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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-22 2:12 PM View:  | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 37,427 | -- | -- | (100%) 37.43K to 0 | |
| 18-Mar-22 2:06 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Mar-22 | Market Sale | 3,000 | $31.50 | $94,500.00 | (7%) 40.43K to 37.43K | (2%) |
| 21-Dec-21 6:40 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Dec-21 | Grant | 3,000 | -- | -- | 9% 33.3K to 36.3K | |
| 27-Dec-21 3:26 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Dec-21 | Grant | 1,874 | $29.83 | $55,901.40 | (4%) 42.3K to 40.43K | |
| 27-Dec-21 3:26 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Dec-21 | Option Exercise | 6,000 | $9.32 | $55,920.00 | 17% 36.3K to 42.3K | |
| 12-May-21 5:59 PM View: | Tristate Capital Holdings, ... (TSC) | 11-May-21 | Market Sale | 1,000 | $23.25 | $23,250.00 | (3%) 34.3K to 33.3K | 2% |
| 22-Dec-20 5:04 PM View: | Tristate Capital Holdings, ... (TSC) | 18-Dec-20 | Grant | 3,000 | -- | -- | 10% 31.3K to 34.3K | |
| 27-Jul-20 7:55 PM View: | Tristate Capital Holdings, ... (TSC) | 24-Jul-20 | Payment of Exercise | 3,480 | $13.79 | $47,989.20 | (10%) 34.78K to 31.3K | (22%) |
| 27-Jul-20 7:55 PM View: | Tristate Capital Holdings, ... (TSC) | 24-Jul-20 | Option Exercise | 6,000 | $8.00 | $48,000.00 | 21% 28.78K to 34.78K | |
| 23-Dec-19 9:45 AM View: | Tristate Capital Holdings, ... (TSC) | 19-Dec-19 | Grant | 3,000 | -- | -- | 14% 22.0K to 25.0K | |
| 13-Feb-20 5:48 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Nov-19 | Payment of Exercise | 2,219 | $23.66 | $52,501.50 | (7%) 31.0K to 28.78K | 29% |
| 13-Feb-20 5:48 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Nov-19 | Option Exercise | 6,000 | $8.75 | $52,500.00 | 24% 25.0K to 31.0K | |
| 21-Dec-18 5:54 PM View: | Tristate Capital Holdings, ... (TSC) | 19-Dec-18 | Grant | 3,000 | -- | -- | 16% 19.0K to 22.0K | |
| 14-Dec-18 2:09 PM View: | Tristate Capital Holdings, ... (TSC) | 06-Dec-18 | Option Exercise | 6,000 | $12.00 | $72,000.00 | 46% 13.0K to 19.0K | |
| 26-Dec-17 12:47 PM View: | Tristate Capital Holdings, ... (TSC) | 21-Dec-17 | Grant | 3,000 | -- | -- | 30% 10.0K to 13.0K | |
| 19-Dec-16 5:14 PM View: | Tristate Capital Holdings, ... (TSC) | 15-Dec-16 | Grant | 3,000 | -- | -- | 43% 7.0K to 10.0K | |
| 17-Dec-15 6:05 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Dec-15 | Grant | 3,000 | -- | -- | 75% 4.0K to 7.0K | |
| 02-Dec-15 1:00 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Dec-15 | Market Sale (Planned) | 6,900 | $13.19 | $90,987.50 | (63%) 10.9K to 4.0K | (30%) |
| 24-Nov-15 9:35 AM View: | Tristate Capital Holdings, ... (TSC) | 23-Nov-15 | Market Sale (Planned) | 13,125 | $13.10 | $171,902.00 | (66%) 20.02K to 6.9K | (31%) |
| 24-Nov-15 9:35 AM View: | Tristate Capital Holdings, ... (TSC) | 20-Nov-15 | Market Sale (Planned) | 7,096 | $13.14 | $93,260.60 | (26%) 27.12K to 20.02K | (30%) |
| 20-Nov-15 9:45 AM View: | Tristate Capital Holdings, ... (TSC) | 19-Nov-15 | Market Sale (Planned) | 3,304 | $13.13 | $43,387.80 | (11%) 29.62K to 26.32K | (30%) |
| 20-Nov-15 9:45 AM View: | Tristate Capital Holdings, ... (TSC) | 18-Nov-15 | Market Sale (Planned) | 2,198 | $13.01 | $28,595.80 | (7%) 31.82K to 29.62K | (32%) |
| 18-Nov-15 4:58 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Nov-15 | Market Sale (Planned) | 3,802 | $12.85 | $48,864.10 | (9%) 40.42K to 36.62K | (33%) |
| 18-Nov-15 4:58 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Nov-15 | Market Sale (Planned) | 3,600 | $12.66 | $45,562.60 | (8%) 44.02K to 40.42K | (35%) |
| 13-Nov-15 3:48 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Nov-15 | Market Sale (Planned) | 3,100 | $12.79 | $39,640.60 | (7%) 47.13K to 44.02K | (34%) |
| 13-Nov-15 3:48 PM View: | Tristate Capital Holdings, ... (TSC) | 11-Nov-15 | Market Sale (Planned) | 3,100 | $13.12 | $40,667.30 | (6%) 50.23K to 47.13K | (31%) |
| 12-Nov-15 2:05 PM View: | Tristate Capital Holdings, ... (TSC) | 10-Nov-15 | Market Sale (Planned) | 2,400 | $13.13 | $31,515.80 | (5%) 52.63K to 50.23K | (30%) |
| 12-Nov-15 2:05 PM View: | Tristate Capital Holdings, ... (TSC) | 09-Nov-15 | Market Sale (Planned) | 11,400 | $13.06 | $148,848.00 | (18%) 64.03K to 52.63K | (31%) |
| 05-Nov-15 5:03 PM View: | Tristate Capital Holdings, ... (TSC) | 04-Nov-15 | Market Sale (Planned) | 5,223 | $12.09 | $63,137.70 | (8%) 69.25K to 64.03K | (42%) |
| 04-Nov-15 4:44 PM View: | Tristate Capital Holdings, ... (TSC) | 03-Nov-15 | Market Sale (Planned) | 4,877 | $12.48 | $60,849.40 | (7%) 74.13K to 69.25K | (37%) |
| 04-Nov-15 4:44 PM View: | Tristate Capital Holdings, ... (TSC) | 02-Nov-15 | Market Sale (Planned) | 9,900 | $12.34 | $122,197.00 | (12%) 84.03K to 74.13K | (39%) |
| 28-Oct-15 3:21 PM View: | Tristate Capital Holdings, ... (TSC) | 27-Oct-15 | Market Sale (Planned) | 16,797 | $12.27 | $206,123.00 | (17%) 96.82K to 80.03K | (40%) |
| 28-Oct-15 3:21 PM View: | Tristate Capital Holdings, ... (TSC) | 26-Oct-15 | Market Sale (Planned) | 3,203 | $12.50 | $40,037.90 | (3%) 100.03K to 96.82K | (37%) |
| 21-Oct-15 11:54 AM View: | Tristate Capital Holdings, ... (TSC) | 20-Oct-15 | Market Sale (Planned) | 4,122 | $12.01 | $49,488.70 | (4%) 108.15K to 104.03K | (43%) |
| 21-Oct-15 11:54 AM View: | Tristate Capital Holdings, ... (TSC) | 19-Oct-15 | Market Sale (Planned) | 15,878 | $12.00 | $190,536.00 | (13%) 124.03K to 108.15K | (43%) |
| 16-Oct-15 2:20 PM View: | Tristate Capital Holdings, ... (TSC) | 15-Oct-15 | Market Sale (Planned) | 800 | $12.00 | $9,600.00 | (< 1%) 117.86K to 117.06K | (43%) |
| 16-Oct-15 2:20 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Oct-15 | Market Sale (Planned) | 582 | $12.02 | $6,996.80 | (< 1%) 118.44K to 117.86K | (43%) |
| 14-Oct-15 2:54 PM View: | Tristate Capital Holdings, ... (TSC) | 13-Oct-15 | Market Sale (Planned) | 8,615 | $12.16 | $104,747.00 | (6%) 134.02K to 125.41K | (41%) |
| 14-Oct-15 2:54 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Oct-15 | Market Sale (Planned) | 3,103 | $12.21 | $37,877.60 | (2%) 137.13K to 134.02K | (40%) |
| 09-Oct-15 5:34 PM View: | Tristate Capital Holdings, ... (TSC) | 08-Oct-15 | Market Sale (Planned) | 7,400 | $12.29 | $90,943.80 | (5%) 144.53K to 137.13K | (39%) |
| 09-Oct-15 5:34 PM View: | Tristate Capital Holdings, ... (TSC) | 07-Oct-15 | Market Sale (Planned) | 5,200 | $12.23 | $63,589.80 | (3%) 149.72K to 144.53K | (40%) |
| 07-Oct-15 4:03 PM View: | Tristate Capital Holdings, ... (TSC) | 06-Oct-15 | Market Sale (Planned) | 4,300 | $12.24 | $52,628.60 | (3%) 154.03K to 149.72K | (40%) |
| 07-Oct-15 4:03 PM View: | Tristate Capital Holdings, ... (TSC) | 05-Oct-15 | Market Sale (Planned) | 3,100 | $12.33 | $38,221.70 | (2%) 157.13K to 154.03K | (39%) |
| 30-Sep-15 3:08 PM View: | Tristate Capital Holdings, ... (TSC) | 28-Sep-15 | Market Sale (Planned) | 20,000 | $12.46 | $249,294.00 | (11%) 177.13K to 157.13K | (37%) |
| 23-Sep-15 5:34 PM View: | Tristate Capital Holdings, ... (TSC) | 22-Sep-15 | Market Sale (Planned) | 16,100 | $12.63 | $203,359.00 | (8%) 193.22K to 177.13K | (36%) |
| 23-Sep-15 5:34 PM View: | Tristate Capital Holdings, ... (TSC) | 21-Sep-15 | Market Sale (Planned) | 3,900 | $12.85 | $50,110.80 | (2%) 197.13K to 193.22K | (33%) |
| 16-Sep-15 6:22 PM View: | Tristate Capital Holdings, ... (TSC) | 15-Sep-15 | Market Sale (Planned) | 9,768 | $12.80 | $125,039.00 | (5%) 206.89K to 197.13K | (34%) |
| 16-Sep-15 6:22 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Sep-15 | Market Sale (Planned) | 10,232 | $13.10 | $134,078.00 | (5%) 217.13K to 206.89K | (31%) |
| 19-Dec-14 4:11 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Dec-14 | Grant | 3,000 | -- | -- | 1% 214.13K to 217.13K | |
| 04-Sep-14 7:08 PM View: | Tristate Capital Holdings, ... (TSC) | 02-Sep-14 | Acquisition (other) Duplicate | 13,125 | -- | -- | 7% 201.0K to 214.13K |