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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Nov-22 3:24 PM View:  | Putnam Premier Income Trust (PPT) | 01-Nov-22 | Private Purchase | 272 | $3.68 | $1,000.72 | 100% 0 to 0.27K | |
| 02-Nov-22 3:11 PM View: | Putnam Master Intermediate ... (PIM) | 01-Nov-22 | Private Purchase | 299 | $3.35 | $1,000.16 | 100% 0 to 0.3K | |
| 11-Sep-20 6:34 PM View: | Western Asset Mortgage Capi... (WMC) | 11-Sep-20 | Private Purchase | 20,000 | $1.96 | $39,230.00 | 13% 155.0K to 175.0K | |
| 14-May-20 7:38 PM View: | Western Asset Mortgage Capi... (WMC) | 14-May-20 | Acquisition (other) | 10,000 | $2.20 | $22,000.00 | 7% 145.0K to 155.0K | |
| 18-Mar-20 6:31 PM View: | Western Asset Mortgage Capi... (WMC) | 18-Mar-20 | Private Purchase | 30,000 | $3.17 | $95,137.50 | 26% 115.0K to 145.0K | |
| 17-Mar-20 5:50 PM View: | Western Asset Mortgage Capi... (WMC) | 17-Mar-20 | Private Purchase | 20,000 | $5.05 | $100,966.00 | 21% 95.0K to 115.0K | |
| 12-Mar-20 5:03 PM View: | Western Asset Mortgage Capi... (WMC) | 12-Mar-20 | Private Purchase | 10,000 | $7.54 | $75,400.00 | 12% 85.0K to 95.0K | |
| 21-May-19 5:30 PM View: | Western Asset Mortgage Capi... (WMC) | 21-May-19 | Market Purchase | 10,000 | $9.98 | $99,800.00 | 13% 75.0K to 85.0K | 5% |
| 16-May-19 3:06 PM View: | Western Asset Mortgage Capi... (WMC) | 15-May-19 | Acquisition (other) | 10,000 | $10.07 | $100,700.00 | 15% 65.0K to 75.0K | 4% |
| 17-May-18 12:34 PM View: | Western Asset Mortgage Capi... (WMC) | 15-May-18 | Acquisition (other) | 7,500 | $10.16 | $76,200.00 | 13% 57.5K to 65.0K | (11%) |
| 14-May-18 2:49 PM View: | Western Asset Mortgage Capi... (WMC) | 11-May-18 | Market Purchase | 10,000 | $10.04 | $100,400.00 | 21% 47.5K to 57.5K | (10%) |
| 27-Dec-17 2:40 PM View: | Western Asset Mortgage Capi... (WMC) | 27-Dec-17 | Market Purchase | 10,000 | $10.22 | $102,200.00 | 27% 37.5K to 47.5K | (16%) |
| 30-May-17 5:29 PM View: | Western Asset Mortgage Capi... (WMC) | 30-May-17 | Market Purchase | 5,000 | $10.22 | $51,094.50 | 15% 32.5K to 37.5K | (21%) |
| 16-May-17 2:14 PM View: | Western Asset Mortgage Capi... (WMC) | 15-May-17 | Acquisition (other) | 7,500 | $9.99 | $74,925.00 | 30% 25.0K to 32.5K | (19%) |
| 08-Mar-17 5:49 PM View: | Western Asset Mortgage Capi... (WMC) | 08-Mar-17 | Market Purchase | 5,000 | $9.67 | $48,349.50 | 50% 10.0K to 15.0K | (14%) |
| 05-Jan-15 1:45 PM View: | Legg Mason Inc. (LM) | 01-Jan-15 | Payment of Exercise | 263 | $53.68 | $14,117.80 | (1%) 18.84K to 18.58K | 44% |
| 20-May-14 2:08 PM View: | Legg Mason Inc. (LM) | 16-May-14 | Grant | 4,653 | -- | -- | 33% 14.19K to 18.84K | |
| 02-Jan-14 2:26 PM View: | Legg Mason Inc. (LM) | 01-Jan-14 | Payment of Exercise | 263 | $43.53 | $11,448.40 | (2%) 14.45K to 14.19K | 31% |