 PM View: | International Business Mach... (IBM) | 01-Feb-14 | Grant | 7,809 | -- | -- | 58% 13.45K to 21.26K | |
| 03-Feb-14 8:12 PM View: | International Business Mach... (IBM) | 01-Feb-14 | Payment of Exercise | 3,104 | $176.59 | $548,120.00 | (15%) 21.26K to 18.15K | 32% |
| 30-Dec-13 1:47 PM View: | International Business Mach... (IBM) | 29-Dec-13 | Payment of Exercise | 4,177 | $185.54 | $775,001.00 | (24%) 17.61K to 13.44K | 35% |
| 30-Dec-13 1:47 PM View: | International Business Mach... (IBM) | 29-Dec-13 | Option Exercise | 8,334 | -- | -- | 90% 9.28K to 17.61K | |
| 08-Aug-13 3:52 PM View: | International Business Mach... (IBM) | 23-Jul-13 | Gift | 56 | -- | -- | (< 1%) 9.33K to 9.28K |