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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Aug-20 7:27 PM View:  | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 156,587 | -- | -- | (100%) 156.59K to 0 | |
| 04-May-20 1:57 PM View: | Legg Mason Inc. (LM) | 30-Apr-20 | Payment of Exercise | 6,068 | $49.77 | $302,004.00 | (4%) 162.66K to 156.59K | |
| 15-Apr-20 1:25 PM View: | Legg Mason Inc. (LM) | 13-Apr-20 | Grant | 18,562 | -- | -- | 12% 152.82K to 171.38K | |
| 15-Apr-20 1:25 PM View: | Legg Mason Inc. (LM) | 13-Apr-20 | Payment of Exercise | 8,725 | $49.13 | $428,659.00 | (5%) 171.38K to 162.66K | |
| 01-Apr-20 6:06 PM View: | Legg Mason Inc. (LM) | 31-Mar-20 | Option Exercise | 205,752 | $36.44 | $7,497,890.00 | 164% 125.37K to 331.12K | < 1% |
| 01-Apr-20 6:06 PM View: | Legg Mason Inc. (LM) | 31-Mar-20 | Private Option Sale | 178,300 | $48.79 | $8,699,560.00 | (54%) 331.12K to 152.82K | |
| 06-Mar-20 3:57 PM View: | Legg Mason Inc. (LM) | 05-Mar-20 | Option Exercise | 1,987 | $23.72 | $47,131.60 | 2% 124.81K to 126.8K | |
| 06-Mar-20 3:57 PM View: | Legg Mason Inc. (LM) | 05-Mar-20 | Private Option Sale | 1,436 | $49.92 | $71,685.10 | (1%) 126.8K to 125.37K | |
| 17-May-19 1:54 PM View: | Legg Mason Inc. (LM) | 16-May-19 | Option Exercise | 19,040 | $33.99 | $647,170.00 | 15% 124.3K to 143.34K | |
| 17-May-19 1:54 PM View: | Legg Mason Inc. (LM) | 16-May-19 | Market Option Sale (Planned) | 18,525 | $36.21 | $670,790.00 | (13%) 143.34K to 124.81K | |
| 17-May-19 1:54 PM View: | Legg Mason Inc. (LM) | 15-May-19 | Grant | 17,092 | -- | -- | 16% 107.21K to 124.3K | |
| 02-May-19 3:42 PM View: | Legg Mason Inc. (LM) | 30-Apr-19 | Payment of Exercise | 5,685 | $33.52 | $190,561.00 | (5%) 112.89K to 107.21K | (< 1%) |
| 17-Apr-19 1:46 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Grant | 7,980 | -- | -- | 7% 108.66K to 116.64K | |
| 17-Apr-19 1:46 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Payment of Exercise | 3,751 | $32.69 | $122,601.00 | (3%) 116.64K to 112.89K | |
| 18-May-18 2:17 PM View: | Legg Mason Inc. (LM) | 17-May-18 | Payment of Exercise | 4,928 | $39.00 | $192,192.00 | (4%) 113.59K to 108.66K | 25% |
| 18-May-18 2:17 PM View: | Legg Mason Inc. (LM) | 17-May-18 | Option Exercise | 5,781 | $33.25 | $192,218.00 | 5% 107.81K to 113.59K | |
| 02-May-18 2:43 PM View: | Legg Mason Inc. (LM) | 01-May-18 | Payment of Exercise | 7,360 | $39.60 | $291,456.00 | (6%) 115.17K to 107.81K | 26% |
| 17-May-17 12:52 PM View: | Legg Mason Inc. (LM) | 15-May-17 | Grant | 14,756 | -- | -- | 15% 100.42K to 115.17K | |
| 02-May-17 3:30 PM View: | Legg Mason Inc. (LM) | 01-May-17 | Market Sale | 8,777 | $37.24 | $326,856.00 | (8%) 109.19K to 100.42K | 24% |
| 27-Mar-17 2:14 PM View: | Legg Mason Inc. (LM) | 24-Mar-17 | Option Exercise | 15,000 | $27.45 | $411,750.00 | 14% 107.52K to 122.52K | |
| 27-Mar-17 2:14 PM View: | Legg Mason Inc. (LM) | 24-Mar-17 | Market Option Sale | 13,325 | $34.88 | $464,776.00 | (11%) 122.52K to 109.19K | 18% |
| 17-May-16 2:16 PM View: | Legg Mason Inc. (LM) | 13-May-16 | Grant | 19,780 | -- | -- | 23% 87.74K to 107.52K | |
| 03-May-16 1:47 PM View: | Legg Mason Inc. (LM) | 02-May-16 | Market Sale | 9,519 | $31.65 | $301,276.00 | (10%) 97.26K to 87.74K | 8% |
| 19-May-15 3:01 PM View: | Legg Mason Inc. (LM) | 15-May-15 | Grant | 13,833 | -- | -- | 17% 83.42K to 97.26K | |
| 04-May-15 2:31 PM View: | Legg Mason Inc. (LM) | 01-May-15 | Market Sale | 8,996 | $54.27 | $488,213.00 | (10%) 92.42K to 83.42K | 45% |
| 20-May-14 2:02 PM View: | Legg Mason Inc. (LM) | 16-May-14 | Grant | 14,246 | -- | -- | 18% 78.17K to 92.42K | |
| 05-May-14 2:11 PM View: | Legg Mason Inc. (LM) | 05-May-14 | Market Sale | 9,100 | $46.10 | $419,510.00 | (10%) 87.27K to 78.17K | 35% |
| 17-May-13 4:25 PM View: | Legg Mason Inc. (LM) | 16-May-13 | Grant | 23,271 | -- | -- | 36% 63.92K to 87.19K | |
| 03-May-13 12:14 PM View: | Legg Mason Inc. (LM) | 02-May-13 | Market Sale | 7,423 | $31.35 | $232,711.00 | (10%) 71.35K to 63.92K | 2% |
| 06-Jun-13 11:27 AM View: | Legg Mason Inc. (LM) | 16-Apr-13 | Market Purchase | 78 | $31.14 | $2,437.64 | < 1% 87.19K to 87.27K | (2%) |